<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/03/15?registers=between Tue, 15 Jul 2025 05:33:59 -0700 Tue, 15 Jul 2025 05:33:59 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/03/15?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change Amending Initial and Continued Listing Standards for Special Purpose Acquisition Companies https://regulations.justia.com/regulations/fedreg/2017/03/15/2017-05137.html https://regulations.justia.com/regulations/fedreg/2017/03/15/2017-05137.html Wed, 15 Mar 2017 00:00:00 -0700 2017-05137 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-15/pdf/2017-05137.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Advance Notice To Implement the Capped Contingency Liquidity Facility in the Government Securities Division Rulebook https://regulations.justia.com/regulations/fedreg/2017/03/15/2017-05092.html https://regulations.justia.com/regulations/fedreg/2017/03/15/2017-05092.html Wed, 15 Mar 2017 00:00:00 -0700 2017-05092 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-15/pdf/2017-05092.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee Schedule Relating to the Professional Rebate Program https://regulations.justia.com/regulations/fedreg/2017/03/15/2017-05091.html https://regulations.justia.com/regulations/fedreg/2017/03/15/2017-05091.html Wed, 15 Mar 2017 00:00:00 -0700 2017-05091 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-15/pdf/2017-05091.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, Amending the NYSE Arca Equities Rule 5 and Rule 8 Series https://regulations.justia.com/regulations/fedreg/2017/03/15/2017-05090.html https://regulations.justia.com/regulations/fedreg/2017/03/15/2017-05090.html Wed, 15 Mar 2017 00:00:00 -0700 2017-05090 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-15/pdf/2017-05090.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2017/03/15/2017-05089.html https://regulations.justia.com/regulations/fedreg/2017/03/15/2017-05089.html Wed, 15 Mar 2017 00:00:00 -0700 2017-05089 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-15/pdf/2017-05089.pdf Notice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees https://regulations.justia.com/regulations/fedreg/2017/03/15/2017-05088.html https://regulations.justia.com/regulations/fedreg/2017/03/15/2017-05088.html Wed, 15 Mar 2017 00:00:00 -0700 2017-05088 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-15/pdf/2017-05088.pdf Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Fees for Use on Bats EDGX Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2017/03/15/2017-05087.html https://regulations.justia.com/regulations/fedreg/2017/03/15/2017-05087.html Wed, 15 Mar 2017 00:00:00 -0700 2017-05087 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-15/pdf/2017-05087.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Qualified Contingent Cross and Solicitation Rebate Tiers https://regulations.justia.com/regulations/fedreg/2017/03/15/2017-05086.html https://regulations.justia.com/regulations/fedreg/2017/03/15/2017-05086.html Wed, 15 Mar 2017 00:00:00 -0700 2017-05086 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-15/pdf/2017-05086.pdf Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2017/03/15/2017-05085.html https://regulations.justia.com/regulations/fedreg/2017/03/15/2017-05085.html Wed, 15 Mar 2017 00:00:00 -0700 2017-05085 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-15/pdf/2017-05085.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct a Typographical Error in Section 413 of the Exchange's Rules https://regulations.justia.com/regulations/fedreg/2017/03/15/2017-05083.html https://regulations.justia.com/regulations/fedreg/2017/03/15/2017-05083.html Wed, 15 Mar 2017 00:00:00 -0700 2017-05083 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-15/pdf/2017-05083.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 6191 To Implement an Anonymous, Grouped Masking Methodology for Over-the-Counter Activity in Connection With Web Site Data Publication of Appendix B Data Pursuant to the Regulation NMS Plan To Implement a Tick Size Pilot Program https://regulations.justia.com/regulations/fedreg/2017/03/15/2017-05082.html https://regulations.justia.com/regulations/fedreg/2017/03/15/2017-05082.html Wed, 15 Mar 2017 00:00:00 -0700 2017-05082 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-15/pdf/2017-05082.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7018(a) To Adopt Two Credits https://regulations.justia.com/regulations/fedreg/2017/03/15/2017-05081.html https://regulations.justia.com/regulations/fedreg/2017/03/15/2017-05081.html Wed, 15 Mar 2017 00:00:00 -0700 2017-05081 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-15/pdf/2017-05081.pdf Proposed Rule - Proposed Amendments to Municipal Securities Disclosure https://regulations.justia.com/regulations/fedreg/2017/03/15/2017-04323.html https://regulations.justia.com/regulations/fedreg/2017/03/15/2017-04323.html Wed, 15 Mar 2017 00:00:00 -0700 2017-04323 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2017-03-15/pdf/2017-04323.pdf