Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/04?limit=200®isters=between&min-day=1&max-day=30&mode=atom2024-04-25T14:15:04-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2017/04/28/2017-08578.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend the Mortgage-Backed Securities Division Rules Concerning Use of Clearing Fund for Losses, Liabilities or Temporary Needs for Funds Incident to the Clearance and Settlement Business and Make Other Related Changes2017-04-28T00:00:00-07:002017-04-28T00:00:00-07:002017-08578Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-28/pdf/2017-08578.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/28/2017-08577.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services2017-04-28T00:00:00-07:002017-04-28T00:00:00-07:002017-08577Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-28/pdf/2017-08577.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/28/2017-08576.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reflect a Change in the Index Methodology Applicable to the Virtus Enhanced U.S. Equity ETF Under NYSE Arca Equities Rule 5.2(j)(3)2017-04-28T00:00:00-07:002017-04-28T00:00:00-07:002017-08576Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-28/pdf/2017-08576.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/28/2017-08575.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing of Proposed Rule Change To Modify the Manner in Which the Exchange Opens Trading for Non-IEX-Listed Securities2017-04-28T00:00:00-07:002017-04-28T00:00:00-07:002017-08575Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-28/pdf/2017-08575.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/28/2017-08565.htmlNotice - Order Granting Petition for Review and Scheduling Filing of Statements; in the Matter of Bats BZX Exchange, Inc.; Regarding an Order Disapproving a Proposed Rule Change, as Modified by Amendments No. 1 and 2, to BZX Rule 14.11(e)(4), Commodity-Based Trust Shares, To List and Trade Shares Issued by the Winklevoss Bitcoin Trust2017-04-28T00:00:00-07:002017-04-28T00:00:00-07:002017-08565Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-28/pdf/2017-08565.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/27/2017-08534.htmlNotice - SEC Advisory Committee on Small and Emerging Companies2017-04-27T00:00:00-07:002017-04-27T00:00:00-07:002017-08534Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-27/pdf/2017-08534.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/27/2017-08467.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 5.72017-04-27T00:00:00-07:002017-04-27T00:00:00-07:002017-08467Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-27/pdf/2017-08467.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/27/2017-08466.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to ICC's End-of-Day Price Discovery Policies and Procedures2017-04-27T00:00:00-07:002017-04-27T00:00:00-07:002017-08466Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-27/pdf/2017-08466.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/27/2017-08465.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment Nos. 3 and 4, To List and Trade Shares of the Amplify YieldShares Oil Hedged MLP Fund, a Series of the Amplify ETF Trust, Under BZX Rule 14.11(i), Managed Fund Shares2017-04-27T00:00:00-07:002017-04-27T00:00:00-07:002017-08465Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-27/pdf/2017-08465.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/27/2017-08464.htmlNotice - Self-Regulatory Organizations; NASDAQ PHLX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1002 of the Exchange's Rules To Establish Certain Exemptions From Exercise Limits2017-04-27T00:00:00-07:002017-04-27T00:00:00-07:002017-08464Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-27/pdf/2017-08464.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/27/2017-08463.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice and Immediate Effectiveness of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to Clearance of Additional Credit Default Swap Contracts2017-04-27T00:00:00-07:002017-04-27T00:00:00-07:002017-08463Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-27/pdf/2017-08463.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/27/2017-08462.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1, and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the Bitcoin Investment Trust Under NYSE Arca Equities Rule 8.2012017-04-27T00:00:00-07:002017-04-27T00:00:00-07:002017-08462Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-27/pdf/2017-08462.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/27/2017-08461.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to the Listing and Trading of Shares of the EtherIndex Ether Trust Under NYSE Arca Equities Rule 8.2012017-04-27T00:00:00-07:002017-04-27T00:00:00-07:002017-08461Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-27/pdf/2017-08461.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/27/2017-08460.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Amendment No. 1 to a Proposed Rule Change Allowing the Exchange To Trade, Pursuant to Unlisted Trading Privileges, Any NMS Stock Listed on Another National Securities Exchange; Establishing Rules for the Trading Pursuant to UTP of Exchange-Traded Products; and Adopting New Equity Trading Rules Relating to Trading Halts of Securities Traded Pursuant to UTP on the Pillar Platform2017-04-27T00:00:00-07:002017-04-27T00:00:00-07:002017-08460Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-27/pdf/2017-08460.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/26/2017-08444.htmlNotice - TriLine Index Solutions, LLC, et al.2017-04-26T00:00:00-07:002017-04-26T00:00:00-07:002017-08444Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-26/pdf/2017-08444.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/26/2017-08432.htmlNotice - Submission for OMB Review; Comment Request2017-04-26T00:00:00-07:002017-04-26T00:00:00-07:002017-08432Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-26/pdf/2017-08432.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/26/2017-08394.htmlNotice - Formula Folio Investments, LLC and Northern Lights Fund Trust IV2017-04-26T00:00:00-07:002017-04-26T00:00:00-07:002017-08394Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-26/pdf/2017-08394.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/26/2017-08392.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Exchange's Equity Options Platform2017-04-26T00:00:00-07:002017-04-26T00:00:00-07:002017-08392Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-26/pdf/2017-08392.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/26/2017-08391.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 975NY2017-04-26T00:00:00-07:002017-04-26T00:00:00-07:002017-08391Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-26/pdf/2017-08391.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/26/2017-08390.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.872017-04-26T00:00:00-07:002017-04-26T00:00:00-07:002017-08390Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-26/pdf/2017-08390.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/26/2017-08389.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend a Prior Rule Change, SR-BOX-2017-08, Which Contained a Portion of Text That Is Not Applicable to BOX2017-04-26T00:00:00-07:002017-04-26T00:00:00-07:002017-08389Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-26/pdf/2017-08389.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/26/2017-08388.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 994NY, Broadcast Order Liquidity Delivery Mechanism2017-04-26T00:00:00-07:002017-04-26T00:00:00-07:002017-08388Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-26/pdf/2017-08388.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/25/2017-08393.htmlNotice - Sunshine Act Meeting2017-04-25T00:00:00-07:002017-04-25T00:00:00-07:002017-08393Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-25/pdf/2017-08393.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/25/2017-08288.htmlNotice - Homestead Funds, Inc. and RE Advisers Corporation2017-04-25T00:00:00-07:002017-04-25T00:00:00-07:002017-08288Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-25/pdf/2017-08288.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/25/2017-08287.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; National Securities Clearing Corporation; Fixed Income Clearing Corporation; Notice of Filings of Proposed Rule Changes, as Modified by Amendments No. 1, To Adopt the Clearing Agency Policy on Capital Requirements and the Clearing Agency Capital Replenishment Plan2017-04-25T00:00:00-07:002017-04-25T00:00:00-07:002017-08287Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-25/pdf/2017-08287.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/25/2017-08286.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; National Securities Clearing Corporation; Fixed Income Clearing Corporation; Notice of Filings of Proposed Rule Changes, as Modified by Amendments No. 1, To Adopt the Clearing Agency Liquidity Risk Management Framework2017-04-25T00:00:00-07:002017-04-25T00:00:00-07:002017-08286Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-25/pdf/2017-08286.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/25/2017-08285.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees at Rule 7030(d)(3)2017-04-25T00:00:00-07:002017-04-25T00:00:00-07:002017-08285Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-25/pdf/2017-08285.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/25/2017-08284.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to the Listing and Trading of Shares of the USCF Canadian Crude Oil Index Fund Under NYSE Arca Equities Rule 8.2002017-04-25T00:00:00-07:002017-04-25T00:00:00-07:002017-08284Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-25/pdf/2017-08284.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/25/2017-08283.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Fixed Income Clearing Corporation; National Securities Clearing Corporation; Notice of Filings of Proposed Rule Changes To Adopt the Clearing Agency Stress Testing Framework (Market Risk)2017-04-25T00:00:00-07:002017-04-25T00:00:00-07:002017-08283Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-25/pdf/2017-08283.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/25/2017-08282.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Effective Date of Government Securities Division Margin Proxy Rule Changes2017-04-25T00:00:00-07:002017-04-25T00:00:00-07:002017-08282Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-25/pdf/2017-08282.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/25/2017-08281.htmlNotice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees at Section VIII2017-04-25T00:00:00-07:002017-04-25T00:00:00-07:002017-08281Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-25/pdf/2017-08281.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/24/2017-08168.htmlNotice - Proposed Collection; Comment Request2017-04-24T00:00:00-07:002017-04-24T00:00:00-07:002017-08168Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-24/pdf/2017-08168.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/24/2017-08165.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rulebook and Schedule of Fees To Incorporate Certain Name Changes2017-04-24T00:00:00-07:002017-04-24T00:00:00-07:002017-08165Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-24/pdf/2017-08165.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/24/2017-08164.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Related to Unusual Market Conditions and the Requirement To Systemize Non-Electronic Orders Prior to Representation2017-04-24T00:00:00-07:002017-04-24T00:00:00-07:002017-08164Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-24/pdf/2017-08164.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/24/2017-08163.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Bats BZX Exchange, Inc.2017-04-24T00:00:00-07:002017-04-24T00:00:00-07:002017-08163Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-24/pdf/2017-08163.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/24/2017-08162.htmlNotice - Self-Regulatory Organizations; ISE Mercury, LLC; Order Declaring Effective a Minor Rule Violation Plan2017-04-24T00:00:00-07:002017-04-24T00:00:00-07:002017-08162Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-24/pdf/2017-08162.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/24/2017-08160.htmlProposed Rule - Request for Comment on Possible Changes to Industry Guide 3 (Statistical Disclosure by Bank Holding Companies); Extension of Comment Period2017-04-24T00:00:00-07:002017-04-24T00:00:00-07:002017-08160Proposed Rulehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-24/pdf/2017-08160.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/21/2017-08063.htmlNotice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees at Rule 70182017-04-21T00:00:00-07:002017-04-21T00:00:00-07:002017-08063Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-21/pdf/2017-08063.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/21/2017-08062.htmlNotice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Pricing Schedule2017-04-21T00:00:00-07:002017-04-21T00:00:00-07:002017-08062Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-21/pdf/2017-08062.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/21/2017-08061.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule To Amend the Fees Schedule2017-04-21T00:00:00-07:002017-04-21T00:00:00-07:002017-08061Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-21/pdf/2017-08061.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/21/2017-08060.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2017-04-21T00:00:00-07:002017-04-21T00:00:00-07:002017-08060Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-21/pdf/2017-08060.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/21/2017-08059.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MDX Fees Schedule2017-04-21T00:00:00-07:002017-04-21T00:00:00-07:002017-08059Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-21/pdf/2017-08059.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/21/2017-08058.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule2017-04-21T00:00:00-07:002017-04-21T00:00:00-07:002017-08058Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-21/pdf/2017-08058.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/21/2017-08057.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Shorten the Standard Settlement Cycle From Three Business Days After the Trade Date to Two Business Days After the Trade Date2017-04-21T00:00:00-07:002017-04-21T00:00:00-07:002017-08057Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-21/pdf/2017-08057.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/21/2017-08056.htmlNotice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Customer Rebates and Pricing for Multiply Listed Options2017-04-21T00:00:00-07:002017-04-21T00:00:00-07:002017-08056Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-21/pdf/2017-08056.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/21/2017-08055.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Rule 70172017-04-21T00:00:00-07:002017-04-21T00:00:00-07:002017-08055Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-21/pdf/2017-08055.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/20/2017-07954.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2017-04-20T00:00:00-07:002017-04-20T00:00:00-07:002017-07954Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-20/pdf/2017-07954.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/20/2017-07953.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change to Bats BZX Rule 14.13, Company Listing Fees, and to the Bats BZX Fee Schedule2017-04-20T00:00:00-07:002017-04-20T00:00:00-07:002017-07953Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-20/pdf/2017-07953.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/19/2017-07878.htmlNotice - Joint Industry Plan; Order Approving the Thirteenth Amendment to the National Market System Plan To Address Extraordinary Market Volatility by Bats BZX Exchange, Inc., Bats BYX Exchange, Inc., Bats EDGA Exchange, Inc., Bats EDGX Exchange, Inc., Chicago Stock Exchange, Inc., Financial Industry Regulatory Authority, Inc., Investors Exchange LLC, NASDAQ BX, Inc., NASDAQ PHLX LLC, The Nasdaq Stock Market LLC, NYSE National, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc.2017-04-19T00:00:00-07:002017-04-19T00:00:00-07:002017-07878Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-19/pdf/2017-07878.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/19/2017-07877.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of the Euro Gold Trust, Pound Gold Trust, and the Yen Gold Trust Under NYSE Arca Equities Rule 8.2012017-04-19T00:00:00-07:002017-04-19T00:00:00-07:002017-07877Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-19/pdf/2017-07877.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/19/2017-07876.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposal To Adopt a Fee Schedule for Acquisition Companies2017-04-19T00:00:00-07:002017-04-19T00:00:00-07:002017-07876Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-19/pdf/2017-07876.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/19/2017-07875.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the DTC Rules in Order to Enhance Transparency With Regard to Application Criteria and Participation Requirements for Applicants and Participants2017-04-19T00:00:00-07:002017-04-19T00:00:00-07:002017-07875Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-19/pdf/2017-07875.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/19/2017-07874.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Specify the Required Forms of Listing Application, Agreement and Other Documentation2017-04-19T00:00:00-07:002017-04-19T00:00:00-07:002017-07874Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-19/pdf/2017-07874.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/19/2017-07873.htmlNotice - Self-Regulatory Organizations; LCH SA; Notice of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to CDS Margin and Extreme Credit Spread Curves2017-04-19T00:00:00-07:002017-04-19T00:00:00-07:002017-07873Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-19/pdf/2017-07873.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/19/2017-07872.htmlNotice - Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change Relating to Recovery Risk Margin2017-04-19T00:00:00-07:002017-04-19T00:00:00-07:002017-07872Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-19/pdf/2017-07872.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/19/2017-07870.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Third Party Collateral Purchase Arrangements Under the ICE Clear Europe Finance Procedures and Other Clarifying Changes to the ICE Clear Europe Finance Procedures2017-04-19T00:00:00-07:002017-04-19T00:00:00-07:002017-07870Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-19/pdf/2017-07870.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/19/2017-07869.htmlNotice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Bats EDGA Exchange, Inc.2017-04-19T00:00:00-07:002017-04-19T00:00:00-07:002017-07869Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-19/pdf/2017-07869.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/19/2017-07868.htmlNotice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees2017-04-19T00:00:00-07:002017-04-19T00:00:00-07:002017-07868Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-19/pdf/2017-07868.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/18/2017-07867.htmlNotice - Sunshine Act Meeting2017-04-18T00:00:00-07:002017-04-18T00:00:00-07:002017-07867Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-18/pdf/2017-07867.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/18/2017-07755.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to FLEX Options Pilot Program2017-04-18T00:00:00-07:002017-04-18T00:00:00-07:002017-07755Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-18/pdf/2017-07755.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/18/2017-07754.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees at Rule 7014(f) To Amend the Designated Liquidity Provider Program2017-04-18T00:00:00-07:002017-04-18T00:00:00-07:002017-07754Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-18/pdf/2017-07754.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/18/2017-07753.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule2017-04-18T00:00:00-07:002017-04-18T00:00:00-07:002017-07753Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-18/pdf/2017-07753.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/18/2017-07752.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule2017-04-18T00:00:00-07:002017-04-18T00:00:00-07:002017-07752Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-18/pdf/2017-07752.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/18/2017-07751.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Complex Order Price Protections2017-04-18T00:00:00-07:002017-04-18T00:00:00-07:002017-07751Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-18/pdf/2017-07751.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/18/2017-07750.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Supplementary Material .03 to Rule 713 To Change the Allocation Entitlement for Preferred PMMs2017-04-18T00:00:00-07:002017-04-18T00:00:00-07:002017-07750Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-18/pdf/2017-07750.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/17/2017-07656.htmlNotice - Proposed Collection; Comment Request2017-04-17T00:00:00-07:002017-04-17T00:00:00-07:002017-07656Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-17/pdf/2017-07656.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/17/2017-07655.htmlNotice - Proposed Collection; Comment Request2017-04-17T00:00:00-07:002017-04-17T00:00:00-07:002017-07655Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-17/pdf/2017-07655.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/17/2017-07640.htmlNotice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Fees for Use on the Exchange's Equities Options Platform2017-04-17T00:00:00-07:002017-04-17T00:00:00-07:002017-07640Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-17/pdf/2017-07640.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/17/2017-07639.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Certain of the Initial and Annual Listing Fee Provisions Included in the NYSE MKT Company Guide2017-04-17T00:00:00-07:002017-04-17T00:00:00-07:002017-07639Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-17/pdf/2017-07639.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/17/2017-07638.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, To Amend Various Rules in Connection With a System Migration to Nasdaq INET Technology2017-04-17T00:00:00-07:002017-04-17T00:00:00-07:002017-07638Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-17/pdf/2017-07638.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/17/2017-07637.htmlNotice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Obvious Errors2017-04-17T00:00:00-07:002017-04-17T00:00:00-07:002017-07637Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-17/pdf/2017-07637.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/17/2017-07636.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Complex Order Price Protections2017-04-17T00:00:00-07:002017-04-17T00:00:00-07:002017-07636Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-17/pdf/2017-07636.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/17/2017-07635.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Obvious Errors2017-04-17T00:00:00-07:002017-04-17T00:00:00-07:002017-07635Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-17/pdf/2017-07635.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/17/2017-07634.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Expand the Execution Range for a Customer Cross Order2017-04-17T00:00:00-07:002017-04-17T00:00:00-07:002017-07634Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-17/pdf/2017-07634.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/17/2017-07633.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4703 (Order Attributes), Rule 4752 (Opening Process), Rule 4753 (Nasdaq Halt Cross) and Rule 4754 (Nasdaq Closing Cross)2017-04-17T00:00:00-07:002017-04-17T00:00:00-07:002017-07633Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-17/pdf/2017-07633.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/14/2017-07598.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendments No. 2 and No. 3 Thereto, To List and Trade Shares of the United States 3x Oil Fund and United States 3x Short Oil Fund Under NYSE Arca Equities Rule 8.200, Commentary .022017-04-14T00:00:00-07:002017-04-14T00:00:00-07:002017-07598Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-14/pdf/2017-07598.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/14/2017-07539.htmlNotice - Excelsior Private Markets Fund II (Master), LLC, et al.2017-04-14T00:00:00-07:002017-04-14T00:00:00-07:002017-07539Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-14/pdf/2017-07539.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/14/2017-07536.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule To Establish an Options Regulatory Fee (“ORF”)2017-04-14T00:00:00-07:002017-04-14T00:00:00-07:002017-07536Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-14/pdf/2017-07536.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/14/2017-07535.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate Obsolete References in the Fees Schedule2017-04-14T00:00:00-07:002017-04-14T00:00:00-07:002017-07535Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-14/pdf/2017-07535.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/14/2017-07534.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to the Automated Improvement Mechanism and the Solicitation Auction Mechanism2017-04-14T00:00:00-07:002017-04-14T00:00:00-07:002017-07534Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-14/pdf/2017-07534.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/14/2017-07533.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending the Certificate of Incorporation and Bylaws of Its Ultimate Parent Company, Intercontinental Exchange, Inc.2017-04-14T00:00:00-07:002017-04-14T00:00:00-07:002017-07533Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-14/pdf/2017-07533.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/14/2017-07532.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending the Certificate of Incorporation and Bylaws of Its Ultimate Parent Company, Intercontinental Exchange, Inc.2017-04-14T00:00:00-07:002017-04-14T00:00:00-07:002017-07532Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-14/pdf/2017-07532.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/14/2017-07531.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending the Certificate of Incorporation and Bylaws of Its Ultimate Parent Company, Intercontinental Exchange, Inc.2017-04-14T00:00:00-07:002017-04-14T00:00:00-07:002017-07531Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-14/pdf/2017-07531.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/14/2017-07530.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending the Certificate of Incorporation and Bylaws of Its Ultimate Parent Company, Intercontinental Exchange, Inc.2017-04-14T00:00:00-07:002017-04-14T00:00:00-07:002017-07530Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-14/pdf/2017-07530.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/14/2017-07529.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2017-04-14T00:00:00-07:002017-04-14T00:00:00-07:002017-07529Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-14/pdf/2017-07529.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/14/2017-07528.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Amend Commentary .01 and Commentary .02 to NYSE Arca Equities Rule 5.2(j)(3) To Provide for the Inclusion of Cash in an Index Underlying a Series of Investment Company Units2017-04-14T00:00:00-07:002017-04-14T00:00:00-07:002017-07528Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-14/pdf/2017-07528.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/13/2017-07459.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide for a New Data Repository Feature Called “Insurance Profile” for Transmission of Fee Data and Implement Fees in Connection With This Feature2017-04-13T00:00:00-07:002017-04-13T00:00:00-07:002017-07459Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-13/pdf/2017-07459.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/13/2017-07458.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule2017-04-13T00:00:00-07:002017-04-13T00:00:00-07:002017-07458Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-13/pdf/2017-07458.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/13/2017-07457.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program for the Listing and Trading of Options Settling to the RealVolTM2017-04-13T00:00:00-07:002017-04-13T00:00:00-07:002017-07457Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-13/pdf/2017-07457.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/13/2017-07456.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendments No. 1 and No. 2, To List and Trade Shares of the iShares iBonds Dec 2024 AMT-Free Muni Bond ETF, iShares iBonds Dec 2025 AMT-Free Muni Bond ETF, and iShares iBonds Dec 2026 AMT-Free Muni Bond ETF of the iShares U.S. ETF Trust Under Exchange Rule 14.11(i)2017-04-13T00:00:00-07:002017-04-13T00:00:00-07:002017-07456Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-13/pdf/2017-07456.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/13/2017-07455.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove Section 204.25 (Treasury Stock Changes) From the NYSE Listed Company Manual2017-04-13T00:00:00-07:002017-04-13T00:00:00-07:002017-07455Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-13/pdf/2017-07455.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/13/2017-07454.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Change Amending Its Price List2017-04-13T00:00:00-07:002017-04-13T00:00:00-07:002017-07454Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-13/pdf/2017-07454.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/13/2017-07453.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Advance Notice To Enhance the Credit Risk Rating Matrix and Make Other Changes2017-04-13T00:00:00-07:002017-04-13T00:00:00-07:002017-07453Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-13/pdf/2017-07453.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/13/2017-07452.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Advance Notice To Enhance the Credit Risk Rating Matrix and Make Other Changes2017-04-13T00:00:00-07:002017-04-13T00:00:00-07:002017-07452Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-13/pdf/2017-07452.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/13/2017-07451.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Advance Notice To Address and Update Practices and Policies With Respect to the Credit Risk Rating Matrix and Make Other Changes2017-04-13T00:00:00-07:002017-04-13T00:00:00-07:002017-07451Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-13/pdf/2017-07451.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/12/2017-07311.htmlNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and BOX Options Exchange LLC2017-04-12T00:00:00-07:002017-04-12T00:00:00-07:002017-07311Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-12/pdf/2017-07311.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/12/2017-07309.htmlNotice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Implementation Date of Its Functionality Relating to Orders With Midpoint Pegging2017-04-12T00:00:00-07:002017-04-12T00:00:00-07:002017-07309Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-12/pdf/2017-07309.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/12/2017-07308.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Implementation Date of Its Functionality Relating to Midpoint Peg Post-Only Orders and Orders With Midpoint Pegging2017-04-12T00:00:00-07:002017-04-12T00:00:00-07:002017-07308Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-12/pdf/2017-07308.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/12/2017-07307.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Renew Nonstandard Expirations Pilot Program2017-04-12T00:00:00-07:002017-04-12T00:00:00-07:002017-07307Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-12/pdf/2017-07307.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/12/2017-07306.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the SPXPM Pilot Program2017-04-12T00:00:00-07:002017-04-12T00:00:00-07:002017-07306Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-12/pdf/2017-07306.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/12/2017-07305.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change Related to Rule 24.9(e)2017-04-12T00:00:00-07:002017-04-12T00:00:00-07:002017-07305Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-12/pdf/2017-07305.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/12/2017-07304.htmlNotice - Self-Regulatory Organizations: MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX PEARL Rules 504 and 5162017-04-12T00:00:00-07:002017-04-12T00:00:00-07:002017-07304Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-12/pdf/2017-07304.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/12/2017-07303.htmlNotice - Proposed Collection; Comment Request2017-04-12T00:00:00-07:002017-04-12T00:00:00-07:002017-07303Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-12/pdf/2017-07303.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/12/2017-07302.htmlNotice - Proposed Collection; Comment Request2017-04-12T00:00:00-07:002017-04-12T00:00:00-07:002017-07302Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-12/pdf/2017-07302.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/12/2017-07301.htmlNotice - Proposed Collection; Comment Request2017-04-12T00:00:00-07:002017-04-12T00:00:00-07:002017-07301Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-12/pdf/2017-07301.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/12/2017-07300.htmlNotice - Proposed Collection; Comment Request2017-04-12T00:00:00-07:002017-04-12T00:00:00-07:002017-07300Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-12/pdf/2017-07300.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/12/2017-07299.htmlNotice - Proposed Collection; Comment Request2017-04-12T00:00:00-07:002017-04-12T00:00:00-07:002017-07299Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-12/pdf/2017-07299.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/12/2017-07298.htmlNotice - Proposed Collection; Comment Request2017-04-12T00:00:00-07:002017-04-12T00:00:00-07:002017-07298Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-12/pdf/2017-07298.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/12/2017-07297.htmlNotice - Proposed Collection; Comment Request2017-04-12T00:00:00-07:002017-04-12T00:00:00-07:002017-07297Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-12/pdf/2017-07297.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/12/2017-06797.htmlRule - Inflation Adjustments and Other Technical Amendments Under Titles I and III of the Jobs Act2017-04-12T00:00:00-07:002017-04-12T00:00:00-07:002017-06797Rulehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-12/pdf/2017-06797.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/11/2017-07250.htmlNotice - Proposed Collection; Comment Request2017-04-11T00:00:00-07:002017-04-11T00:00:00-07:002017-07250Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-11/pdf/2017-07250.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/11/2017-07249.htmlNotice - Submission for OMB Review: Comment Request2017-04-11T00:00:00-07:002017-04-11T00:00:00-07:002017-07249Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-11/pdf/2017-07249.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/11/2017-07248.htmlNotice - Proposed Collection; Comment Request2017-04-11T00:00:00-07:002017-04-11T00:00:00-07:002017-07248Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-11/pdf/2017-07248.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/11/2017-07182.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Enhance the Credit Risk Rating Matrix and Make Other Changes2017-04-11T00:00:00-07:002017-04-11T00:00:00-07:002017-07182Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-11/pdf/2017-07182.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/11/2017-07181.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Address and Update Practices and Policies With Respect to the Credit Risk Rating Matrix and Make Other Changes2017-04-11T00:00:00-07:002017-04-11T00:00:00-07:002017-07181Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-11/pdf/2017-07181.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/11/2017-07180.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Enhance the Credit Risk Rating Matrix and Make Other Changes2017-04-11T00:00:00-07:002017-04-11T00:00:00-07:002017-07180Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-11/pdf/2017-07180.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/11/2017-07179.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce Fees for Certain Connectivity Under Rule 7015(g)(1) and Rule 7034(b)2017-04-11T00:00:00-07:002017-04-11T00:00:00-07:002017-07179Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-11/pdf/2017-07179.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/11/2017-07178.htmlNotice - Self-Regulatory Organizations; LCH SA; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Retroactively Apply Recently-Revised Fee Schedule2017-04-11T00:00:00-07:002017-04-11T00:00:00-07:002017-07178Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-11/pdf/2017-07178.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/11/2017-07173.htmlNotice - Precidian ETFs Trust, et al.2017-04-11T00:00:00-07:002017-04-11T00:00:00-07:002017-07173Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-11/pdf/2017-07173.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/10/2017-07101.htmlNotice - Order Granting a Temporary Exemption to Covered Clearing Agencies From Compliance With Rule 17Ad-22(e)(3)(ii) and Certain Requirements in Rules 17Ad-22(e)(15)(i) and (ii) Under the Securities Exchange Act of 19342017-04-10T00:00:00-07:002017-04-10T00:00:00-07:002017-07101Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-10/pdf/2017-07101.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/10/2017-07049.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending Rule 36-Equities To Permit Exchange Floor Brokers To Use Non-Exchange Provided Telephones on the Floor2017-04-10T00:00:00-07:002017-04-10T00:00:00-07:002017-07049Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-10/pdf/2017-07049.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/10/2017-07048.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Rule 36 To Permit Exchange Floor Brokers To Use Non-Exchange Provided Telephones on the Floor2017-04-10T00:00:00-07:002017-04-10T00:00:00-07:002017-07048Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-10/pdf/2017-07048.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/10/2017-07047.htmlNotice - Options Clearing Corporation Self-Regulatory Organizations; the Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning the Requirement for Clearing Members To Participate in Default Management Testing2017-04-10T00:00:00-07:002017-04-10T00:00:00-07:002017-07047Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-10/pdf/2017-07047.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/10/2017-07046.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Adopt Consolidated FINRA Registration Rules, Restructure the Representative-Level Qualification Examination Program and Amend the Continuing Education Requirements2017-04-10T00:00:00-07:002017-04-10T00:00:00-07:002017-07046Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-10/pdf/2017-07046.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/10/2017-07045.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To List and Trade the Shares of the First Trust California Municipal High Income ETF2017-04-10T00:00:00-07:002017-04-10T00:00:00-07:002017-07045Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-10/pdf/2017-07045.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/07/2017-06976.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Advance Notice To Establish the Centrally Cleared Institutional Triparty Service and Make Other Changes2017-04-07T00:00:00-07:002017-04-07T00:00:00-07:002017-06976Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-07/pdf/2017-06976.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/07/2017-06911.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Adopt the CHX Liquidity Enhancing Access Delay2017-04-07T00:00:00-07:002017-04-07T00:00:00-07:002017-06911Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-07/pdf/2017-06911.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/07/2017-06910.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Schedule of Fees and Charges2017-04-07T00:00:00-07:002017-04-07T00:00:00-07:002017-06910Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-07/pdf/2017-06910.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/07/2017-06909.htmlNotice - Self-Regulatory Organizations; ISE Mercury, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to “Tick-Worse” Functionality2017-04-07T00:00:00-07:002017-04-07T00:00:00-07:002017-06909Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-07/pdf/2017-06909.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/07/2017-06908.htmlNotice - Olden Lane Securities LLC and Olden Lane Trust2017-04-07T00:00:00-07:002017-04-07T00:00:00-07:002017-06908Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-07/pdf/2017-06908.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/06/2017-06793.htmlNotice - Order Extending a Temporary Exemption From Compliance With Rules 13n-1 to 13n-12 Under the Securities Exchange Act of 19342017-04-06T00:00:00-07:002017-04-06T00:00:00-07:002017-06793Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-06/pdf/2017-06793.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/06/2017-06787.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Listing Standards for Acquisition Companies To Modify the Initial and Continued Distribution Requirements2017-04-06T00:00:00-07:002017-04-06T00:00:00-07:002017-06787Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-06/pdf/2017-06787.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/06/2017-06784.htmlNotice - Submission for OMB Review; Comment Request2017-04-06T00:00:00-07:002017-04-06T00:00:00-07:002017-06784Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-06/pdf/2017-06784.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/05/2017-06695.htmlNotice - Proposed Collection; Comment Request2017-04-05T00:00:00-07:002017-04-05T00:00:00-07:002017-06695Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-05/pdf/2017-06695.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/05/2017-06693.htmlNotice - Winton Diversified Opportunities Fund and Winton Capital US LLC2017-04-05T00:00:00-07:002017-04-05T00:00:00-07:002017-06693Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-05/pdf/2017-06693.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/05/2017-06692.htmlNotice - Angel Oak Funds Trust and Angel Oak Capital Advisors, LLC2017-04-05T00:00:00-07:002017-04-05T00:00:00-07:002017-06692Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-05/pdf/2017-06692.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/05/2017-06686.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Under BZX Rule 14.11(c)(4) the Shares of the VanEck Vectors AMT-Free National Municipal Index ETF of VanEck Vectors ETF Trust2017-04-05T00:00:00-07:002017-04-05T00:00:00-07:002017-06686Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-05/pdf/2017-06686.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/05/2017-06685.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving a Proposed Rule Change To (1) Implement the Margin Proxy, (2) Modify the Calculation of the Coverage Charge in Circumstances Where the Margin Proxy Applies, and (3) Make Certain Technical Corrections2017-04-05T00:00:00-07:002017-04-05T00:00:00-07:002017-06685Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-05/pdf/2017-06685.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/05/2017-06684.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Rule 57102017-04-05T00:00:00-07:002017-04-05T00:00:00-07:002017-06684Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-05/pdf/2017-06684.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/05/2017-06683.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, Regarding Investments of the Janus Short Duration Income ETF Listed Under NYSE Arca Equities Rule 8.6002017-04-05T00:00:00-07:002017-04-05T00:00:00-07:002017-06683Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-05/pdf/2017-06683.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/05/2017-06682.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of No Objection to Advance Notice Filing To (1) Implement the Margin Proxy and (2) Modify the Calculation of the Coverage Charge in Circumstances Where the Margin Proxy Applies2017-04-05T00:00:00-07:002017-04-05T00:00:00-07:002017-06682Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-05/pdf/2017-06682.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/04/2017-06691.htmlNotice - Sunshine Act Meeting2017-04-04T00:00:00-07:002017-04-04T00:00:00-07:002017-06691Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-04/pdf/2017-06691.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/04/2017-06690.htmlNotice - Sunshine Act Meeting2017-04-04T00:00:00-07:002017-04-04T00:00:00-07:002017-06690Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-04/pdf/2017-06690.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/04/2017-06571.htmlNotice - Order Granting Application by C2 Options Exchange, Incorporated for an Exemption Pursuant to Section 36(a) of the Exchange Act From the Rule Filing Requirements of Section 19(b) of the Exchange Act With Respect to Certain Rules Incorporated by Reference2017-04-04T00:00:00-07:002017-04-04T00:00:00-07:002017-06571Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-04/pdf/2017-06571.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/04/2017-06570.htmlNotice - Order Granting Application by MIAX PEARL, LLC for an Exemption Pursuant to Section 36(a) of the Exchange Act From the Rule Filing Requirements of Section 19(b) of the Exchange Act With Respect to Certain Rules Incorporated by Reference2017-04-04T00:00:00-07:002017-04-04T00:00:00-07:002017-06570Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-04/pdf/2017-06570.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/04/2017-06569.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt New Equities Trading Rules To Transition Trading on the Exchange From a Floor Based Market With a Parity Allocation Model to Fully Automated Price-Time Priority Model on the Exchange's New Trading Technology Platform, Pillar2017-04-04T00:00:00-07:002017-04-04T00:00:00-07:002017-06569Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-04/pdf/2017-06569.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/04/2017-06568.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to Market Makers Applicable When the Exchange Transitions Trading to Pillar, the Exchange's New Trading Technology Platform2017-04-04T00:00:00-07:002017-04-04T00:00:00-07:002017-06568Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-04/pdf/2017-06568.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/04/2017-06567.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Amending Rule 982017-04-04T00:00:00-07:002017-04-04T00:00:00-07:002017-06567Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-04/pdf/2017-06567.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/04/2017-06566.htmlNotice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct Typographical Errors in SR-IEX-2017-062017-04-04T00:00:00-07:002017-04-04T00:00:00-07:002017-06566Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-04/pdf/2017-06566.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/04/2017-06565.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Order Approving Proposed Rule Change To Amend Rule 925.1NY Regarding Market Maker Quotations, Including To Adopt a Market Maker Light Only Quotation2017-04-04T00:00:00-07:002017-04-04T00:00:00-07:002017-06565Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-04/pdf/2017-06565.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/04/2017-06564.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change To Amend Rule 6.37B Regarding Market Maker Quotations, Including To Adopt a Market Maker Light Only Quotation2017-04-04T00:00:00-07:002017-04-04T00:00:00-07:002017-06564Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-04/pdf/2017-06564.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/04/2017-06563.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Reporting Duties2017-04-04T00:00:00-07:002017-04-04T00:00:00-07:002017-06563Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-04/pdf/2017-06563.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/04/2017-06562.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change to Rule G-3, on Professional Qualification Requirements, and Rule G-8, on Books and Records, To Establish Continuing Education Requirements for Municipal Advisors and Accompanying Recordkeeping Requirements2017-04-04T00:00:00-07:002017-04-04T00:00:00-07:002017-06562Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-04/pdf/2017-06562.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/04/2017-06561.htmlNotice - Self-Regulatory Organizations; ISE Mercury, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Rename the Exchange as Nasdaq MRX, LLC2017-04-04T00:00:00-07:002017-04-04T00:00:00-07:002017-06561Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-04/pdf/2017-06561.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/04/2017-06560.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Rename the Exchange as Nasdaq ISE, LLC2017-04-04T00:00:00-07:002017-04-04T00:00:00-07:002017-06560Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-04/pdf/2017-06560.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/03/2017-06443.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice Concerning Enhancements to OCC's Stock Loan Programs2017-04-03T00:00:00-07:002017-04-03T00:00:00-07:002017-06443Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-03/pdf/2017-06443.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/03/2017-06442.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Private Placement Filer Form Under FINRA Rules 5122 and 51232017-04-03T00:00:00-07:002017-04-03T00:00:00-07:002017-06442Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-03/pdf/2017-06442.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/03/2017-06441.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Disapproving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the SolidX Bitcoin Trust Under NYSE Arca Equities Rule 8.2012017-04-03T00:00:00-07:002017-04-03T00:00:00-07:002017-06441Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-03/pdf/2017-06441.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/03/2017-06440.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change To Revise Liquidity Thresholds for Euro Denominated Products2017-04-03T00:00:00-07:002017-04-03T00:00:00-07:002017-06440Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-03/pdf/2017-06440.pdf