<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/04/12?registers=between Mon, 14 Jul 2025 02:38:12 -0700 Mon, 14 Jul 2025 02:38:12 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/04/12?registers=between Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and BOX Options Exchange LLC https://regulations.justia.com/regulations/fedreg/2017/04/12/2017-07311.html https://regulations.justia.com/regulations/fedreg/2017/04/12/2017-07311.html Wed, 12 Apr 2017 00:00:00 -0700 2017-07311 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-12/pdf/2017-07311.pdf Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Implementation Date of Its Functionality Relating to Orders With Midpoint Pegging https://regulations.justia.com/regulations/fedreg/2017/04/12/2017-07309.html https://regulations.justia.com/regulations/fedreg/2017/04/12/2017-07309.html Wed, 12 Apr 2017 00:00:00 -0700 2017-07309 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-12/pdf/2017-07309.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Implementation Date of Its Functionality Relating to Midpoint Peg Post-Only Orders and Orders With Midpoint Pegging https://regulations.justia.com/regulations/fedreg/2017/04/12/2017-07308.html https://regulations.justia.com/regulations/fedreg/2017/04/12/2017-07308.html Wed, 12 Apr 2017 00:00:00 -0700 2017-07308 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-12/pdf/2017-07308.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Renew Nonstandard Expirations Pilot Program https://regulations.justia.com/regulations/fedreg/2017/04/12/2017-07307.html https://regulations.justia.com/regulations/fedreg/2017/04/12/2017-07307.html Wed, 12 Apr 2017 00:00:00 -0700 2017-07307 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-12/pdf/2017-07307.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the SPXPM Pilot Program https://regulations.justia.com/regulations/fedreg/2017/04/12/2017-07306.html https://regulations.justia.com/regulations/fedreg/2017/04/12/2017-07306.html Wed, 12 Apr 2017 00:00:00 -0700 2017-07306 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-12/pdf/2017-07306.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change Related to Rule 24.9(e) https://regulations.justia.com/regulations/fedreg/2017/04/12/2017-07305.html https://regulations.justia.com/regulations/fedreg/2017/04/12/2017-07305.html Wed, 12 Apr 2017 00:00:00 -0700 2017-07305 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-12/pdf/2017-07305.pdf Notice - Self-Regulatory Organizations: MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX PEARL Rules 504 and 516 https://regulations.justia.com/regulations/fedreg/2017/04/12/2017-07304.html https://regulations.justia.com/regulations/fedreg/2017/04/12/2017-07304.html Wed, 12 Apr 2017 00:00:00 -0700 2017-07304 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-12/pdf/2017-07304.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2017/04/12/2017-07303.html https://regulations.justia.com/regulations/fedreg/2017/04/12/2017-07303.html Wed, 12 Apr 2017 00:00:00 -0700 2017-07303 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-12/pdf/2017-07303.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2017/04/12/2017-07302.html https://regulations.justia.com/regulations/fedreg/2017/04/12/2017-07302.html Wed, 12 Apr 2017 00:00:00 -0700 2017-07302 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-12/pdf/2017-07302.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2017/04/12/2017-07301.html https://regulations.justia.com/regulations/fedreg/2017/04/12/2017-07301.html Wed, 12 Apr 2017 00:00:00 -0700 2017-07301 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-12/pdf/2017-07301.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2017/04/12/2017-07300.html https://regulations.justia.com/regulations/fedreg/2017/04/12/2017-07300.html Wed, 12 Apr 2017 00:00:00 -0700 2017-07300 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-12/pdf/2017-07300.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2017/04/12/2017-07299.html https://regulations.justia.com/regulations/fedreg/2017/04/12/2017-07299.html Wed, 12 Apr 2017 00:00:00 -0700 2017-07299 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-12/pdf/2017-07299.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2017/04/12/2017-07298.html https://regulations.justia.com/regulations/fedreg/2017/04/12/2017-07298.html Wed, 12 Apr 2017 00:00:00 -0700 2017-07298 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-12/pdf/2017-07298.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2017/04/12/2017-07297.html https://regulations.justia.com/regulations/fedreg/2017/04/12/2017-07297.html Wed, 12 Apr 2017 00:00:00 -0700 2017-07297 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-12/pdf/2017-07297.pdf Rule - Inflation Adjustments and Other Technical Amendments Under Titles I and III of the Jobs Act https://regulations.justia.com/regulations/fedreg/2017/04/12/2017-06797.html https://regulations.justia.com/regulations/fedreg/2017/04/12/2017-06797.html Wed, 12 Apr 2017 00:00:00 -0700 2017-06797 Rule https://www.gpo.gov/fdsys/pkg/FR-2017-04-12/pdf/2017-06797.pdf