Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/04/17?limit=200&registers=between&mode=atom 2024-12-22T07:03:55-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/04/17/2017-07656.html Notice - Proposed Collection; Comment Request 2017-04-17T00:00:00-07:00 2017-04-17T00:00:00-07:00 2017-07656 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-17/pdf/2017-07656.pdf https://regulations.justia.com/regulations/fedreg/2017/04/17/2017-07655.html Notice - Proposed Collection; Comment Request 2017-04-17T00:00:00-07:00 2017-04-17T00:00:00-07:00 2017-07655 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-17/pdf/2017-07655.pdf https://regulations.justia.com/regulations/fedreg/2017/04/17/2017-07640.html Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Fees for Use on the Exchange's Equities Options Platform 2017-04-17T00:00:00-07:00 2017-04-17T00:00:00-07:00 2017-07640 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-17/pdf/2017-07640.pdf https://regulations.justia.com/regulations/fedreg/2017/04/17/2017-07639.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Certain of the Initial and Annual Listing Fee Provisions Included in the NYSE MKT Company Guide 2017-04-17T00:00:00-07:00 2017-04-17T00:00:00-07:00 2017-07639 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-17/pdf/2017-07639.pdf https://regulations.justia.com/regulations/fedreg/2017/04/17/2017-07638.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, To Amend Various Rules in Connection With a System Migration to Nasdaq INET Technology 2017-04-17T00:00:00-07:00 2017-04-17T00:00:00-07:00 2017-07638 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-17/pdf/2017-07638.pdf https://regulations.justia.com/regulations/fedreg/2017/04/17/2017-07637.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Obvious Errors 2017-04-17T00:00:00-07:00 2017-04-17T00:00:00-07:00 2017-07637 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-17/pdf/2017-07637.pdf https://regulations.justia.com/regulations/fedreg/2017/04/17/2017-07636.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Complex Order Price Protections 2017-04-17T00:00:00-07:00 2017-04-17T00:00:00-07:00 2017-07636 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-17/pdf/2017-07636.pdf https://regulations.justia.com/regulations/fedreg/2017/04/17/2017-07635.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Obvious Errors 2017-04-17T00:00:00-07:00 2017-04-17T00:00:00-07:00 2017-07635 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-17/pdf/2017-07635.pdf https://regulations.justia.com/regulations/fedreg/2017/04/17/2017-07634.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Expand the Execution Range for a Customer Cross Order 2017-04-17T00:00:00-07:00 2017-04-17T00:00:00-07:00 2017-07634 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-17/pdf/2017-07634.pdf https://regulations.justia.com/regulations/fedreg/2017/04/17/2017-07633.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4703 (Order Attributes), Rule 4752 (Opening Process), Rule 4753 (Nasdaq Halt Cross) and Rule 4754 (Nasdaq Closing Cross) 2017-04-17T00:00:00-07:00 2017-04-17T00:00:00-07:00 2017-07633 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-17/pdf/2017-07633.pdf