<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/03/17?registers=between Sat, 27 Apr 2024 12:23:04 -0700 Sat, 27 Apr 2024 12:23:04 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/03/17?registers=between Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Expand the Types of Entities That Are Eligible To Participate in Fixed Income Clearing Corporation as Sponsored Members and Make Other Changes https://regulations.justia.com/regulations/fedreg/2017/03/17/2017-05403.html https://regulations.justia.com/regulations/fedreg/2017/03/17/2017-05403.html Fri, 17 Mar 2017 00:00:00 -0700 2017-05403 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-17/pdf/2017-05403.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2017/03/17/2017-05362.html https://regulations.justia.com/regulations/fedreg/2017/03/17/2017-05362.html Fri, 17 Mar 2017 00:00:00 -0700 2017-05362 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-17/pdf/2017-05362.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX Options Rule 515, Execution of Orders and Quotes https://regulations.justia.com/regulations/fedreg/2017/03/17/2017-05345.html https://regulations.justia.com/regulations/fedreg/2017/03/17/2017-05345.html Fri, 17 Mar 2017 00:00:00 -0700 2017-05345 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-17/pdf/2017-05345.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Data Collection Requirements in Rule 4470 https://regulations.justia.com/regulations/fedreg/2017/03/17/2017-05344.html https://regulations.justia.com/regulations/fedreg/2017/03/17/2017-05344.html Fri, 17 Mar 2017 00:00:00 -0700 2017-05344 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-17/pdf/2017-05344.pdf Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Data Reporting Requirements of Rule 4770 https://regulations.justia.com/regulations/fedreg/2017/03/17/2017-05343.html https://regulations.justia.com/regulations/fedreg/2017/03/17/2017-05343.html Fri, 17 Mar 2017 00:00:00 -0700 2017-05343 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-17/pdf/2017-05343.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Date of Appendix B Web Site Data Publication Pursuant to the Regulation NMS Plan To Implement a Tick Size Pilot Program https://regulations.justia.com/regulations/fedreg/2017/03/17/2017-05342.html https://regulations.justia.com/regulations/fedreg/2017/03/17/2017-05342.html Fri, 17 Mar 2017 00:00:00 -0700 2017-05342 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-17/pdf/2017-05342.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Data Collection Requirements in Rule 3317 https://regulations.justia.com/regulations/fedreg/2017/03/17/2017-05341.html https://regulations.justia.com/regulations/fedreg/2017/03/17/2017-05341.html Fri, 17 Mar 2017 00:00:00 -0700 2017-05341 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-17/pdf/2017-05341.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, To Amend the Exchange Opening Process https://regulations.justia.com/regulations/fedreg/2017/03/17/2017-05340.html https://regulations.justia.com/regulations/fedreg/2017/03/17/2017-05340.html Fri, 17 Mar 2017 00:00:00 -0700 2017-05340 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-17/pdf/2017-05340.pdf Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees at Rule 7018 https://regulations.justia.com/regulations/fedreg/2017/03/17/2017-05339.html https://regulations.justia.com/regulations/fedreg/2017/03/17/2017-05339.html Fri, 17 Mar 2017 00:00:00 -0700 2017-05339 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-17/pdf/2017-05339.pdf Notice - Self-Regulatory Organizations; Investors Exchange, LLC; Order Granting Approval to a Proposed Rule Change To: (i) Amend Rules 11.190(a)(3) and 11.190(b)(8) To Modify the Operation of the Primary Peg Order Type; (ii) Amend Rule 11.190(h)(3)(C)(ii) and (D)(ii) Regarding Price Sliding in Locked and Crossed Markets To Simplify the Price Sliding Process for Both Primary Peg Orders and Discretionary Peg Orders Resting on or Posting to the Order Book; and (iii) Make Minor Technical Changes To Conform Certain Terminology https://regulations.justia.com/regulations/fedreg/2017/03/17/2017-05338.html https://regulations.justia.com/regulations/fedreg/2017/03/17/2017-05338.html Fri, 17 Mar 2017 00:00:00 -0700 2017-05338 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-17/pdf/2017-05338.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List https://regulations.justia.com/regulations/fedreg/2017/03/17/2017-05337.html https://regulations.justia.com/regulations/fedreg/2017/03/17/2017-05337.html Fri, 17 Mar 2017 00:00:00 -0700 2017-05337 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-17/pdf/2017-05337.pdf Notice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 11.27 To Modify the Date of Appendix B Web Site Data Publication Pursuant to the Regulation NMS Plan To Implement a Tick Size Pilot Program https://regulations.justia.com/regulations/fedreg/2017/03/17/2017-05336.html https://regulations.justia.com/regulations/fedreg/2017/03/17/2017-05336.html Fri, 17 Mar 2017 00:00:00 -0700 2017-05336 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-17/pdf/2017-05336.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule To Change the Definition of Net Zero Complex Order https://regulations.justia.com/regulations/fedreg/2017/03/17/2017-05335.html https://regulations.justia.com/regulations/fedreg/2017/03/17/2017-05335.html Fri, 17 Mar 2017 00:00:00 -0700 2017-05335 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-17/pdf/2017-05335.pdf Proposed Rule - Inline XBRL Filing of Tagged Data https://regulations.justia.com/regulations/fedreg/2017/03/17/2017-04366.html https://regulations.justia.com/regulations/fedreg/2017/03/17/2017-04366.html Fri, 17 Mar 2017 00:00:00 -0700 2017-04366 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2017-03-17/pdf/2017-04366.pdf Rule - Exhibit Hyperlinks and HTML Format https://regulations.justia.com/regulations/fedreg/2017/03/17/2017-04365.html https://regulations.justia.com/regulations/fedreg/2017/03/17/2017-04365.html Fri, 17 Mar 2017 00:00:00 -0700 2017-04365 Rule https://www.gpo.gov/fdsys/pkg/FR-2017-03-17/pdf/2017-04365.pdf