<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/03/02?registers=between Mon, 14 Jul 2025 19:38:43 -0700 Mon, 14 Jul 2025 19:38:43 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/03/02?registers=between Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1014 of the Options Rules Relating to Market Maker Quotations https://regulations.justia.com/regulations/fedreg/2017/03/02/2017-04036.html https://regulations.justia.com/regulations/fedreg/2017/03/02/2017-04036.html Thu, 02 Mar 2017 00:00:00 -0800 2017-04036 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-02/pdf/2017-04036.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter VII, Section 6 of the Options Rules Relating to Market Maker Quotations https://regulations.justia.com/regulations/fedreg/2017/03/02/2017-04035.html https://regulations.justia.com/regulations/fedreg/2017/03/02/2017-04035.html Thu, 02 Mar 2017 00:00:00 -0800 2017-04035 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-02/pdf/2017-04035.pdf Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Cancel and Replace Orders https://regulations.justia.com/regulations/fedreg/2017/03/02/2017-04034.html https://regulations.justia.com/regulations/fedreg/2017/03/02/2017-04034.html Thu, 02 Mar 2017 00:00:00 -0800 2017-04034 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-02/pdf/2017-04034.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rule Cross-References and Make Non-Substantive Technical Changes to Certain FINRA Rules https://regulations.justia.com/regulations/fedreg/2017/03/02/2017-04033.html https://regulations.justia.com/regulations/fedreg/2017/03/02/2017-04033.html Thu, 02 Mar 2017 00:00:00 -0800 2017-04033 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-02/pdf/2017-04033.pdf Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter VII, Section 6 of the Options Rules Relating to Market Maker Quotations https://regulations.justia.com/regulations/fedreg/2017/03/02/2017-04032.html https://regulations.justia.com/regulations/fedreg/2017/03/02/2017-04032.html Thu, 02 Mar 2017 00:00:00 -0800 2017-04032 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-02/pdf/2017-04032.pdf Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to All-or-None Orders https://regulations.justia.com/regulations/fedreg/2017/03/02/2017-04031.html https://regulations.justia.com/regulations/fedreg/2017/03/02/2017-04031.html Thu, 02 Mar 2017 00:00:00 -0800 2017-04031 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-02/pdf/2017-04031.pdf Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to a Delay of Implementation for the Block Order Mechanism https://regulations.justia.com/regulations/fedreg/2017/03/02/2017-04030.html https://regulations.justia.com/regulations/fedreg/2017/03/02/2017-04030.html Thu, 02 Mar 2017 00:00:00 -0800 2017-04030 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-02/pdf/2017-04030.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2017/03/02/2017-04023.html https://regulations.justia.com/regulations/fedreg/2017/03/02/2017-04023.html Thu, 02 Mar 2017 00:00:00 -0800 2017-04023 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-02/pdf/2017-04023.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2017/03/02/2017-04022.html https://regulations.justia.com/regulations/fedreg/2017/03/02/2017-04022.html Thu, 02 Mar 2017 00:00:00 -0800 2017-04022 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-02/pdf/2017-04022.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2017/03/02/2017-04014.html https://regulations.justia.com/regulations/fedreg/2017/03/02/2017-04014.html Thu, 02 Mar 2017 00:00:00 -0800 2017-04014 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-03-02/pdf/2017-04014.pdf