<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/04/17?registers=between Wed, 13 Aug 2025 10:35:02 -0700 Wed, 13 Aug 2025 10:35:02 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/04/17?registers=between Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2017/04/17/2017-07656.html https://regulations.justia.com/regulations/fedreg/2017/04/17/2017-07656.html Mon, 17 Apr 2017 00:00:00 -0700 2017-07656 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-17/pdf/2017-07656.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2017/04/17/2017-07655.html https://regulations.justia.com/regulations/fedreg/2017/04/17/2017-07655.html Mon, 17 Apr 2017 00:00:00 -0700 2017-07655 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-17/pdf/2017-07655.pdf Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Fees for Use on the Exchange's Equities Options Platform https://regulations.justia.com/regulations/fedreg/2017/04/17/2017-07640.html https://regulations.justia.com/regulations/fedreg/2017/04/17/2017-07640.html Mon, 17 Apr 2017 00:00:00 -0700 2017-07640 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-17/pdf/2017-07640.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Certain of the Initial and Annual Listing Fee Provisions Included in the NYSE MKT Company Guide https://regulations.justia.com/regulations/fedreg/2017/04/17/2017-07639.html https://regulations.justia.com/regulations/fedreg/2017/04/17/2017-07639.html Mon, 17 Apr 2017 00:00:00 -0700 2017-07639 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-17/pdf/2017-07639.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, To Amend Various Rules in Connection With a System Migration to Nasdaq INET Technology https://regulations.justia.com/regulations/fedreg/2017/04/17/2017-07638.html https://regulations.justia.com/regulations/fedreg/2017/04/17/2017-07638.html Mon, 17 Apr 2017 00:00:00 -0700 2017-07638 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-17/pdf/2017-07638.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Obvious Errors https://regulations.justia.com/regulations/fedreg/2017/04/17/2017-07637.html https://regulations.justia.com/regulations/fedreg/2017/04/17/2017-07637.html Mon, 17 Apr 2017 00:00:00 -0700 2017-07637 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-17/pdf/2017-07637.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Complex Order Price Protections https://regulations.justia.com/regulations/fedreg/2017/04/17/2017-07636.html https://regulations.justia.com/regulations/fedreg/2017/04/17/2017-07636.html Mon, 17 Apr 2017 00:00:00 -0700 2017-07636 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-17/pdf/2017-07636.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Obvious Errors https://regulations.justia.com/regulations/fedreg/2017/04/17/2017-07635.html https://regulations.justia.com/regulations/fedreg/2017/04/17/2017-07635.html Mon, 17 Apr 2017 00:00:00 -0700 2017-07635 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-17/pdf/2017-07635.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Expand the Execution Range for a Customer Cross Order https://regulations.justia.com/regulations/fedreg/2017/04/17/2017-07634.html https://regulations.justia.com/regulations/fedreg/2017/04/17/2017-07634.html Mon, 17 Apr 2017 00:00:00 -0700 2017-07634 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-17/pdf/2017-07634.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4703 (Order Attributes), Rule 4752 (Opening Process), Rule 4753 (Nasdaq Halt Cross) and Rule 4754 (Nasdaq Closing Cross) https://regulations.justia.com/regulations/fedreg/2017/04/17/2017-07633.html https://regulations.justia.com/regulations/fedreg/2017/04/17/2017-07633.html Mon, 17 Apr 2017 00:00:00 -0700 2017-07633 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-17/pdf/2017-07633.pdf