Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/01?limit=200®isters=between&min-day=1&max-day=31&mode=atom2024-05-22T23:41:21-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2017/01/31/2017-02079.htmlNotice - Sunshine Act Meeting2017-01-31T00:00:00-08:002017-01-31T00:00:00-08:002017-02079Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-31/pdf/2017-02079.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/31/2017-02001.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 2 and 3, To Enhance the Reopening Auction Process Following a Trading Halt Declared Pursuant to the Plan To Address Extraordinary Market Volatility2017-01-31T00:00:00-08:002017-01-31T00:00:00-08:002017-02001Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-31/pdf/2017-02001.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/31/2017-02000.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Withdrawal of a Proposed Rule Change To Amend Rule 4702 To Adopt a New Retail Post-Only Order2017-01-31T00:00:00-08:002017-01-31T00:00:00-08:002017-02000Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-31/pdf/2017-02000.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/31/2017-01999.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2017-01-31T00:00:00-08:002017-01-31T00:00:00-08:002017-01999Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-31/pdf/2017-01999.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/31/2017-01998.htmlNotice - Causeway ETMF Trust, et al.; Notice of Application2017-01-31T00:00:00-08:002017-01-31T00:00:00-08:002017-01998Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-31/pdf/2017-01998.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/27/2017-01836.htmlNotice - Submission for OMB Review; Comment Request2017-01-27T00:00:00-08:002017-01-27T00:00:00-08:002017-01836Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-27/pdf/2017-01836.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/27/2017-01835.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Convert the Listing of the Shares of the SPDR DoubleLine Short Term Total Return Tactical ETF and the SPDR DoubleLine Emerging Markets Fixed Income ETF, Both of Which Are a Series of the SSGA Active Trust, Pursuant to BZX Rule 14.11(i), Managed Fund Shares2017-01-27T00:00:00-08:002017-01-27T00:00:00-08:002017-01835Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-27/pdf/2017-01835.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/27/2017-01834.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change Relating to the Listing and Trading of Shares of the PowerShares Government Collateral Pledge Portfolio Under NYSE Arca Equities Rule 8.6002017-01-27T00:00:00-08:002017-01-27T00:00:00-08:002017-01834Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-27/pdf/2017-01834.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/27/2017-01833.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Data Fees at Rule 70232017-01-27T00:00:00-08:002017-01-27T00:00:00-08:002017-01833Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-27/pdf/2017-01833.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/27/2017-01832.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Listing and Trading of the Shares of the Gabelli All Cap NextShares of the Gabelli NextShares Trust2017-01-27T00:00:00-08:002017-01-27T00:00:00-08:002017-01832Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-27/pdf/2017-01832.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/27/2017-01831.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Give Up of a Clearing Trading Permit Holder2017-01-27T00:00:00-08:002017-01-27T00:00:00-08:002017-01831Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-27/pdf/2017-01831.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/27/2017-01830.htmlNotice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Adopt an Options Regulatory Fee2017-01-27T00:00:00-08:002017-01-27T00:00:00-08:002017-01830Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-27/pdf/2017-01830.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/27/2017-01829.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend the Options Regulatory Fee2017-01-27T00:00:00-08:002017-01-27T00:00:00-08:002017-01829Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-27/pdf/2017-01829.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/27/2017-01828.htmlNotice - Submission for OMB Review; Comment Request2017-01-27T00:00:00-08:002017-01-27T00:00:00-08:002017-01828Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-27/pdf/2017-01828.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/27/2017-01827.htmlNotice - Submission for OMB Review; Comment Request2017-01-27T00:00:00-08:002017-01-27T00:00:00-08:002017-01827Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-27/pdf/2017-01827.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/27/2017-01826.htmlNotice - Submission for OMB Review; Comment Request2017-01-27T00:00:00-08:002017-01-27T00:00:00-08:002017-01826Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-27/pdf/2017-01826.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/26/2017-01719.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate Fees at Rule 7015(h) Assessed for VTE Terminal Connectivity2017-01-26T00:00:00-08:002017-01-26T00:00:00-08:002017-01719Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-26/pdf/2017-01719.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/26/2017-01718.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, Amending NYSE Arca Equities Rules 7.35 (Auctions), 7.10 (Clearly Erroneous Executions), 7.31 (Orders and Modifiers), and 7.11 (Limit Up-Limit Down Plan and Trading Pauses in Individual Securities Due to Extraordinary Market Volatility)2017-01-26T00:00:00-08:002017-01-26T00:00:00-08:002017-01718Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-26/pdf/2017-01718.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/26/2017-01717.htmlNotice - Joint Industry Plan; Order Approving the Twelfth Amendment to the National Market System Plan To Address Extraordinary Market Volatility by Bats BZX Exchange, Inc., Bats BYX Exchange, Inc., Bats EDGA Exchange, Inc., Bats EDGX Exchange, Inc., Chicago Stock Exchange, Inc., Financial Industry Regulatory Authority, Inc., Investors Exchange LLC, NASDAQ BX, Inc., NASDAQ PHLX LLC, The Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc.2017-01-26T00:00:00-08:002017-01-26T00:00:00-08:002017-01717Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-26/pdf/2017-01717.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/26/2017-01716.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of No Objection to Advance Notice Filing To Implement a Change to the Methodology Used in the MBSD VaR Model2017-01-26T00:00:00-08:002017-01-26T00:00:00-08:002017-01716Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-26/pdf/2017-01716.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/25/2017-01620.htmlNotice - Order Extending Certain Temporary Exemptions Under the Securities Exchange Act of 1934 in Connection With the Revision of the Definition of “Security” To Encompass Security-Based Swaps and Request for Comment2017-01-25T00:00:00-08:002017-01-25T00:00:00-08:002017-01620Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-25/pdf/2017-01620.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/25/2017-01619.htmlNotice - Self-Regulatory Organizations; ISE Mercury LLC; Order Granting Approval of Proposed Rule Change To Amend ISE Mercury Rule 723 and To Make Pilot Program Permanent2017-01-25T00:00:00-08:002017-01-25T00:00:00-08:002017-01619Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-25/pdf/2017-01619.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/25/2017-01618.htmlNotice - Self-Regulatory Organizations; ISE Gemini, LLC; Order Granting Approval of Proposed Rule Change To Amend ISE Gemini Rule 723 and To Make Pilot Program Permanent2017-01-25T00:00:00-08:002017-01-25T00:00:00-08:002017-01618Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-25/pdf/2017-01618.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/25/2017-01617.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes to BZX Rule 14.11, Other Securities, and BZX Rule 14.12, Failure To Meet Listing Standards2017-01-25T00:00:00-08:002017-01-25T00:00:00-08:002017-01617Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-25/pdf/2017-01617.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/25/2017-01616.htmlNotice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to EDGX Rule 21.19, Bats Auction Mechanism, as it Applies to the Equity Options Platform2017-01-25T00:00:00-08:002017-01-25T00:00:00-08:002017-01616Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-25/pdf/2017-01616.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/25/2017-01615.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Order Granting Approval of a Proposed Rule Change To Amend Rule 515A, MIAX Price Improvement Mechanism (“PRIME”) and PRIME Solicitation Mechanism2017-01-25T00:00:00-08:002017-01-25T00:00:00-08:002017-01615Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-25/pdf/2017-01615.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/25/2017-01614.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Exchange Rules Related to the Automated Improvement Mechanism2017-01-25T00:00:00-08:002017-01-25T00:00:00-08:002017-01614Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-25/pdf/2017-01614.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/25/2017-01613.htmlNotice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the PIXL Price Improvement Auction in Phlx Rule 1080(n) and To Make Pilot Program Permanent2017-01-25T00:00:00-08:002017-01-25T00:00:00-08:002017-01613Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-25/pdf/2017-01613.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/25/2017-01612.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending the NYSE Arca Equities Rule 5 and Rule 8 Series2017-01-25T00:00:00-08:002017-01-25T00:00:00-08:002017-01612Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-25/pdf/2017-01612.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/25/2017-01611.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC (“BOX”) Options Facility2017-01-25T00:00:00-08:002017-01-25T00:00:00-08:002017-01611Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-25/pdf/2017-01611.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/25/2017-01610.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Order Granting Approval of Proposed Rule Change To Amend Interpretive Material to Rule 7150 (Price Improvement Period “PIP”) and Interpretive Material to Rule 7245 (Complex Order Price Improvement Period “COPIP”) To Make Permanent the Pilot Programs That Permit the Exchange to Have No Minimum Size Requirement for Orders Entered Into the PIP (“PIP Pilot Program”) and COPIP (“COPIP Pilot Program”)2017-01-25T00:00:00-08:002017-01-25T00:00:00-08:002017-01610Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-25/pdf/2017-01610.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/25/2017-01609.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Order Granting Accelerated Approval of a Proposed Rule Change To Amend NYSE MKT Rule 971.1NY and Make Permanent the Aspects of Customer Best Execution Auction That Are Subject to a Pilot2017-01-25T00:00:00-08:002017-01-25T00:00:00-08:002017-01609Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-25/pdf/2017-01609.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/25/2017-01608.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Granting Approval of Proposed Rule Change To Amend ISE Rule 723 and To Make Pilot Program Permanent2017-01-25T00:00:00-08:002017-01-25T00:00:00-08:002017-01608Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-25/pdf/2017-01608.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/25/2017-01607.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Examination Requirement for CHX Market Maker Authorized Traders2017-01-25T00:00:00-08:002017-01-25T00:00:00-08:002017-01607Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-25/pdf/2017-01607.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/25/2017-01606.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Provide for the Clearance of Additional Credit Default Swap Contracts2017-01-25T00:00:00-08:002017-01-25T00:00:00-08:002017-01606Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-25/pdf/2017-01606.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/25/2017-01605.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning The Options Clearing Corporation's Margin Coverage During Times of Increased Volatility2017-01-25T00:00:00-08:002017-01-25T00:00:00-08:002017-01605Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-25/pdf/2017-01605.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/25/2017-01604.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2017-01-25T00:00:00-08:002017-01-25T00:00:00-08:002017-01604Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-25/pdf/2017-01604.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/24/2017-01566.htmlNotice - Proposed Collection; Comment Request2017-01-24T00:00:00-08:002017-01-24T00:00:00-08:002017-01566Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-24/pdf/2017-01566.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/24/2017-01467.htmlNotice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Order Granting Approval of Proposed Rule Change To Amend the PRISM Price Improvement Auction in BX Chapter VI, Section 9 and To Make Pilot Program Permanent2017-01-24T00:00:00-08:002017-01-24T00:00:00-08:002017-01467Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-24/pdf/2017-01467.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/24/2017-01466.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees2017-01-24T00:00:00-08:002017-01-24T00:00:00-08:002017-01466Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-24/pdf/2017-01466.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/24/2017-01465.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Adopt a New Extended Life Priority Order Attribute Under Rule 4703, and To Make Related Changes to Rules 4702, 4752, 4753, 4754, and 47572017-01-24T00:00:00-08:002017-01-24T00:00:00-08:002017-01465Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-24/pdf/2017-01465.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/24/2017-01464.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Transaction Fees To Implement New Incentive2017-01-24T00:00:00-08:002017-01-24T00:00:00-08:002017-01464Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-24/pdf/2017-01464.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/24/2017-01463.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2017-01-24T00:00:00-08:002017-01-24T00:00:00-08:002017-01463Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-24/pdf/2017-01463.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/24/2017-01462.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule To Amend the Fees Schedule2017-01-24T00:00:00-08:002017-01-24T00:00:00-08:002017-01462Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-24/pdf/2017-01462.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/24/2017-01461.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 11.26 Regarding the Data Collection Requirements of the Regulation NMS Plan To Implement a Tick Size Pilot Program January 17, 20172017-01-24T00:00:00-08:002017-01-24T00:00:00-08:002017-01461Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-24/pdf/2017-01461.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/24/2017-01460.htmlNotice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt a New Exception in Phlx Rule 1000(f) for Sub-MPV Split-Price Orders2017-01-24T00:00:00-08:002017-01-24T00:00:00-08:002017-01460Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-24/pdf/2017-01460.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/23/2017-01301.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, To Amend NYSE Arca Equities Rule 8.700 and To List and Trade Shares of the Managed Emerging Markets Trust Under Proposed Amended NYSE Arca Equities Rule 8.7002017-01-23T00:00:00-08:002017-01-23T00:00:00-08:002017-01301Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-23/pdf/2017-01301.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/23/2017-01300.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Extend the MSRB's Customer Complaint and Related Recordkeeping Rules to Municipal Advisors and To Modernize Those Rules2017-01-23T00:00:00-08:002017-01-23T00:00:00-08:002017-01300Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-23/pdf/2017-01300.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/23/2017-01299.htmlNotice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees2017-01-23T00:00:00-08:002017-01-23T00:00:00-08:002017-01299Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-23/pdf/2017-01299.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/23/2017-01298.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule To Amend the Fees Schedule2017-01-23T00:00:00-08:002017-01-23T00:00:00-08:002017-01298Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-23/pdf/2017-01298.pdf