Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/04/04?limit=200®isters=between&mode=atom2024-05-02T18:22:22-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2017/04/04/2017-06691.htmlNotice - Sunshine Act Meeting2017-04-04T00:00:00-07:002017-04-04T00:00:00-07:002017-06691Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-04/pdf/2017-06691.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/04/2017-06690.htmlNotice - Sunshine Act Meeting2017-04-04T00:00:00-07:002017-04-04T00:00:00-07:002017-06690Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-04/pdf/2017-06690.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/04/2017-06571.htmlNotice - Order Granting Application by C2 Options Exchange, Incorporated for an Exemption Pursuant to Section 36(a) of the Exchange Act From the Rule Filing Requirements of Section 19(b) of the Exchange Act With Respect to Certain Rules Incorporated by Reference2017-04-04T00:00:00-07:002017-04-04T00:00:00-07:002017-06571Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-04/pdf/2017-06571.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/04/2017-06570.htmlNotice - Order Granting Application by MIAX PEARL, LLC for an Exemption Pursuant to Section 36(a) of the Exchange Act From the Rule Filing Requirements of Section 19(b) of the Exchange Act With Respect to Certain Rules Incorporated by Reference2017-04-04T00:00:00-07:002017-04-04T00:00:00-07:002017-06570Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-04/pdf/2017-06570.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/04/2017-06569.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt New Equities Trading Rules To Transition Trading on the Exchange From a Floor Based Market With a Parity Allocation Model to Fully Automated Price-Time Priority Model on the Exchange's New Trading Technology Platform, Pillar2017-04-04T00:00:00-07:002017-04-04T00:00:00-07:002017-06569Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-04/pdf/2017-06569.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/04/2017-06568.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to Market Makers Applicable When the Exchange Transitions Trading to Pillar, the Exchange's New Trading Technology Platform2017-04-04T00:00:00-07:002017-04-04T00:00:00-07:002017-06568Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-04/pdf/2017-06568.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/04/2017-06567.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Amending Rule 982017-04-04T00:00:00-07:002017-04-04T00:00:00-07:002017-06567Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-04/pdf/2017-06567.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/04/2017-06566.htmlNotice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct Typographical Errors in SR-IEX-2017-062017-04-04T00:00:00-07:002017-04-04T00:00:00-07:002017-06566Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-04/pdf/2017-06566.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/04/2017-06565.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Order Approving Proposed Rule Change To Amend Rule 925.1NY Regarding Market Maker Quotations, Including To Adopt a Market Maker Light Only Quotation2017-04-04T00:00:00-07:002017-04-04T00:00:00-07:002017-06565Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-04/pdf/2017-06565.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/04/2017-06564.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change To Amend Rule 6.37B Regarding Market Maker Quotations, Including To Adopt a Market Maker Light Only Quotation2017-04-04T00:00:00-07:002017-04-04T00:00:00-07:002017-06564Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-04/pdf/2017-06564.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/04/2017-06563.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Reporting Duties2017-04-04T00:00:00-07:002017-04-04T00:00:00-07:002017-06563Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-04/pdf/2017-06563.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/04/2017-06562.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change to Rule G-3, on Professional Qualification Requirements, and Rule G-8, on Books and Records, To Establish Continuing Education Requirements for Municipal Advisors and Accompanying Recordkeeping Requirements2017-04-04T00:00:00-07:002017-04-04T00:00:00-07:002017-06562Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-04/pdf/2017-06562.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/04/2017-06561.htmlNotice - Self-Regulatory Organizations; ISE Mercury, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Rename the Exchange as Nasdaq MRX, LLC2017-04-04T00:00:00-07:002017-04-04T00:00:00-07:002017-06561Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-04/pdf/2017-06561.pdfhttps://regulations.justia.com/regulations/fedreg/2017/04/04/2017-06560.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Rename the Exchange as Nasdaq ISE, LLC2017-04-04T00:00:00-07:002017-04-04T00:00:00-07:002017-06560Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-04-04/pdf/2017-06560.pdf