<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/05/03?registers=between Sun, 22 Dec 2024 06:22:10 -0800 Sun, 22 Dec 2024 06:22:10 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/05/03?registers=between Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Implement the Capped Contingency Liquidity Facility in the Government Securities Division Rulebook https://regulations.justia.com/regulations/fedreg/2017/05/03/2017-08907.html https://regulations.justia.com/regulations/fedreg/2017/05/03/2017-08907.html Wed, 03 May 2017 00:00:00 -0700 2017-08907 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-03/pdf/2017-08907.pdf Notice - Commonwealth Annuity and Life Insurance Company, et al. https://regulations.justia.com/regulations/fedreg/2017/05/03/2017-08904.html https://regulations.justia.com/regulations/fedreg/2017/05/03/2017-08904.html Wed, 03 May 2017 00:00:00 -0700 2017-08904 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-03/pdf/2017-08904.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of No Objection To Advance Notice Filing To Establish the Centrally Cleared Institutional Triparty Service and Make Other Changes https://regulations.justia.com/regulations/fedreg/2017/05/03/2017-08903.html https://regulations.justia.com/regulations/fedreg/2017/05/03/2017-08903.html Wed, 03 May 2017 00:00:00 -0700 2017-08903 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-03/pdf/2017-08903.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend IEX Rule 16.135 To Adopt Generic Listing Standards for Managed Fund Shares https://regulations.justia.com/regulations/fedreg/2017/05/03/2017-08902.html https://regulations.justia.com/regulations/fedreg/2017/05/03/2017-08902.html Wed, 03 May 2017 00:00:00 -0700 2017-08902 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-03/pdf/2017-08902.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an Annual Fee Cap for Acquisition Companies https://regulations.justia.com/regulations/fedreg/2017/05/03/2017-08901.html https://regulations.justia.com/regulations/fedreg/2017/05/03/2017-08901.html Wed, 03 May 2017 00:00:00 -0700 2017-08901 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-03/pdf/2017-08901.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the Franklin Liberty Intermediate Municipal Opportunities ETF and Franklin Liberty Municipal Bond ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2017/05/03/2017-08900.html https://regulations.justia.com/regulations/fedreg/2017/05/03/2017-08900.html Wed, 03 May 2017 00:00:00 -0700 2017-08900 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-03/pdf/2017-08900.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To List and Trade the Guggenheim Limited Duration ETF https://regulations.justia.com/regulations/fedreg/2017/05/03/2017-08899.html https://regulations.justia.com/regulations/fedreg/2017/05/03/2017-08899.html Wed, 03 May 2017 00:00:00 -0700 2017-08899 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-03/pdf/2017-08899.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection To Advance Notice Filing Concerning the Options Clearing Corporation's Enhancements to OCC's Stock Loan Programs https://regulations.justia.com/regulations/fedreg/2017/05/03/2017-08892.html https://regulations.justia.com/regulations/fedreg/2017/05/03/2017-08892.html Wed, 03 May 2017 00:00:00 -0700 2017-08892 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-03/pdf/2017-08892.pdf Notice - Order Granting Application by New York Stock Exchange LLC, NYSE MKT LLC, NYSE Arca, Inc., and NYSE National, Inc., Respectively, for a Conditional Exemption Pursuant to Section 36(a) of the Exchange Act From Certain Requirements of Rule 6a-2 Under the Exchange Act https://regulations.justia.com/regulations/fedreg/2017/05/03/2017-08891.html https://regulations.justia.com/regulations/fedreg/2017/05/03/2017-08891.html Wed, 03 May 2017 00:00:00 -0700 2017-08891 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-03/pdf/2017-08891.pdf