Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/01/05?limit=200®isters=between&mode=atom2024-04-23T16:16:53-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2017/01/05/2016-32048.htmlNotice - Sunshine Act Meeting; Additional Item2017-01-05T00:00:00-08:002017-01-05T00:00:00-08:002016-32048Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-05/pdf/2016-32048.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/05/2016-32047.htmlNotice - Sunshine Act Meeting2017-01-05T00:00:00-08:002017-01-05T00:00:00-08:002016-32047Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-05/pdf/2016-32047.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/05/2016-31945.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List2017-01-05T00:00:00-08:002017-01-05T00:00:00-08:002016-31945Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-05/pdf/2016-31945.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/05/2016-31943.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Related to a Change to the Trading Symbol for P.M.-Settled Options on the Standard & Poor's 500 Index2017-01-05T00:00:00-08:002017-01-05T00:00:00-08:002016-31943Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-05/pdf/2016-31943.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/05/2016-31942.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for C2 Real-Time Data Feeds2017-01-05T00:00:00-08:002017-01-05T00:00:00-08:002016-31942Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-05/pdf/2016-31942.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/05/2016-31941.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for the Complex Order Book Data Feed2017-01-05T00:00:00-08:002017-01-05T00:00:00-08:002016-31941Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-05/pdf/2016-31941.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/05/2016-31940.htmlNotice - Self-Regulatory Organizations; LCH SA; Order Granting Application for Registration as a Clearing Agency and Request for Exemptive Relief2017-01-05T00:00:00-08:002017-01-05T00:00:00-08:002016-31940Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-05/pdf/2016-31940.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/05/2016-31939.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Listing and Trading of the Shares of the First Trust Strategic Income ETF of First Trust Exchange-Traded Fund IV2017-01-05T00:00:00-08:002017-01-05T00:00:00-08:002016-31939Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-05/pdf/2016-31939.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/05/2016-31938.htmlNotice - DFA Investment Dimensions Group Inc., et al.; Notice of Application2017-01-05T00:00:00-08:002017-01-05T00:00:00-08:002016-31938Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-05/pdf/2016-31938.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/05/2016-31937.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.35(a)(10)(A)2017-01-05T00:00:00-08:002017-01-05T00:00:00-08:002016-31937Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-05/pdf/2016-31937.pdfhttps://regulations.justia.com/regulations/fedreg/2017/01/05/2016-31936.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7022(d)2017-01-05T00:00:00-08:002017-01-05T00:00:00-08:002016-31936Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-01-05/pdf/2016-31936.pdf