Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/01/12?limit=200&registers=between&mode=atom 2022-11-28T04:41:04-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/01/12/2017-00493.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Expiration Date of FINRA Rule 0180 (Application of Rules to Security-Based Swaps) 2017-01-12T00:00:00-08:00 2017-01-12T00:00:00-08:00 2017-00493 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-12/pdf/2017-00493.pdf https://regulations.justia.com/regulations/fedreg/2017/01/12/2017-00492.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options Regulatory Fee 2017-01-12T00:00:00-08:00 2017-01-12T00:00:00-08:00 2017-00492 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-12/pdf/2017-00492.pdf https://regulations.justia.com/regulations/fedreg/2017/01/12/2017-00491.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change To Amend the ICE Clear Credit Clearing Rules, as Modified by Amendment No. 1, Relating to Default Management, Clearing House Recovery and Wind-Down 2017-01-12T00:00:00-08:00 2017-01-12T00:00:00-08:00 2017-00491 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-12/pdf/2017-00491.pdf https://regulations.justia.com/regulations/fedreg/2017/01/12/2017-00490.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List 2017-01-12T00:00:00-08:00 2017-01-12T00:00:00-08:00 2017-00490 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-12/pdf/2017-00490.pdf https://regulations.justia.com/regulations/fedreg/2017/01/12/2017-00469.html Notice - Proposed Collection; Comment Request 2017-01-12T00:00:00-08:00 2017-01-12T00:00:00-08:00 2017-00469 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-12/pdf/2017-00469.pdf