<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/03/23?registers=between Thu, 02 May 2024 12:30:12 -0700 Thu, 02 May 2024 12:30:12 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/03/23?registers=between Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to “Tick-Worse” Functionality https://regulations.justia.com/regulations/fedreg/2017/03/23/2017-05744.html https://regulations.justia.com/regulations/fedreg/2017/03/23/2017-05744.html Thu, 23 Mar 2017 00:00:00 -0700 2017-05744 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-23/pdf/2017-05744.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending Rule 968NY To Make Permanent a Program That Allows Transactions To Take Place at a Price That Is Below $1 per Option Contract https://regulations.justia.com/regulations/fedreg/2017/03/23/2017-05743.html https://regulations.justia.com/regulations/fedreg/2017/03/23/2017-05743.html Thu, 23 Mar 2017 00:00:00 -0700 2017-05743 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-23/pdf/2017-05743.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending Rule 6.80 To Make Permanent a Program That Allows Transactions To Take Place at a Price That Is Below $1 per Option Contract https://regulations.justia.com/regulations/fedreg/2017/03/23/2017-05742.html https://regulations.justia.com/regulations/fedreg/2017/03/23/2017-05742.html Thu, 23 Mar 2017 00:00:00 -0700 2017-05742 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-23/pdf/2017-05742.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Related to Rules Regarding the Responsibility for Ensuring Compliance With Priority and Allocation Requirements and Trade-Through Prohibitions in Open Outcry Trading https://regulations.justia.com/regulations/fedreg/2017/03/23/2017-05741.html https://regulations.justia.com/regulations/fedreg/2017/03/23/2017-05741.html Thu, 23 Mar 2017 00:00:00 -0700 2017-05741 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-23/pdf/2017-05741.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of a Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to the CDS End-of-Day Price Discovery Policy https://regulations.justia.com/regulations/fedreg/2017/03/23/2017-05740.html https://regulations.justia.com/regulations/fedreg/2017/03/23/2017-05740.html Thu, 23 Mar 2017 00:00:00 -0700 2017-05740 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-23/pdf/2017-05740.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Amending Rules 7.29E and 1.1E To Provide for a Delay Mechanism https://regulations.justia.com/regulations/fedreg/2017/03/23/2017-05739.html https://regulations.justia.com/regulations/fedreg/2017/03/23/2017-05739.html Thu, 23 Mar 2017 00:00:00 -0700 2017-05739 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-23/pdf/2017-05739.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees To Modify the Member Order Routing Program https://regulations.justia.com/regulations/fedreg/2017/03/23/2017-05738.html https://regulations.justia.com/regulations/fedreg/2017/03/23/2017-05738.html Thu, 23 Mar 2017 00:00:00 -0700 2017-05738 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-23/pdf/2017-05738.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX PEARL Rules 517A, Aggregate Risk Manager for EEMs (“ARM-E”), and 517B, Aggregate Risk Manager for Market Makers (“ARM-M”) https://regulations.justia.com/regulations/fedreg/2017/03/23/2017-05737.html https://regulations.justia.com/regulations/fedreg/2017/03/23/2017-05737.html Thu, 23 Mar 2017 00:00:00 -0700 2017-05737 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-23/pdf/2017-05737.pdf