<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/12/29?registers=between Wed, 16 Jul 2025 00:20:43 -0700 Wed, 16 Jul 2025 00:20:43 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/12/29?registers=between Notice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Retention of Jurisdiction Over Members and Persons Associated with Members Upon Termination, Revocation, or Cancellation of Membership or Association Thereof https://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31492.html https://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31492.html Thu, 29 Dec 2016 00:00:00 -0800 2016-31492 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-29/pdf/2016-31492.pdf Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing of Proposed Rule Change To Amend the Opening Process https://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31491.html https://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31491.html Thu, 29 Dec 2016 00:00:00 -0800 2016-31491 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-29/pdf/2016-31491.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change in Connection With the Proposed Acquisition of National Stock Exchange, Inc. by the Exchange's Parent the NYSE Group, Inc. To Amend Certain Organizational Documents of NYSE Group, NYSE Holdings LLC, Intercontinental Exchange Holdings, Inc., and Intercontinental Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31490.html https://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31490.html Thu, 29 Dec 2016 00:00:00 -0800 2016-31490 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-29/pdf/2016-31490.pdf Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing of Proposed Rule Change To Amend Various Rules in Connection With a System Migration to Nasdaq INET Technology https://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31489.html https://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31489.html Thu, 29 Dec 2016 00:00:00 -0800 2016-31489 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-29/pdf/2016-31489.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Its Listing Standards for Special Purpose Acquisition Companies https://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31488.html https://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31488.html Thu, 29 Dec 2016 00:00:00 -0800 2016-31488 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-29/pdf/2016-31488.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change in Connection With the Proposed Acquisition of National Stock Exchange, Inc. by the NYSE Group, Inc. https://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31487.html https://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31487.html Thu, 29 Dec 2016 00:00:00 -0800 2016-31487 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-29/pdf/2016-31487.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 3 to Proposed Rule Change Amending the Co-Location Services Offered by the Exchange To Add Certain Access and Connectivity Fees https://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31486.html https://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31486.html Thu, 29 Dec 2016 00:00:00 -0800 2016-31486 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-29/pdf/2016-31486.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment Nos. 2 and 3 to Proposed Rule Change Amending the Co-Location Services Offered by the Exchange To Add Certain Access and Connectivity Fees https://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31485.html https://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31485.html Thu, 29 Dec 2016 00:00:00 -0800 2016-31485 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-29/pdf/2016-31485.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Amendment Nos. 2 and 3 to Proposed Rule Change Amending the Co-Location Services Offered by the Exchange To Add Certain Access and Connectivity Fees https://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31484.html https://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31484.html Thu, 29 Dec 2016 00:00:00 -0800 2016-31484 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-29/pdf/2016-31484.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change in Connection With the Proposed Acquisition of National Stock Exchange, Inc. by the Exchange's Parent the NYSE Group, Inc. To Amend Certain Organizational Documents of NYSE Group, NYSE Holdings LLC, Intercontinental Exchange Holdings, Inc., and Intercontinental Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31483.html https://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31483.html Thu, 29 Dec 2016 00:00:00 -0800 2016-31483 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-29/pdf/2016-31483.pdf Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Administrative Charges for Distributors of Proprietary Data Feed Products https://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31482.html https://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31482.html Thu, 29 Dec 2016 00:00:00 -0800 2016-31482 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-29/pdf/2016-31482.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Modify the Exchange's Connectivity Fees https://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31481.html https://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31481.html Thu, 29 Dec 2016 00:00:00 -0800 2016-31481 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-29/pdf/2016-31481.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the Exchange's Rules Regarding Routing of Orders, Cancellation of Orders, and Handling of Error Positions, and Permit Nasdaq Execution Services, LLC To Become an Affiliated Member of the Exchange To Perform Certain Routing and Other Functions https://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31480.html https://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31480.html Thu, 29 Dec 2016 00:00:00 -0800 2016-31480 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-29/pdf/2016-31480.pdf Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Permit Nasdaq Execution Services, LLC To Become an Affiliated Member of the Exchange To Perform Certain Routing and Other Functions https://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31479.html https://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31479.html Thu, 29 Dec 2016 00:00:00 -0800 2016-31479 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-29/pdf/2016-31479.pdf Notice - Self-Regulatory Organizations; ISE Mercury, LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Permit Nasdaq Execution Services, LLC To Become an Affiliated Member of the Exchange To Perform Certain Routing and Other Functions https://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31478.html https://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31478.html Thu, 29 Dec 2016 00:00:00 -0800 2016-31478 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-29/pdf/2016-31478.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Permit The Nasdaq Options Market LLC To Accept Inbound Options Orders Routed by Nasdaq Execution Services LLC https://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31477.html https://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31477.html Thu, 29 Dec 2016 00:00:00 -0800 2016-31477 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-29/pdf/2016-31477.pdf Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Permit BX To Accept Inbound Options Orders Routed by Nasdaq Execution Services LLC https://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31476.html https://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31476.html Thu, 29 Dec 2016 00:00:00 -0800 2016-31476 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-29/pdf/2016-31476.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Permit Phlx To Accept Inbound Options Orders Routed by Nasdaq Execution Services LLC https://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31475.html https://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31475.html Thu, 29 Dec 2016 00:00:00 -0800 2016-31475 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-29/pdf/2016-31475.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Conform to Proposed Amendments to Securities Exchange Act Rule 15c6-1(a) To Shorten the Standard Settlement Cycle From Three Business Days After the Trade Date (“T+3”) to Two Business Days After the Trade Date (“T+2”) https://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31474.html https://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31474.html Thu, 29 Dec 2016 00:00:00 -0800 2016-31474 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-29/pdf/2016-31474.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change To Conform to Proposed Amendments to Securities Exchange Act Rule 15c6-1(a) To Shorten the Standard Settlement Cycle From Three Business Days After the Trade Date (“T+3”) to Two Business Days After the Trade Date (“T+2”) https://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31473.html https://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31473.html Thu, 29 Dec 2016 00:00:00 -0800 2016-31473 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-29/pdf/2016-31473.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Reflect Updates to the Consolidated Trade Summary, Eliminate Re-Pricing in the Foreign Security Accounting Operation and Make Other Changes https://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31472.html https://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31472.html Thu, 29 Dec 2016 00:00:00 -0800 2016-31472 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-29/pdf/2016-31472.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Administrative Charges for Distributors of Proprietary Data Feed Products https://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31471.html https://regulations.justia.com/regulations/fedreg/2016/12/29/2016-31471.html Thu, 29 Dec 2016 00:00:00 -0800 2016-31471 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-29/pdf/2016-31471.pdf