<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/03/14?registers=between Thu, 02 May 2024 00:03:40 -0700 Thu, 02 May 2024 00:03:40 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/03/14?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2017/03/14/2017-05084.html https://regulations.justia.com/regulations/fedreg/2017/03/14/2017-05084.html Tue, 14 Mar 2017 00:00:00 -0700 2017-05084 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-14/pdf/2017-05084.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Complex Order Price Protections https://regulations.justia.com/regulations/fedreg/2017/03/14/2017-04928.html https://regulations.justia.com/regulations/fedreg/2017/03/14/2017-04928.html Tue, 14 Mar 2017 00:00:00 -0700 2017-04928 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-14/pdf/2017-04928.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to the Listing and Trading of Shares of the USCF Canadian Crude Oil Index Fund Under NYSE Arca Equities Rule 8.200 https://regulations.justia.com/regulations/fedreg/2017/03/14/2017-04927.html https://regulations.justia.com/regulations/fedreg/2017/03/14/2017-04927.html Tue, 14 Mar 2017 00:00:00 -0700 2017-04927 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-14/pdf/2017-04927.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 6191 To Modify the Date of Appendix B Web Site Data Publication Pursuant to the Regulation NMS Plan To Implement a Tick Size Pilot Program https://regulations.justia.com/regulations/fedreg/2017/03/14/2017-04926.html https://regulations.justia.com/regulations/fedreg/2017/03/14/2017-04926.html Tue, 14 Mar 2017 00:00:00 -0700 2017-04926 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-14/pdf/2017-04926.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 67 To Modify the Date of Appendix B Web Site Data Publication Pursuant to the Regulation NMS Plan To Implement a Tick Size Pilot Program https://regulations.justia.com/regulations/fedreg/2017/03/14/2017-04925.html https://regulations.justia.com/regulations/fedreg/2017/03/14/2017-04925.html Tue, 14 Mar 2017 00:00:00 -0700 2017-04925 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-14/pdf/2017-04925.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.46 To Modify the Date of Appendix B Web site Data Publication Pursuant to the Regulation NMS Plan To Implement a Tick Size Pilot Program https://regulations.justia.com/regulations/fedreg/2017/03/14/2017-04924.html https://regulations.justia.com/regulations/fedreg/2017/03/14/2017-04924.html Tue, 14 Mar 2017 00:00:00 -0700 2017-04924 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-14/pdf/2017-04924.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2017/03/14/2017-04923.html https://regulations.justia.com/regulations/fedreg/2017/03/14/2017-04923.html Tue, 14 Mar 2017 00:00:00 -0700 2017-04923 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-14/pdf/2017-04923.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 67 To Modify the Date of Appendix B Web Site Data Publication Pursuant to the Regulation NMS Plan To Implement a Tick Size Pilot Program https://regulations.justia.com/regulations/fedreg/2017/03/14/2017-04922.html https://regulations.justia.com/regulations/fedreg/2017/03/14/2017-04922.html Tue, 14 Mar 2017 00:00:00 -0700 2017-04922 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-14/pdf/2017-04922.pdf Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning Enhancements to OCC's Stock Loan Programs https://regulations.justia.com/regulations/fedreg/2017/03/14/2017-04921.html https://regulations.justia.com/regulations/fedreg/2017/03/14/2017-04921.html Tue, 14 Mar 2017 00:00:00 -0700 2017-04921 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-14/pdf/2017-04921.pdf