<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/02/06?registers=between Sun, 10 Aug 2025 19:29:57 -0700 Sun, 10 Aug 2025 19:29:57 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/02/06?registers=between Notice - Order Regarding Review of FASB Accounting Support Fee for 2017 Under Section 109 of The Sarbanes-Oxley Act of 2002 https://regulations.justia.com/regulations/fedreg/2017/02/06/2017-02413.html https://regulations.justia.com/regulations/fedreg/2017/02/06/2017-02413.html Mon, 06 Feb 2017 00:00:00 -0800 2017-02413 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-06/pdf/2017-02413.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Adopt the Rule 6800 Series To Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2017/02/06/2017-02379.html https://regulations.justia.com/regulations/fedreg/2017/02/06/2017-02379.html Mon, 06 Feb 2017 00:00:00 -0800 2017-02379 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-06/pdf/2017-02379.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Related to Rules Regarding the Responsibility for Ensuring Compliance With Open Outcry Priority and Allocation Requirements and Trade-Through Prohibitions https://regulations.justia.com/regulations/fedreg/2017/02/06/2017-02378.html https://regulations.justia.com/regulations/fedreg/2017/02/06/2017-02378.html Mon, 06 Feb 2017 00:00:00 -0800 2017-02378 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-06/pdf/2017-02378.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Adopt the Rule 11.6800 Series To Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2017/02/06/2017-02377.html https://regulations.justia.com/regulations/fedreg/2017/02/06/2017-02377.html Mon, 06 Feb 2017 00:00:00 -0800 2017-02377 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-06/pdf/2017-02377.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Adopt the Rule 6.6800 Series To Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2017/02/06/2017-02376.html https://regulations.justia.com/regulations/fedreg/2017/02/06/2017-02376.html Mon, 06 Feb 2017 00:00:00 -0800 2017-02376 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-06/pdf/2017-02376.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Adopt the Rule 6800 Series To Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2017/02/06/2017-02375.html https://regulations.justia.com/regulations/fedreg/2017/02/06/2017-02375.html Mon, 06 Feb 2017 00:00:00 -0800 2017-02375 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-06/pdf/2017-02375.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2017/02/06/2017-02374.html https://regulations.justia.com/regulations/fedreg/2017/02/06/2017-02374.html Mon, 06 Feb 2017 00:00:00 -0800 2017-02374 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-06/pdf/2017-02374.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct a Typographical Error https://regulations.justia.com/regulations/fedreg/2017/02/06/2017-02373.html https://regulations.justia.com/regulations/fedreg/2017/02/06/2017-02373.html Mon, 06 Feb 2017 00:00:00 -0800 2017-02373 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-06/pdf/2017-02373.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Granting Approval of Proposed Rule Change To Reflect Updates to the Consolidated Trade Summary, Eliminate Re-Pricing in the Foreign Security Accounting Operation and Make Other Changes https://regulations.justia.com/regulations/fedreg/2017/02/06/2017-02372.html https://regulations.justia.com/regulations/fedreg/2017/02/06/2017-02372.html Mon, 06 Feb 2017 00:00:00 -0800 2017-02372 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-06/pdf/2017-02372.pdf Notice - Golub Capital BDC, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2017/02/06/2017-02361.html https://regulations.justia.com/regulations/fedreg/2017/02/06/2017-02361.html Mon, 06 Feb 2017 00:00:00 -0800 2017-02361 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-06/pdf/2017-02361.pdf Notice - Goldman, Sachs & Co.; Notice of Application https://regulations.justia.com/regulations/fedreg/2017/02/06/2017-02360.html https://regulations.justia.com/regulations/fedreg/2017/02/06/2017-02360.html Mon, 06 Feb 2017 00:00:00 -0800 2017-02360 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-06/pdf/2017-02360.pdf