<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/04/05?registers=between Sat, 21 Dec 2024 08:41:50 -0800 Sat, 21 Dec 2024 08:41:50 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/04/05?registers=between Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2017/04/05/2017-06695.html https://regulations.justia.com/regulations/fedreg/2017/04/05/2017-06695.html Wed, 05 Apr 2017 00:00:00 -0700 2017-06695 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-05/pdf/2017-06695.pdf Notice - Winton Diversified Opportunities Fund and Winton Capital US LLC https://regulations.justia.com/regulations/fedreg/2017/04/05/2017-06693.html https://regulations.justia.com/regulations/fedreg/2017/04/05/2017-06693.html Wed, 05 Apr 2017 00:00:00 -0700 2017-06693 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-05/pdf/2017-06693.pdf Notice - Angel Oak Funds Trust and Angel Oak Capital Advisors, LLC https://regulations.justia.com/regulations/fedreg/2017/04/05/2017-06692.html https://regulations.justia.com/regulations/fedreg/2017/04/05/2017-06692.html Wed, 05 Apr 2017 00:00:00 -0700 2017-06692 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-05/pdf/2017-06692.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Under BZX Rule 14.11(c)(4) the Shares of the VanEck Vectors AMT-Free National Municipal Index ETF of VanEck Vectors ETF Trust https://regulations.justia.com/regulations/fedreg/2017/04/05/2017-06686.html https://regulations.justia.com/regulations/fedreg/2017/04/05/2017-06686.html Wed, 05 Apr 2017 00:00:00 -0700 2017-06686 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-05/pdf/2017-06686.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving a Proposed Rule Change To (1) Implement the Margin Proxy, (2) Modify the Calculation of the Coverage Charge in Circumstances Where the Margin Proxy Applies, and (3) Make Certain Technical Corrections https://regulations.justia.com/regulations/fedreg/2017/04/05/2017-06685.html https://regulations.justia.com/regulations/fedreg/2017/04/05/2017-06685.html Wed, 05 Apr 2017 00:00:00 -0700 2017-06685 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-05/pdf/2017-06685.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Rule 5710 https://regulations.justia.com/regulations/fedreg/2017/04/05/2017-06684.html https://regulations.justia.com/regulations/fedreg/2017/04/05/2017-06684.html Wed, 05 Apr 2017 00:00:00 -0700 2017-06684 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-05/pdf/2017-06684.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, Regarding Investments of the Janus Short Duration Income ETF Listed Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2017/04/05/2017-06683.html https://regulations.justia.com/regulations/fedreg/2017/04/05/2017-06683.html Wed, 05 Apr 2017 00:00:00 -0700 2017-06683 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-05/pdf/2017-06683.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of No Objection to Advance Notice Filing To (1) Implement the Margin Proxy and (2) Modify the Calculation of the Coverage Charge in Circumstances Where the Margin Proxy Applies https://regulations.justia.com/regulations/fedreg/2017/04/05/2017-06682.html https://regulations.justia.com/regulations/fedreg/2017/04/05/2017-06682.html Wed, 05 Apr 2017 00:00:00 -0700 2017-06682 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-05/pdf/2017-06682.pdf