<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/01/23?registers=between Thu, 02 May 2024 10:29:59 -0700 Thu, 02 May 2024 10:29:59 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/01/23?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, To Amend NYSE Arca Equities Rule 8.700 and To List and Trade Shares of the Managed Emerging Markets Trust Under Proposed Amended NYSE Arca Equities Rule 8.700 https://regulations.justia.com/regulations/fedreg/2017/01/23/2017-01301.html https://regulations.justia.com/regulations/fedreg/2017/01/23/2017-01301.html Mon, 23 Jan 2017 00:00:00 -0800 2017-01301 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-23/pdf/2017-01301.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Extend the MSRB's Customer Complaint and Related Recordkeeping Rules to Municipal Advisors and To Modernize Those Rules https://regulations.justia.com/regulations/fedreg/2017/01/23/2017-01300.html https://regulations.justia.com/regulations/fedreg/2017/01/23/2017-01300.html Mon, 23 Jan 2017 00:00:00 -0800 2017-01300 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-23/pdf/2017-01300.pdf Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2017/01/23/2017-01299.html https://regulations.justia.com/regulations/fedreg/2017/01/23/2017-01299.html Mon, 23 Jan 2017 00:00:00 -0800 2017-01299 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-23/pdf/2017-01299.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2017/01/23/2017-01298.html https://regulations.justia.com/regulations/fedreg/2017/01/23/2017-01298.html Mon, 23 Jan 2017 00:00:00 -0800 2017-01298 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-23/pdf/2017-01298.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the USCF Canadian Crude Oil Index Fund Under NYSE Arca Equities Rule 8.200 https://regulations.justia.com/regulations/fedreg/2017/01/23/2017-01297.html https://regulations.justia.com/regulations/fedreg/2017/01/23/2017-01297.html Mon, 23 Jan 2017 00:00:00 -0800 2017-01297 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-23/pdf/2017-01297.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the EtherIndex Ether Trust Under NYSE Arca Equities Rule 8.201 https://regulations.justia.com/regulations/fedreg/2017/01/23/2017-01296.html https://regulations.justia.com/regulations/fedreg/2017/01/23/2017-01296.html Mon, 23 Jan 2017 00:00:00 -0800 2017-01296 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-23/pdf/2017-01296.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7018 https://regulations.justia.com/regulations/fedreg/2017/01/23/2017-01295.html https://regulations.justia.com/regulations/fedreg/2017/01/23/2017-01295.html Mon, 23 Jan 2017 00:00:00 -0800 2017-01295 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-23/pdf/2017-01295.pdf Rule - Adoption of Updated EDGAR Filer Manual https://regulations.justia.com/regulations/fedreg/2017/01/23/2016-32032.html https://regulations.justia.com/regulations/fedreg/2017/01/23/2016-32032.html Mon, 23 Jan 2017 00:00:00 -0800 2016-32032 Rule https://www.gpo.gov/fdsys/pkg/FR-2017-01-23/pdf/2016-32032.pdf