<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/12/30?registers=between Thu, 17 Jul 2025 08:04:13 -0700 Thu, 17 Jul 2025 08:04:13 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/12/30?registers=between Notice - Northern Lights Fund Trust IV and Blue Sky Asset Management, LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2016/12/30/2016-31684.html https://regulations.justia.com/regulations/fedreg/2016/12/30/2016-31684.html Fri, 30 Dec 2016 00:00:00 -0800 2016-31684 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-30/pdf/2016-31684.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, To List and Trade Shares of the JPMorgan Diversified Event Driven ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2016/12/30/2016-31683.html https://regulations.justia.com/regulations/fedreg/2016/12/30/2016-31683.html Fri, 30 Dec 2016 00:00:00 -0800 2016-31683 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-30/pdf/2016-31683.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate Fees for Historical Trade Data Accessed Through the FINRA ADDS Web Site https://regulations.justia.com/regulations/fedreg/2016/12/30/2016-31682.html https://regulations.justia.com/regulations/fedreg/2016/12/30/2016-31682.html Fri, 30 Dec 2016 00:00:00 -0800 2016-31682 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-30/pdf/2016-31682.pdf Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Transaction Fees at Rule 7019 (Market Data Distributor Fees) https://regulations.justia.com/regulations/fedreg/2016/12/30/2016-31681.html https://regulations.justia.com/regulations/fedreg/2016/12/30/2016-31681.html Fri, 30 Dec 2016 00:00:00 -0800 2016-31681 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-30/pdf/2016-31681.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rules 7.11, 7.31, and 7.34 https://regulations.justia.com/regulations/fedreg/2016/12/30/2016-31680.html https://regulations.justia.com/regulations/fedreg/2016/12/30/2016-31680.html Fri, 30 Dec 2016 00:00:00 -0800 2016-31680 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-30/pdf/2016-31680.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Shorten the Settlement Cycle From T+3 to T+2 https://regulations.justia.com/regulations/fedreg/2016/12/30/2016-31679.html https://regulations.justia.com/regulations/fedreg/2016/12/30/2016-31679.html Fri, 30 Dec 2016 00:00:00 -0800 2016-31679 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-30/pdf/2016-31679.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change to Amend the Supplementary Material to ISE Rule 1901 https://regulations.justia.com/regulations/fedreg/2016/12/30/2016-31678.html https://regulations.justia.com/regulations/fedreg/2016/12/30/2016-31678.html Fri, 30 Dec 2016 00:00:00 -0800 2016-31678 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-30/pdf/2016-31678.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Modify the Exchange's Other Market Participant Transaction Fees https://regulations.justia.com/regulations/fedreg/2016/12/30/2016-31677.html https://regulations.justia.com/regulations/fedreg/2016/12/30/2016-31677.html Fri, 30 Dec 2016 00:00:00 -0800 2016-31677 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-30/pdf/2016-31677.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change in Connection With the Proposed Acquisition of the Exchange by NYSE Group, Inc. https://regulations.justia.com/regulations/fedreg/2016/12/30/2016-31676.html https://regulations.justia.com/regulations/fedreg/2016/12/30/2016-31676.html Fri, 30 Dec 2016 00:00:00 -0800 2016-31676 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-30/pdf/2016-31676.pdf