<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/01/27?registers=between Tue, 30 Apr 2024 15:12:03 -0700 Tue, 30 Apr 2024 15:12:03 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/01/27?registers=between Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2017/01/27/2017-01836.html https://regulations.justia.com/regulations/fedreg/2017/01/27/2017-01836.html Fri, 27 Jan 2017 00:00:00 -0800 2017-01836 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-27/pdf/2017-01836.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Convert the Listing of the Shares of the SPDR DoubleLine Short Term Total Return Tactical ETF and the SPDR DoubleLine Emerging Markets Fixed Income ETF, Both of Which Are a Series of the SSGA Active Trust, Pursuant to BZX Rule 14.11(i), Managed Fund Shares https://regulations.justia.com/regulations/fedreg/2017/01/27/2017-01835.html https://regulations.justia.com/regulations/fedreg/2017/01/27/2017-01835.html Fri, 27 Jan 2017 00:00:00 -0800 2017-01835 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-27/pdf/2017-01835.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change Relating to the Listing and Trading of Shares of the PowerShares Government Collateral Pledge Portfolio Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2017/01/27/2017-01834.html https://regulations.justia.com/regulations/fedreg/2017/01/27/2017-01834.html Fri, 27 Jan 2017 00:00:00 -0800 2017-01834 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-27/pdf/2017-01834.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Data Fees at Rule 7023 https://regulations.justia.com/regulations/fedreg/2017/01/27/2017-01833.html https://regulations.justia.com/regulations/fedreg/2017/01/27/2017-01833.html Fri, 27 Jan 2017 00:00:00 -0800 2017-01833 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-27/pdf/2017-01833.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Listing and Trading of the Shares of the Gabelli All Cap NextShares of the Gabelli NextShares Trust https://regulations.justia.com/regulations/fedreg/2017/01/27/2017-01832.html https://regulations.justia.com/regulations/fedreg/2017/01/27/2017-01832.html Fri, 27 Jan 2017 00:00:00 -0800 2017-01832 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-27/pdf/2017-01832.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Give Up of a Clearing Trading Permit Holder https://regulations.justia.com/regulations/fedreg/2017/01/27/2017-01831.html https://regulations.justia.com/regulations/fedreg/2017/01/27/2017-01831.html Fri, 27 Jan 2017 00:00:00 -0800 2017-01831 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-27/pdf/2017-01831.pdf Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Adopt an Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2017/01/27/2017-01830.html https://regulations.justia.com/regulations/fedreg/2017/01/27/2017-01830.html Fri, 27 Jan 2017 00:00:00 -0800 2017-01830 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-27/pdf/2017-01830.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2017/01/27/2017-01829.html https://regulations.justia.com/regulations/fedreg/2017/01/27/2017-01829.html Fri, 27 Jan 2017 00:00:00 -0800 2017-01829 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-27/pdf/2017-01829.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2017/01/27/2017-01828.html https://regulations.justia.com/regulations/fedreg/2017/01/27/2017-01828.html Fri, 27 Jan 2017 00:00:00 -0800 2017-01828 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-27/pdf/2017-01828.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2017/01/27/2017-01827.html https://regulations.justia.com/regulations/fedreg/2017/01/27/2017-01827.html Fri, 27 Jan 2017 00:00:00 -0800 2017-01827 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-27/pdf/2017-01827.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2017/01/27/2017-01826.html https://regulations.justia.com/regulations/fedreg/2017/01/27/2017-01826.html Fri, 27 Jan 2017 00:00:00 -0800 2017-01826 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-27/pdf/2017-01826.pdf