Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/04/27?limit=200®isters=between&mode=atom2024-04-27T19:32:49-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2017/04/27/2017-08534.htmlNotice - SEC Advisory Committee on Small and Emerging Companies2017-04-27T00:00:00-07:002017-04-27T00:00:00-07:002017-08534Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-27/pdf/2017-08534.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/27/2017-08467.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 5.72017-04-27T00:00:00-07:002017-04-27T00:00:00-07:002017-08467Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-27/pdf/2017-08467.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/27/2017-08466.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to ICC's End-of-Day Price Discovery Policies and Procedures2017-04-27T00:00:00-07:002017-04-27T00:00:00-07:002017-08466Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-27/pdf/2017-08466.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/27/2017-08465.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment Nos. 3 and 4, To List and Trade Shares of the Amplify YieldShares Oil Hedged MLP Fund, a Series of the Amplify ETF Trust, Under BZX Rule 14.11(i), Managed Fund Shares2017-04-27T00:00:00-07:002017-04-27T00:00:00-07:002017-08465Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-27/pdf/2017-08465.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/27/2017-08464.htmlNotice - Self-Regulatory Organizations; NASDAQ PHLX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1002 of the Exchange's Rules To Establish Certain Exemptions From Exercise Limits2017-04-27T00:00:00-07:002017-04-27T00:00:00-07:002017-08464Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-27/pdf/2017-08464.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/27/2017-08463.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice and Immediate Effectiveness of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to Clearance of Additional Credit Default Swap Contracts2017-04-27T00:00:00-07:002017-04-27T00:00:00-07:002017-08463Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-27/pdf/2017-08463.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/27/2017-08462.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1, and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the Bitcoin Investment Trust Under NYSE Arca Equities Rule 8.2012017-04-27T00:00:00-07:002017-04-27T00:00:00-07:002017-08462Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-27/pdf/2017-08462.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/27/2017-08461.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to the Listing and Trading of Shares of the EtherIndex Ether Trust Under NYSE Arca Equities Rule 8.2012017-04-27T00:00:00-07:002017-04-27T00:00:00-07:002017-08461Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-27/pdf/2017-08461.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/27/2017-08460.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Amendment No. 1 to a Proposed Rule Change Allowing the Exchange To Trade, Pursuant to Unlisted Trading Privileges, Any NMS Stock Listed on Another National Securities Exchange; Establishing Rules for the Trading Pursuant to UTP of Exchange-Traded Products; and Adopting New Equity Trading Rules Relating to Trading Halts of Securities Traded Pursuant to UTP on the Pillar Platform2017-04-27T00:00:00-07:002017-04-27T00:00:00-07:002017-08460Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-27/pdf/2017-08460.pdf