<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/01/05?registers=between Sat, 27 Apr 2024 09:35:45 -0700 Sat, 27 Apr 2024 09:35:45 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/01/05?registers=between Notice - Sunshine Act Meeting; Additional Item https://regulations.justia.com/regulations/fedreg/2017/01/05/2016-32048.html https://regulations.justia.com/regulations/fedreg/2017/01/05/2016-32048.html Thu, 05 Jan 2017 00:00:00 -0800 2016-32048 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-05/pdf/2016-32048.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2017/01/05/2016-32047.html https://regulations.justia.com/regulations/fedreg/2017/01/05/2016-32047.html Thu, 05 Jan 2017 00:00:00 -0800 2016-32047 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-05/pdf/2016-32047.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List https://regulations.justia.com/regulations/fedreg/2017/01/05/2016-31945.html https://regulations.justia.com/regulations/fedreg/2017/01/05/2016-31945.html Thu, 05 Jan 2017 00:00:00 -0800 2016-31945 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-05/pdf/2016-31945.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Related to a Change to the Trading Symbol for P.M.-Settled Options on the Standard & Poor's 500 Index https://regulations.justia.com/regulations/fedreg/2017/01/05/2016-31943.html https://regulations.justia.com/regulations/fedreg/2017/01/05/2016-31943.html Thu, 05 Jan 2017 00:00:00 -0800 2016-31943 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-05/pdf/2016-31943.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for C2 Real-Time Data Feeds https://regulations.justia.com/regulations/fedreg/2017/01/05/2016-31942.html https://regulations.justia.com/regulations/fedreg/2017/01/05/2016-31942.html Thu, 05 Jan 2017 00:00:00 -0800 2016-31942 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-05/pdf/2016-31942.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for the Complex Order Book Data Feed https://regulations.justia.com/regulations/fedreg/2017/01/05/2016-31941.html https://regulations.justia.com/regulations/fedreg/2017/01/05/2016-31941.html Thu, 05 Jan 2017 00:00:00 -0800 2016-31941 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-05/pdf/2016-31941.pdf Notice - Self-Regulatory Organizations; LCH SA; Order Granting Application for Registration as a Clearing Agency and Request for Exemptive Relief https://regulations.justia.com/regulations/fedreg/2017/01/05/2016-31940.html https://regulations.justia.com/regulations/fedreg/2017/01/05/2016-31940.html Thu, 05 Jan 2017 00:00:00 -0800 2016-31940 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-05/pdf/2016-31940.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Listing and Trading of the Shares of the First Trust Strategic Income ETF of First Trust Exchange-Traded Fund IV https://regulations.justia.com/regulations/fedreg/2017/01/05/2016-31939.html https://regulations.justia.com/regulations/fedreg/2017/01/05/2016-31939.html Thu, 05 Jan 2017 00:00:00 -0800 2016-31939 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-05/pdf/2016-31939.pdf Notice - DFA Investment Dimensions Group Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2017/01/05/2016-31938.html https://regulations.justia.com/regulations/fedreg/2017/01/05/2016-31938.html Thu, 05 Jan 2017 00:00:00 -0800 2016-31938 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-05/pdf/2016-31938.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.35(a)(10)(A) https://regulations.justia.com/regulations/fedreg/2017/01/05/2016-31937.html https://regulations.justia.com/regulations/fedreg/2017/01/05/2016-31937.html Thu, 05 Jan 2017 00:00:00 -0800 2016-31937 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-05/pdf/2016-31937.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7022(d) https://regulations.justia.com/regulations/fedreg/2017/01/05/2016-31936.html https://regulations.justia.com/regulations/fedreg/2017/01/05/2016-31936.html Thu, 05 Jan 2017 00:00:00 -0800 2016-31936 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-05/pdf/2016-31936.pdf