<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/04/14?registers=between Sat, 12 Jul 2025 06:57:33 -0700 Sat, 12 Jul 2025 06:57:33 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/04/14?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendments No. 2 and No. 3 Thereto, To List and Trade Shares of the United States 3x Oil Fund and United States 3x Short Oil Fund Under NYSE Arca Equities Rule 8.200, Commentary .02 https://regulations.justia.com/regulations/fedreg/2017/04/14/2017-07598.html https://regulations.justia.com/regulations/fedreg/2017/04/14/2017-07598.html Fri, 14 Apr 2017 00:00:00 -0700 2017-07598 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-14/pdf/2017-07598.pdf Notice - Excelsior Private Markets Fund II (Master), LLC, et al. https://regulations.justia.com/regulations/fedreg/2017/04/14/2017-07539.html https://regulations.justia.com/regulations/fedreg/2017/04/14/2017-07539.html Fri, 14 Apr 2017 00:00:00 -0700 2017-07539 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-14/pdf/2017-07539.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule To Establish an Options Regulatory Fee (“ORF”) https://regulations.justia.com/regulations/fedreg/2017/04/14/2017-07536.html https://regulations.justia.com/regulations/fedreg/2017/04/14/2017-07536.html Fri, 14 Apr 2017 00:00:00 -0700 2017-07536 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-14/pdf/2017-07536.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate Obsolete References in the Fees Schedule https://regulations.justia.com/regulations/fedreg/2017/04/14/2017-07535.html https://regulations.justia.com/regulations/fedreg/2017/04/14/2017-07535.html Fri, 14 Apr 2017 00:00:00 -0700 2017-07535 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-14/pdf/2017-07535.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to the Automated Improvement Mechanism and the Solicitation Auction Mechanism https://regulations.justia.com/regulations/fedreg/2017/04/14/2017-07534.html https://regulations.justia.com/regulations/fedreg/2017/04/14/2017-07534.html Fri, 14 Apr 2017 00:00:00 -0700 2017-07534 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-14/pdf/2017-07534.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending the Certificate of Incorporation and Bylaws of Its Ultimate Parent Company, Intercontinental Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2017/04/14/2017-07533.html https://regulations.justia.com/regulations/fedreg/2017/04/14/2017-07533.html Fri, 14 Apr 2017 00:00:00 -0700 2017-07533 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-14/pdf/2017-07533.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending the Certificate of Incorporation and Bylaws of Its Ultimate Parent Company, Intercontinental Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2017/04/14/2017-07532.html https://regulations.justia.com/regulations/fedreg/2017/04/14/2017-07532.html Fri, 14 Apr 2017 00:00:00 -0700 2017-07532 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-14/pdf/2017-07532.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending the Certificate of Incorporation and Bylaws of Its Ultimate Parent Company, Intercontinental Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2017/04/14/2017-07531.html https://regulations.justia.com/regulations/fedreg/2017/04/14/2017-07531.html Fri, 14 Apr 2017 00:00:00 -0700 2017-07531 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-14/pdf/2017-07531.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending the Certificate of Incorporation and Bylaws of Its Ultimate Parent Company, Intercontinental Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2017/04/14/2017-07530.html https://regulations.justia.com/regulations/fedreg/2017/04/14/2017-07530.html Fri, 14 Apr 2017 00:00:00 -0700 2017-07530 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-14/pdf/2017-07530.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2017/04/14/2017-07529.html https://regulations.justia.com/regulations/fedreg/2017/04/14/2017-07529.html Fri, 14 Apr 2017 00:00:00 -0700 2017-07529 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-14/pdf/2017-07529.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Amend Commentary .01 and Commentary .02 to NYSE Arca Equities Rule 5.2(j)(3) To Provide for the Inclusion of Cash in an Index Underlying a Series of Investment Company Units https://regulations.justia.com/regulations/fedreg/2017/04/14/2017-07528.html https://regulations.justia.com/regulations/fedreg/2017/04/14/2017-07528.html Fri, 14 Apr 2017 00:00:00 -0700 2017-07528 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-14/pdf/2017-07528.pdf