<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/01/17?registers=between Sat, 27 Apr 2024 23:34:02 -0700 Sat, 27 Apr 2024 23:34:02 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/01/17?registers=between Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce the All-Inclusive Annual Listing Fee for Limited Partnerships Listed on Nasdaq https://regulations.justia.com/regulations/fedreg/2017/01/17/2017-00783.html https://regulations.justia.com/regulations/fedreg/2017/01/17/2017-00783.html Tue, 17 Jan 2017 00:00:00 -0800 2017-00783 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-17/pdf/2017-00783.pdf Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Fee Schedule of the Exchange's Options Platform To Adopt Fees for its Recently Adopted Bats Auction Mechanism https://regulations.justia.com/regulations/fedreg/2017/01/17/2017-00782.html https://regulations.justia.com/regulations/fedreg/2017/01/17/2017-00782.html Tue, 17 Jan 2017 00:00:00 -0800 2017-00782 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-17/pdf/2017-00782.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Adopt Rules for an Open-Outcry Trading Floor https://regulations.justia.com/regulations/fedreg/2017/01/17/2017-00781.html https://regulations.justia.com/regulations/fedreg/2017/01/17/2017-00781.html Tue, 17 Jan 2017 00:00:00 -0800 2017-00781 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-17/pdf/2017-00781.pdf Notice - Self-Regulatory Organizations; NYSEArca, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to a Change to the Underlying Index for the PowerShares Build America Bond Portfolio https://regulations.justia.com/regulations/fedreg/2017/01/17/2017-00780.html https://regulations.justia.com/regulations/fedreg/2017/01/17/2017-00780.html Tue, 17 Jan 2017 00:00:00 -0800 2017-00780 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-17/pdf/2017-00780.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Fees To Adopt a New Cross-Asset Step-Up Tier https://regulations.justia.com/regulations/fedreg/2017/01/17/2017-00779.html https://regulations.justia.com/regulations/fedreg/2017/01/17/2017-00779.html Tue, 17 Jan 2017 00:00:00 -0800 2017-00779 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-17/pdf/2017-00779.pdf Notice - Brown Advisory LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2017/01/17/2017-00778.html https://regulations.justia.com/regulations/fedreg/2017/01/17/2017-00778.html Tue, 17 Jan 2017 00:00:00 -0800 2017-00778 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-17/pdf/2017-00778.pdf