Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/03/17?limit=200&registers=between&mode=atom 2024-12-22T01:28:50-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/03/17/2017-05403.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Expand the Types of Entities That Are Eligible To Participate in Fixed Income Clearing Corporation as Sponsored Members and Make Other Changes 2017-03-17T00:00:00-07:00 2017-03-17T00:00:00-07:00 2017-05403 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-17/pdf/2017-05403.pdf https://regulations.justia.com/regulations/fedreg/2017/03/17/2017-05362.html Notice - Proposed Collection; Comment Request 2017-03-17T00:00:00-07:00 2017-03-17T00:00:00-07:00 2017-05362 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-17/pdf/2017-05362.pdf https://regulations.justia.com/regulations/fedreg/2017/03/17/2017-05345.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX Options Rule 515, Execution of Orders and Quotes 2017-03-17T00:00:00-07:00 2017-03-17T00:00:00-07:00 2017-05345 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-17/pdf/2017-05345.pdf https://regulations.justia.com/regulations/fedreg/2017/03/17/2017-05344.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Data Collection Requirements in Rule 4470 2017-03-17T00:00:00-07:00 2017-03-17T00:00:00-07:00 2017-05344 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-17/pdf/2017-05344.pdf https://regulations.justia.com/regulations/fedreg/2017/03/17/2017-05343.html Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Data Reporting Requirements of Rule 4770 2017-03-17T00:00:00-07:00 2017-03-17T00:00:00-07:00 2017-05343 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-17/pdf/2017-05343.pdf https://regulations.justia.com/regulations/fedreg/2017/03/17/2017-05342.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Date of Appendix B Web Site Data Publication Pursuant to the Regulation NMS Plan To Implement a Tick Size Pilot Program 2017-03-17T00:00:00-07:00 2017-03-17T00:00:00-07:00 2017-05342 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-17/pdf/2017-05342.pdf https://regulations.justia.com/regulations/fedreg/2017/03/17/2017-05341.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Data Collection Requirements in Rule 3317 2017-03-17T00:00:00-07:00 2017-03-17T00:00:00-07:00 2017-05341 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-17/pdf/2017-05341.pdf https://regulations.justia.com/regulations/fedreg/2017/03/17/2017-05340.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, To Amend the Exchange Opening Process 2017-03-17T00:00:00-07:00 2017-03-17T00:00:00-07:00 2017-05340 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-17/pdf/2017-05340.pdf https://regulations.justia.com/regulations/fedreg/2017/03/17/2017-05339.html Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees at Rule 7018 2017-03-17T00:00:00-07:00 2017-03-17T00:00:00-07:00 2017-05339 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-17/pdf/2017-05339.pdf https://regulations.justia.com/regulations/fedreg/2017/03/17/2017-05338.html Notice - Self-Regulatory Organizations; Investors Exchange, LLC; Order Granting Approval to a Proposed Rule Change To: (i) Amend Rules 11.190(a)(3) and 11.190(b)(8) To Modify the Operation of the Primary Peg Order Type; (ii) Amend Rule 11.190(h)(3)(C)(ii) and (D)(ii) Regarding Price Sliding in Locked and Crossed Markets To Simplify the Price Sliding Process for Both Primary Peg Orders and Discretionary Peg Orders Resting on or Posting to the Order Book; and (iii) Make Minor Technical Changes To Conform Certain Terminology 2017-03-17T00:00:00-07:00 2017-03-17T00:00:00-07:00 2017-05338 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-17/pdf/2017-05338.pdf https://regulations.justia.com/regulations/fedreg/2017/03/17/2017-05337.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List 2017-03-17T00:00:00-07:00 2017-03-17T00:00:00-07:00 2017-05337 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-17/pdf/2017-05337.pdf https://regulations.justia.com/regulations/fedreg/2017/03/17/2017-05336.html Notice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 11.27 To Modify the Date of Appendix B Web Site Data Publication Pursuant to the Regulation NMS Plan To Implement a Tick Size Pilot Program 2017-03-17T00:00:00-07:00 2017-03-17T00:00:00-07:00 2017-05336 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-17/pdf/2017-05336.pdf https://regulations.justia.com/regulations/fedreg/2017/03/17/2017-05335.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule To Change the Definition of Net Zero Complex Order 2017-03-17T00:00:00-07:00 2017-03-17T00:00:00-07:00 2017-05335 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-17/pdf/2017-05335.pdf https://regulations.justia.com/regulations/fedreg/2017/03/17/2017-04366.html Proposed Rule - Inline XBRL Filing of Tagged Data 2017-03-17T00:00:00-07:00 2017-03-17T00:00:00-07:00 2017-04366 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2017-03-17/pdf/2017-04366.pdf https://regulations.justia.com/regulations/fedreg/2017/03/17/2017-04365.html Rule - Exhibit Hyperlinks and HTML Format 2017-03-17T00:00:00-07:00 2017-03-17T00:00:00-07:00 2017-04365 Rule https://www.gpo.gov/fdsys/pkg/FR-2017-03-17/pdf/2017-04365.pdf