Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/05/05?limit=200&registers=between&mode=atom 2024-05-05T00:29:41-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/05/05/2017-09080.html Notice - Order Granting Limited Exemptions From Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to Alpha Architect Value Momentum Trend ETF Pursuant to Exchange Act Rule 10b-17(b)(2) and Rules 101(d) and 102(e) of Regulation M 2017-05-05T00:00:00-07:00 2017-05-05T00:00:00-07:00 2017-09080 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-05/pdf/2017-09080.pdf https://regulations.justia.com/regulations/fedreg/2017/05/05/2017-09065.html Notice - ClearShares, LLC et al. 2017-05-05T00:00:00-07:00 2017-05-05T00:00:00-07:00 2017-09065 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-05/pdf/2017-09065.pdf https://regulations.justia.com/regulations/fedreg/2017/05/05/2017-09062.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing of a Proposed Rule Change To Amend MIAX Options Rule 515A, MIAX Price Improvement Mechanism (“PRIME”) and PRIME Solicitation Mechanism 2017-05-05T00:00:00-07:00 2017-05-05T00:00:00-07:00 2017-09062 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-05/pdf/2017-09062.pdf https://regulations.justia.com/regulations/fedreg/2017/05/05/2017-09061.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Quote Mitigation 2017-05-05T00:00:00-07:00 2017-05-05T00:00:00-07:00 2017-09061 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-05/pdf/2017-09061.pdf https://regulations.justia.com/regulations/fedreg/2017/05/05/2017-09060.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the CDS End-of-Day Price Discovery Policy 2017-05-05T00:00:00-07:00 2017-05-05T00:00:00-07:00 2017-09060 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-05/pdf/2017-09060.pdf https://regulations.justia.com/regulations/fedreg/2017/05/05/2017-09059.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Expand the Types of Entities That Are Eligible To Participate in Fixed Income Clearing Corporation as Sponsored Members and Make Other Changes 2017-05-05T00:00:00-07:00 2017-05-05T00:00:00-07:00 2017-09059 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-05/pdf/2017-09059.pdf