<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/03/21?registers=between Fri, 15 Aug 2025 21:41:31 -0700 Fri, 15 Aug 2025 21:41:31 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/03/21?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2017/03/21/2017-05610.html https://regulations.justia.com/regulations/fedreg/2017/03/21/2017-05610.html Tue, 21 Mar 2017 00:00:00 -0700 2017-05610 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-21/pdf/2017-05610.pdf Notice - Self-Regulatory Organizations; ISE Mercury, LLC; Notice of Filing of Proposed Minor Rule Violation Plan https://regulations.justia.com/regulations/fedreg/2017/03/21/2017-05554.html https://regulations.justia.com/regulations/fedreg/2017/03/21/2017-05554.html Tue, 21 Mar 2017 00:00:00 -0700 2017-05554 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-21/pdf/2017-05554.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2017/03/21/2017-05539.html https://regulations.justia.com/regulations/fedreg/2017/03/21/2017-05539.html Tue, 21 Mar 2017 00:00:00 -0700 2017-05539 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-21/pdf/2017-05539.pdf Notice - Allianz Funds Multi-Strategy Trust and Allianz Global Investors U.S. LLC https://regulations.justia.com/regulations/fedreg/2017/03/21/2017-05507.html https://regulations.justia.com/regulations/fedreg/2017/03/21/2017-05507.html Tue, 21 Mar 2017 00:00:00 -0700 2017-05507 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-21/pdf/2017-05507.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of Proposed Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and BOX Options Exchange LLC https://regulations.justia.com/regulations/fedreg/2017/03/21/2017-05506.html https://regulations.justia.com/regulations/fedreg/2017/03/21/2017-05506.html Tue, 21 Mar 2017 00:00:00 -0700 2017-05506 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-21/pdf/2017-05506.pdf Notice - Self-Regulatory Organizations; Bats BYX Exchange Inc.; Bats BZX Exchange, Inc.; Bats EDGA Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Chicago Stock Exchange, Inc.; International Securities Exchange, LLC; Investors Exchange LLC; ISE Gemini, LLC; ISE Mercury, LLC; Miami International Securities Exchange LLC; MIAX PEARL, LLC; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; NASDAQ PHLX, Inc.; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC; NYSE National, Inc.; Order Approving Proposed Rule Changes To Adopt Consolidated Audit Trail Compliance Rules https://regulations.justia.com/regulations/fedreg/2017/03/21/2017-05505.html https://regulations.justia.com/regulations/fedreg/2017/03/21/2017-05505.html Tue, 21 Mar 2017 00:00:00 -0700 2017-05505 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-21/pdf/2017-05505.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Adopt the FINRA Rule 6800 Series (Consolidated Audit Trail Compliance Rule) https://regulations.justia.com/regulations/fedreg/2017/03/21/2017-05504.html https://regulations.justia.com/regulations/fedreg/2017/03/21/2017-05504.html Tue, 21 Mar 2017 00:00:00 -0700 2017-05504 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-21/pdf/2017-05504.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3, To Amend NYSE Arca Equities Rule 8.700 and To List and Trade Shares of the Managed Emerging Markets Trust Under Proposed Amended NYSE Arca Equities Rule 8.700 https://regulations.justia.com/regulations/fedreg/2017/03/21/2017-05503.html https://regulations.justia.com/regulations/fedreg/2017/03/21/2017-05503.html Tue, 21 Mar 2017 00:00:00 -0700 2017-05503 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-21/pdf/2017-05503.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Describe the Intraday Mark-to-Market Charge https://regulations.justia.com/regulations/fedreg/2017/03/21/2017-05502.html https://regulations.justia.com/regulations/fedreg/2017/03/21/2017-05502.html Tue, 21 Mar 2017 00:00:00 -0700 2017-05502 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-21/pdf/2017-05502.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2017/03/21/2017-05501.html https://regulations.justia.com/regulations/fedreg/2017/03/21/2017-05501.html Tue, 21 Mar 2017 00:00:00 -0700 2017-05501 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-21/pdf/2017-05501.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX PEARL Rules 100, 404, 515, 529, 601 and the Title Pages of Chapter VIII and Chapter XI https://regulations.justia.com/regulations/fedreg/2017/03/21/2017-05500.html https://regulations.justia.com/regulations/fedreg/2017/03/21/2017-05500.html Tue, 21 Mar 2017 00:00:00 -0700 2017-05500 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-21/pdf/2017-05500.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Schedule of Fees https://regulations.justia.com/regulations/fedreg/2017/03/21/2017-05499.html https://regulations.justia.com/regulations/fedreg/2017/03/21/2017-05499.html Tue, 21 Mar 2017 00:00:00 -0700 2017-05499 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-21/pdf/2017-05499.pdf Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rename the Exchange https://regulations.justia.com/regulations/fedreg/2017/03/21/2017-05498.html https://regulations.justia.com/regulations/fedreg/2017/03/21/2017-05498.html Tue, 21 Mar 2017 00:00:00 -0700 2017-05498 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-21/pdf/2017-05498.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 7170 (Nullification and Adjustment of Options Transactions) To Add IM-7170-4 https://regulations.justia.com/regulations/fedreg/2017/03/21/2017-05497.html https://regulations.justia.com/regulations/fedreg/2017/03/21/2017-05497.html Tue, 21 Mar 2017 00:00:00 -0700 2017-05497 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-21/pdf/2017-05497.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC (“BOX”) Options Facility https://regulations.justia.com/regulations/fedreg/2017/03/21/2017-05496.html https://regulations.justia.com/regulations/fedreg/2017/03/21/2017-05496.html Tue, 21 Mar 2017 00:00:00 -0700 2017-05496 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-21/pdf/2017-05496.pdf