<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/04/27?registers=between Sun, 22 Dec 2024 05:59:08 -0800 Sun, 22 Dec 2024 05:59:08 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/04/27?registers=between Notice - SEC Advisory Committee on Small and Emerging Companies https://regulations.justia.com/regulations/fedreg/2017/04/27/2017-08534.html https://regulations.justia.com/regulations/fedreg/2017/04/27/2017-08534.html Thu, 27 Apr 2017 00:00:00 -0700 2017-08534 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-27/pdf/2017-08534.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 5.7 https://regulations.justia.com/regulations/fedreg/2017/04/27/2017-08467.html https://regulations.justia.com/regulations/fedreg/2017/04/27/2017-08467.html Thu, 27 Apr 2017 00:00:00 -0700 2017-08467 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-27/pdf/2017-08467.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to ICC's End-of-Day Price Discovery Policies and Procedures https://regulations.justia.com/regulations/fedreg/2017/04/27/2017-08466.html https://regulations.justia.com/regulations/fedreg/2017/04/27/2017-08466.html Thu, 27 Apr 2017 00:00:00 -0700 2017-08466 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-27/pdf/2017-08466.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment Nos. 3 and 4, To List and Trade Shares of the Amplify YieldShares Oil Hedged MLP Fund, a Series of the Amplify ETF Trust, Under BZX Rule 14.11(i), Managed Fund Shares https://regulations.justia.com/regulations/fedreg/2017/04/27/2017-08465.html https://regulations.justia.com/regulations/fedreg/2017/04/27/2017-08465.html Thu, 27 Apr 2017 00:00:00 -0700 2017-08465 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-27/pdf/2017-08465.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1002 of the Exchange's Rules To Establish Certain Exemptions From Exercise Limits https://regulations.justia.com/regulations/fedreg/2017/04/27/2017-08464.html https://regulations.justia.com/regulations/fedreg/2017/04/27/2017-08464.html Thu, 27 Apr 2017 00:00:00 -0700 2017-08464 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-27/pdf/2017-08464.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice and Immediate Effectiveness of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to Clearance of Additional Credit Default Swap Contracts https://regulations.justia.com/regulations/fedreg/2017/04/27/2017-08463.html https://regulations.justia.com/regulations/fedreg/2017/04/27/2017-08463.html Thu, 27 Apr 2017 00:00:00 -0700 2017-08463 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-27/pdf/2017-08463.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1, and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the Bitcoin Investment Trust Under NYSE Arca Equities Rule 8.201 https://regulations.justia.com/regulations/fedreg/2017/04/27/2017-08462.html https://regulations.justia.com/regulations/fedreg/2017/04/27/2017-08462.html Thu, 27 Apr 2017 00:00:00 -0700 2017-08462 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-27/pdf/2017-08462.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to the Listing and Trading of Shares of the EtherIndex Ether Trust Under NYSE Arca Equities Rule 8.201 https://regulations.justia.com/regulations/fedreg/2017/04/27/2017-08461.html https://regulations.justia.com/regulations/fedreg/2017/04/27/2017-08461.html Thu, 27 Apr 2017 00:00:00 -0700 2017-08461 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-27/pdf/2017-08461.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Amendment No. 1 to a Proposed Rule Change Allowing the Exchange To Trade, Pursuant to Unlisted Trading Privileges, Any NMS Stock Listed on Another National Securities Exchange; Establishing Rules for the Trading Pursuant to UTP of Exchange-Traded Products; and Adopting New Equity Trading Rules Relating to Trading Halts of Securities Traded Pursuant to UTP on the Pillar Platform https://regulations.justia.com/regulations/fedreg/2017/04/27/2017-08460.html https://regulations.justia.com/regulations/fedreg/2017/04/27/2017-08460.html Thu, 27 Apr 2017 00:00:00 -0700 2017-08460 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-27/pdf/2017-08460.pdf