<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/04/03?registers=between Sun, 22 Dec 2024 07:04:28 -0800 Sun, 22 Dec 2024 07:04:28 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/04/03?registers=between Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice Concerning Enhancements to OCC's Stock Loan Programs https://regulations.justia.com/regulations/fedreg/2017/04/03/2017-06443.html https://regulations.justia.com/regulations/fedreg/2017/04/03/2017-06443.html Mon, 03 Apr 2017 00:00:00 -0700 2017-06443 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-03/pdf/2017-06443.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Private Placement Filer Form Under FINRA Rules 5122 and 5123 https://regulations.justia.com/regulations/fedreg/2017/04/03/2017-06442.html https://regulations.justia.com/regulations/fedreg/2017/04/03/2017-06442.html Mon, 03 Apr 2017 00:00:00 -0700 2017-06442 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-03/pdf/2017-06442.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Disapproving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the SolidX Bitcoin Trust Under NYSE Arca Equities Rule 8.201 https://regulations.justia.com/regulations/fedreg/2017/04/03/2017-06441.html https://regulations.justia.com/regulations/fedreg/2017/04/03/2017-06441.html Mon, 03 Apr 2017 00:00:00 -0700 2017-06441 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-03/pdf/2017-06441.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change To Revise Liquidity Thresholds for Euro Denominated Products https://regulations.justia.com/regulations/fedreg/2017/04/03/2017-06440.html https://regulations.justia.com/regulations/fedreg/2017/04/03/2017-06440.html Mon, 03 Apr 2017 00:00:00 -0700 2017-06440 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-04-03/pdf/2017-06440.pdf