<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/04/13?registers=between Tue, 19 Aug 2025 15:57:29 -0700 Tue, 19 Aug 2025 15:57:29 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/04/13?registers=between Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide for a New Data Repository Feature Called “Insurance Profile” for Transmission of Fee Data and Implement Fees in Connection With This Feature https://regulations.justia.com/regulations/fedreg/2017/04/13/2017-07459.html https://regulations.justia.com/regulations/fedreg/2017/04/13/2017-07459.html Thu, 13 Apr 2017 00:00:00 -0700 2017-07459 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-13/pdf/2017-07459.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule https://regulations.justia.com/regulations/fedreg/2017/04/13/2017-07458.html https://regulations.justia.com/regulations/fedreg/2017/04/13/2017-07458.html Thu, 13 Apr 2017 00:00:00 -0700 2017-07458 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-13/pdf/2017-07458.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program for the Listing and Trading of Options Settling to the RealVolTM https://regulations.justia.com/regulations/fedreg/2017/04/13/2017-07457.html https://regulations.justia.com/regulations/fedreg/2017/04/13/2017-07457.html Thu, 13 Apr 2017 00:00:00 -0700 2017-07457 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-13/pdf/2017-07457.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendments No. 1 and No. 2, To List and Trade Shares of the iShares iBonds Dec 2024 AMT-Free Muni Bond ETF, iShares iBonds Dec 2025 AMT-Free Muni Bond ETF, and iShares iBonds Dec 2026 AMT-Free Muni Bond ETF of the iShares U.S. ETF Trust Under Exchange Rule 14.11(i) https://regulations.justia.com/regulations/fedreg/2017/04/13/2017-07456.html https://regulations.justia.com/regulations/fedreg/2017/04/13/2017-07456.html Thu, 13 Apr 2017 00:00:00 -0700 2017-07456 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-13/pdf/2017-07456.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove Section 204.25 (Treasury Stock Changes) From the NYSE Listed Company Manual https://regulations.justia.com/regulations/fedreg/2017/04/13/2017-07455.html https://regulations.justia.com/regulations/fedreg/2017/04/13/2017-07455.html Thu, 13 Apr 2017 00:00:00 -0700 2017-07455 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-13/pdf/2017-07455.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Change Amending Its Price List https://regulations.justia.com/regulations/fedreg/2017/04/13/2017-07454.html https://regulations.justia.com/regulations/fedreg/2017/04/13/2017-07454.html Thu, 13 Apr 2017 00:00:00 -0700 2017-07454 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-13/pdf/2017-07454.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Advance Notice To Enhance the Credit Risk Rating Matrix and Make Other Changes https://regulations.justia.com/regulations/fedreg/2017/04/13/2017-07453.html https://regulations.justia.com/regulations/fedreg/2017/04/13/2017-07453.html Thu, 13 Apr 2017 00:00:00 -0700 2017-07453 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-13/pdf/2017-07453.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Advance Notice To Enhance the Credit Risk Rating Matrix and Make Other Changes https://regulations.justia.com/regulations/fedreg/2017/04/13/2017-07452.html https://regulations.justia.com/regulations/fedreg/2017/04/13/2017-07452.html Thu, 13 Apr 2017 00:00:00 -0700 2017-07452 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-13/pdf/2017-07452.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Advance Notice To Address and Update Practices and Policies With Respect to the Credit Risk Rating Matrix and Make Other Changes https://regulations.justia.com/regulations/fedreg/2017/04/13/2017-07451.html https://regulations.justia.com/regulations/fedreg/2017/04/13/2017-07451.html Thu, 13 Apr 2017 00:00:00 -0700 2017-07451 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-13/pdf/2017-07451.pdf