<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/04/19?registers=between Tue, 15 Jul 2025 21:24:09 -0700 Tue, 15 Jul 2025 21:24:09 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/04/19?registers=between Notice - Joint Industry Plan; Order Approving the Thirteenth Amendment to the National Market System Plan To Address Extraordinary Market Volatility by Bats BZX Exchange, Inc., Bats BYX Exchange, Inc., Bats EDGA Exchange, Inc., Bats EDGX Exchange, Inc., Chicago Stock Exchange, Inc., Financial Industry Regulatory Authority, Inc., Investors Exchange LLC, NASDAQ BX, Inc., NASDAQ PHLX LLC, The Nasdaq Stock Market LLC, NYSE National, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc. https://regulations.justia.com/regulations/fedreg/2017/04/19/2017-07878.html https://regulations.justia.com/regulations/fedreg/2017/04/19/2017-07878.html Wed, 19 Apr 2017 00:00:00 -0700 2017-07878 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-19/pdf/2017-07878.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of the Euro Gold Trust, Pound Gold Trust, and the Yen Gold Trust Under NYSE Arca Equities Rule 8.201 https://regulations.justia.com/regulations/fedreg/2017/04/19/2017-07877.html https://regulations.justia.com/regulations/fedreg/2017/04/19/2017-07877.html Wed, 19 Apr 2017 00:00:00 -0700 2017-07877 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-19/pdf/2017-07877.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposal To Adopt a Fee Schedule for Acquisition Companies https://regulations.justia.com/regulations/fedreg/2017/04/19/2017-07876.html https://regulations.justia.com/regulations/fedreg/2017/04/19/2017-07876.html Wed, 19 Apr 2017 00:00:00 -0700 2017-07876 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-19/pdf/2017-07876.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the DTC Rules in Order to Enhance Transparency With Regard to Application Criteria and Participation Requirements for Applicants and Participants https://regulations.justia.com/regulations/fedreg/2017/04/19/2017-07875.html https://regulations.justia.com/regulations/fedreg/2017/04/19/2017-07875.html Wed, 19 Apr 2017 00:00:00 -0700 2017-07875 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-19/pdf/2017-07875.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Specify the Required Forms of Listing Application, Agreement and Other Documentation https://regulations.justia.com/regulations/fedreg/2017/04/19/2017-07874.html https://regulations.justia.com/regulations/fedreg/2017/04/19/2017-07874.html Wed, 19 Apr 2017 00:00:00 -0700 2017-07874 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-19/pdf/2017-07874.pdf Notice - Self-Regulatory Organizations; LCH SA; Notice of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to CDS Margin and Extreme Credit Spread Curves https://regulations.justia.com/regulations/fedreg/2017/04/19/2017-07873.html https://regulations.justia.com/regulations/fedreg/2017/04/19/2017-07873.html Wed, 19 Apr 2017 00:00:00 -0700 2017-07873 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-19/pdf/2017-07873.pdf Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change Relating to Recovery Risk Margin https://regulations.justia.com/regulations/fedreg/2017/04/19/2017-07872.html https://regulations.justia.com/regulations/fedreg/2017/04/19/2017-07872.html Wed, 19 Apr 2017 00:00:00 -0700 2017-07872 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-19/pdf/2017-07872.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Third Party Collateral Purchase Arrangements Under the ICE Clear Europe Finance Procedures and Other Clarifying Changes to the ICE Clear Europe Finance Procedures https://regulations.justia.com/regulations/fedreg/2017/04/19/2017-07870.html https://regulations.justia.com/regulations/fedreg/2017/04/19/2017-07870.html Wed, 19 Apr 2017 00:00:00 -0700 2017-07870 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-19/pdf/2017-07870.pdf Notice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Bats EDGA Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2017/04/19/2017-07869.html https://regulations.justia.com/regulations/fedreg/2017/04/19/2017-07869.html Wed, 19 Apr 2017 00:00:00 -0700 2017-07869 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-19/pdf/2017-07869.pdf Notice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees https://regulations.justia.com/regulations/fedreg/2017/04/19/2017-07868.html https://regulations.justia.com/regulations/fedreg/2017/04/19/2017-07868.html Wed, 19 Apr 2017 00:00:00 -0700 2017-07868 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-19/pdf/2017-07868.pdf