<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/02/03?registers=between Tue, 19 Aug 2025 16:56:34 -0700 Tue, 19 Aug 2025 16:56:34 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/02/03?registers=between Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 11.26 Regarding the Data Collection Requirements of the Regulation NMS Plan To Implement a Tick Size Pilot Program https://regulations.justia.com/regulations/fedreg/2017/02/03/C1-2017-01461.html https://regulations.justia.com/regulations/fedreg/2017/02/03/C1-2017-01461.html Fri, 03 Feb 2017 00:00:00 -0800 C1-2017-01461 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-03/pdf/C1-2017-01461.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan Governing the Consolidated Audit Trail To Add MIAX PEARL, LLC as a Participant https://regulations.justia.com/regulations/fedreg/2017/02/03/2017-02267.html https://regulations.justia.com/regulations/fedreg/2017/02/03/2017-02267.html Fri, 03 Feb 2017 00:00:00 -0800 2017-02267 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-03/pdf/2017-02267.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options To Add MIAX PEARL, LLC as a Plan Sponsor https://regulations.justia.com/regulations/fedreg/2017/02/03/2017-02266.html https://regulations.justia.com/regulations/fedreg/2017/02/03/2017-02266.html Fri, 03 Feb 2017 00:00:00 -0800 2017-02266 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-03/pdf/2017-02266.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Options Order Protection and Locked/Crossed Market Plan To Add MIAX PEARL, LLC as a Participant https://regulations.justia.com/regulations/fedreg/2017/02/03/2017-02265.html https://regulations.justia.com/regulations/fedreg/2017/02/03/2017-02265.html Fri, 03 Feb 2017 00:00:00 -0800 2017-02265 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-03/pdf/2017-02265.pdf Notice - Destra Capital Advisors LLC, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2017/02/03/2017-02264.html https://regulations.justia.com/regulations/fedreg/2017/02/03/2017-02264.html Fri, 03 Feb 2017 00:00:00 -0800 2017-02264 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-03/pdf/2017-02264.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, in Connection With a Proposed Acquisition of the Exchange by NYSE Group, Inc. https://regulations.justia.com/regulations/fedreg/2017/02/03/2017-02263.html https://regulations.justia.com/regulations/fedreg/2017/02/03/2017-02263.html Fri, 03 Feb 2017 00:00:00 -0800 2017-02263 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-03/pdf/2017-02263.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC; Order Approving Proposed Rule Changes, Each as Modified by Amendment No. 1 Thereto, in Connection With the Proposed Acquisition of National Stock Exchange, Inc. by the NYSE Group, Inc. https://regulations.justia.com/regulations/fedreg/2017/02/03/2017-02262.html https://regulations.justia.com/regulations/fedreg/2017/02/03/2017-02262.html Fri, 03 Feb 2017 00:00:00 -0800 2017-02262 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-03/pdf/2017-02262.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7150 (The Price Improvement Period (“PIP”)) https://regulations.justia.com/regulations/fedreg/2017/02/03/2017-02261.html https://regulations.justia.com/regulations/fedreg/2017/02/03/2017-02261.html Fri, 03 Feb 2017 00:00:00 -0800 2017-02261 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-03/pdf/2017-02261.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend CBOE Rule 6.53C https://regulations.justia.com/regulations/fedreg/2017/02/03/2017-02260.html https://regulations.justia.com/regulations/fedreg/2017/02/03/2017-02260.html Fri, 03 Feb 2017 00:00:00 -0800 2017-02260 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-03/pdf/2017-02260.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rules 900.3NY, Rule 961NY, Make a Conforming Change to Rule 935NY, and Eliminate Section 910-AEMI of the AEMI Rules, and Sections 910 and 910-AEMI of the NYSE MKT Company Guide https://regulations.justia.com/regulations/fedreg/2017/02/03/2017-02259.html https://regulations.justia.com/regulations/fedreg/2017/02/03/2017-02259.html Fri, 03 Feb 2017 00:00:00 -0800 2017-02259 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-03/pdf/2017-02259.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing of Proposed Rule Change To Permit the Listing and Trading of P.M.-Settled NASDAQ-100 Index® Options on a Pilot Basis https://regulations.justia.com/regulations/fedreg/2017/02/03/2017-02258.html https://regulations.justia.com/regulations/fedreg/2017/02/03/2017-02258.html Fri, 03 Feb 2017 00:00:00 -0800 2017-02258 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-02-03/pdf/2017-02258.pdf