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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/12/22?registers=between
Tue, 22 Jul 2025 11:54:22 -0700Tue, 22 Jul 2025 11:54:22 -0700Justia Regulations TrackerCopyright 2011 Justia Inc.https://regulations.justia.com/images/justiafedregulations.gif<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/12/22?registers=between
Notice - Euroclear Bank SA/NV; Order of the Commission Approving an Application To Modify an Existing Exemption From Clearing Agency Registration
https://regulations.justia.com/regulations/fedreg/2016/12/22/2016-30853.html
https://regulations.justia.com/regulations/fedreg/2016/12/22/2016-30853.htmlThu, 22 Dec 2016 00:00:00 -08002016-30853Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-22/pdf/2016-30853.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; Order Granting an Extension to Limited Exemptions From Rule 612(c) of Regulation NMS In Connection With the Exchanges' Retail Liquidity Programs Until June 30, 2017
https://regulations.justia.com/regulations/fedreg/2016/12/22/2016-30815.html
https://regulations.justia.com/regulations/fedreg/2016/12/22/2016-30815.htmlThu, 22 Dec 2016 00:00:00 -08002016-30815Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-22/pdf/2016-30815.pdfNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Bats BYX Exchange, Inc.; Bats EDGA Exchange, Inc.; Bats EDGX Exchange, Inc.; Order Granting Approval of Proposed Rule Change in Connection With the Proposed Corporate Transaction Involving Bats Global Markets, Inc. and CBOE Holdings, Inc.
https://regulations.justia.com/regulations/fedreg/2016/12/22/2016-30796.html
https://regulations.justia.com/regulations/fedreg/2016/12/22/2016-30796.htmlThu, 22 Dec 2016 00:00:00 -08002016-30796Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-22/pdf/2016-30796.pdfNotice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the PIXL Price Improvement Auction in Phlx Rule 1080(n) and To Make Pilot Program Permanent
https://regulations.justia.com/regulations/fedreg/2016/12/22/2016-30795.html
https://regulations.justia.com/regulations/fedreg/2016/12/22/2016-30795.htmlThu, 22 Dec 2016 00:00:00 -08002016-30795Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-22/pdf/2016-30795.pdfNotice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Order Approving Proposed Rule Change To Amend Phlx Rule 748, Supervision
https://regulations.justia.com/regulations/fedreg/2016/12/22/2016-30794.html
https://regulations.justia.com/regulations/fedreg/2016/12/22/2016-30794.htmlThu, 22 Dec 2016 00:00:00 -08002016-30794Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-22/pdf/2016-30794.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Section 902.02 of the NYSE Listed Company Manual To Adopt a Fee Cap Specific to Investment Management Entities and Their Eligible Portfolio Companies
https://regulations.justia.com/regulations/fedreg/2016/12/22/2016-30793.html
https://regulations.justia.com/regulations/fedreg/2016/12/22/2016-30793.htmlThu, 22 Dec 2016 00:00:00 -08002016-30793Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-12-22/pdf/2016-30793.pdf