<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/03/20?registers=between Sun, 13 Jul 2025 13:53:40 -0700 Sun, 13 Jul 2025 13:53:40 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/03/20?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2017/03/20/2017-05508.html https://regulations.justia.com/regulations/fedreg/2017/03/20/2017-05508.html Mon, 20 Mar 2017 00:00:00 -0700 2017-05508 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-20/pdf/2017-05508.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Pricing for NDX and MNX https://regulations.justia.com/regulations/fedreg/2017/03/20/2017-05409.html https://regulations.justia.com/regulations/fedreg/2017/03/20/2017-05409.html Mon, 20 Mar 2017 00:00:00 -0700 2017-05409 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-20/pdf/2017-05409.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Address of the Exchange and Its Shareholder https://regulations.justia.com/regulations/fedreg/2017/03/20/2017-05408.html https://regulations.justia.com/regulations/fedreg/2017/03/20/2017-05408.html Mon, 20 Mar 2017 00:00:00 -0700 2017-05408 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-20/pdf/2017-05408.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees https://regulations.justia.com/regulations/fedreg/2017/03/20/2017-05407.html https://regulations.justia.com/regulations/fedreg/2017/03/20/2017-05407.html Mon, 20 Mar 2017 00:00:00 -0700 2017-05407 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-20/pdf/2017-05407.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Permit the Listing and Trading of P.M.-Settled NASDAQ-100 Index® Options on a Pilot Basis https://regulations.justia.com/regulations/fedreg/2017/03/20/2017-05406.html https://regulations.justia.com/regulations/fedreg/2017/03/20/2017-05406.html Mon, 20 Mar 2017 00:00:00 -0700 2017-05406 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-20/pdf/2017-05406.pdf Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Supplementary Material .03 to Rule 713 https://regulations.justia.com/regulations/fedreg/2017/03/20/2017-05405.html https://regulations.justia.com/regulations/fedreg/2017/03/20/2017-05405.html Mon, 20 Mar 2017 00:00:00 -0700 2017-05405 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-20/pdf/2017-05405.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To List and Trade Exchange-Traded Managed Funds https://regulations.justia.com/regulations/fedreg/2017/03/20/2017-05404.html https://regulations.justia.com/regulations/fedreg/2017/03/20/2017-05404.html Mon, 20 Mar 2017 00:00:00 -0700 2017-05404 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-20/pdf/2017-05404.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To (1) Implement the Margin Proxy, (2) Modify the Calculation of the Coverage Charge in Circumstances Where the Margin Proxy Applies, and (3) Make Certain Technical Corrections https://regulations.justia.com/regulations/fedreg/2017/03/20/2017-05402.html https://regulations.justia.com/regulations/fedreg/2017/03/20/2017-05402.html Mon, 20 Mar 2017 00:00:00 -0700 2017-05402 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-20/pdf/2017-05402.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Implement the Capped Contingency Liquidity Facility in the Government Securities Division Rulebook https://regulations.justia.com/regulations/fedreg/2017/03/20/2017-05401.html https://regulations.justia.com/regulations/fedreg/2017/03/20/2017-05401.html Mon, 20 Mar 2017 00:00:00 -0700 2017-05401 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-20/pdf/2017-05401.pdf Notice - Equity Market Structure Advisory Committee https://regulations.justia.com/regulations/fedreg/2017/03/20/2017-05398.html https://regulations.justia.com/regulations/fedreg/2017/03/20/2017-05398.html Mon, 20 Mar 2017 00:00:00 -0700 2017-05398 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-20/pdf/2017-05398.pdf