<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/05/02?registers=between Sun, 22 Dec 2024 06:21:15 -0800 Sun, 22 Dec 2024 06:21:15 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/05/02?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2017/05/02/2017-08957.html https://regulations.justia.com/regulations/fedreg/2017/05/02/2017-08957.html Tue, 02 May 2017 00:00:00 -0700 2017-08957 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-02/pdf/2017-08957.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reflect Changes in the Name of, the Investment Objective for, and the Means of Achieving the Investment Objective Applicable to the PIMCO Total Return Active Exchange-Traded Fund https://regulations.justia.com/regulations/fedreg/2017/05/02/2017-08815.html https://regulations.justia.com/regulations/fedreg/2017/05/02/2017-08815.html Tue, 02 May 2017 00:00:00 -0700 2017-08815 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-02/pdf/2017-08815.pdf Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Order Approving Proposed Rule Change Concerning Changes to the Options Clearing Corporation's Management Structure https://regulations.justia.com/regulations/fedreg/2017/05/02/2017-08814.html https://regulations.justia.com/regulations/fedreg/2017/05/02/2017-08814.html Tue, 02 May 2017 00:00:00 -0700 2017-08814 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-02/pdf/2017-08814.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of Proposed Rule Change To Harmonize the Corporate Governance Framework With That of the NASDAQ Stock Market LLC, NASDAQ PHLX LLC, and NASDAQ BX, Inc. https://regulations.justia.com/regulations/fedreg/2017/05/02/2017-08813.html https://regulations.justia.com/regulations/fedreg/2017/05/02/2017-08813.html Tue, 02 May 2017 00:00:00 -0700 2017-08813 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-02/pdf/2017-08813.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 3 and 5, To List and Trade Shares of the Amplify YieldShares Oil Hedged MLP Fund, a Series of the Amplify ETF Trust, Under BZX Rule 14.11(i), Managed Fund Shares https://regulations.justia.com/regulations/fedreg/2017/05/02/2017-08812.html https://regulations.justia.com/regulations/fedreg/2017/05/02/2017-08812.html Tue, 02 May 2017 00:00:00 -0700 2017-08812 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-02/pdf/2017-08812.pdf