Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/01/05?limit=200&registers=between&mode=atom 2022-11-29T06:46:49-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/01/05/2016-32048.html Notice - Sunshine Act Meeting; Additional Item 2017-01-05T00:00:00-08:00 2017-01-05T00:00:00-08:00 2016-32048 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-05/pdf/2016-32048.pdf https://regulations.justia.com/regulations/fedreg/2017/01/05/2016-32047.html Notice - Sunshine Act Meeting 2017-01-05T00:00:00-08:00 2017-01-05T00:00:00-08:00 2016-32047 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-05/pdf/2016-32047.pdf https://regulations.justia.com/regulations/fedreg/2017/01/05/2016-31945.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List 2017-01-05T00:00:00-08:00 2017-01-05T00:00:00-08:00 2016-31945 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-05/pdf/2016-31945.pdf https://regulations.justia.com/regulations/fedreg/2017/01/05/2016-31943.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Related to a Change to the Trading Symbol for P.M.-Settled Options on the Standard & Poor's 500 Index 2017-01-05T00:00:00-08:00 2017-01-05T00:00:00-08:00 2016-31943 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-05/pdf/2016-31943.pdf https://regulations.justia.com/regulations/fedreg/2017/01/05/2016-31942.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for C2 Real-Time Data Feeds 2017-01-05T00:00:00-08:00 2017-01-05T00:00:00-08:00 2016-31942 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-05/pdf/2016-31942.pdf https://regulations.justia.com/regulations/fedreg/2017/01/05/2016-31941.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for the Complex Order Book Data Feed 2017-01-05T00:00:00-08:00 2017-01-05T00:00:00-08:00 2016-31941 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-05/pdf/2016-31941.pdf https://regulations.justia.com/regulations/fedreg/2017/01/05/2016-31940.html Notice - Self-Regulatory Organizations; LCH SA; Order Granting Application for Registration as a Clearing Agency and Request for Exemptive Relief 2017-01-05T00:00:00-08:00 2017-01-05T00:00:00-08:00 2016-31940 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-05/pdf/2016-31940.pdf https://regulations.justia.com/regulations/fedreg/2017/01/05/2016-31939.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Listing and Trading of the Shares of the First Trust Strategic Income ETF of First Trust Exchange-Traded Fund IV 2017-01-05T00:00:00-08:00 2017-01-05T00:00:00-08:00 2016-31939 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-05/pdf/2016-31939.pdf https://regulations.justia.com/regulations/fedreg/2017/01/05/2016-31938.html Notice - DFA Investment Dimensions Group Inc., et al.; Notice of Application 2017-01-05T00:00:00-08:00 2017-01-05T00:00:00-08:00 2016-31938 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-05/pdf/2016-31938.pdf https://regulations.justia.com/regulations/fedreg/2017/01/05/2016-31937.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.35(a)(10)(A) 2017-01-05T00:00:00-08:00 2017-01-05T00:00:00-08:00 2016-31937 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-05/pdf/2016-31937.pdf https://regulations.justia.com/regulations/fedreg/2017/01/05/2016-31936.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7022(d) 2017-01-05T00:00:00-08:00 2017-01-05T00:00:00-08:00 2016-31936 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-01-05/pdf/2016-31936.pdf