<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/12/20?registers=between Tue, 15 Jul 2025 16:06:37 -0700 Tue, 15 Jul 2025 16:06:37 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/12/20?registers=between Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Move the Web Site and Vendor Through Which It Sells and Disseminates Open and Close Volume Data on the CBOE https://regulations.justia.com/regulations/fedreg/2016/12/20/2016-30565.html https://regulations.justia.com/regulations/fedreg/2016/12/20/2016-30565.html Tue, 20 Dec 2016 00:00:00 -0800 2016-30565 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-20/pdf/2016-30565.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Change Modifying the NYSE Amex Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2016/12/20/2016-30564.html https://regulations.justia.com/regulations/fedreg/2016/12/20/2016-30564.html Tue, 20 Dec 2016 00:00:00 -0800 2016-30564 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-20/pdf/2016-30564.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Change Modifying the NYSE Amex Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2016/12/20/2016-30563.html https://regulations.justia.com/regulations/fedreg/2016/12/20/2016-30563.html Tue, 20 Dec 2016 00:00:00 -0800 2016-30563 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-20/pdf/2016-30563.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Detail How Complex Orders Will Execute Through the Solicitation Auction Mechanism https://regulations.justia.com/regulations/fedreg/2016/12/20/2016-30562.html https://regulations.justia.com/regulations/fedreg/2016/12/20/2016-30562.html Tue, 20 Dec 2016 00:00:00 -0800 2016-30562 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-20/pdf/2016-30562.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Distributor Fees for ITTO and BONO Data Feeds https://regulations.justia.com/regulations/fedreg/2016/12/20/2016-30561.html https://regulations.justia.com/regulations/fedreg/2016/12/20/2016-30561.html Tue, 20 Dec 2016 00:00:00 -0800 2016-30561 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-20/pdf/2016-30561.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Order Approving a Proposed Rule Change Relating to Price Protection Mechanisms and Risk Controls https://regulations.justia.com/regulations/fedreg/2016/12/20/2016-30560.html https://regulations.justia.com/regulations/fedreg/2016/12/20/2016-30560.html Tue, 20 Dec 2016 00:00:00 -0800 2016-30560 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-20/pdf/2016-30560.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rule 4702 To Adopt a New Retail Post-Only Order https://regulations.justia.com/regulations/fedreg/2016/12/20/2016-30559.html https://regulations.justia.com/regulations/fedreg/2016/12/20/2016-30559.html Tue, 20 Dec 2016 00:00:00 -0800 2016-30559 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-20/pdf/2016-30559.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend Exchange Rule 11.23, Auctions, To Enhance the Reopening Auction Process Following a Trading Halt Declared Pursuant to the Plan To Address Extraordinary Market Volatility Pursuant to Rule 608 of Regulation NMS https://regulations.justia.com/regulations/fedreg/2016/12/20/2016-30558.html https://regulations.justia.com/regulations/fedreg/2016/12/20/2016-30558.html Tue, 20 Dec 2016 00:00:00 -0800 2016-30558 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-20/pdf/2016-30558.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Enhance the Reopening Auction Process Following a Trading Halt Declared Pursuant to the Plan To Address Extraordinary Market Volatility https://regulations.justia.com/regulations/fedreg/2016/12/20/2016-30557.html https://regulations.justia.com/regulations/fedreg/2016/12/20/2016-30557.html Tue, 20 Dec 2016 00:00:00 -0800 2016-30557 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-20/pdf/2016-30557.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the ForceShares Daily 4X US Market Futures Long Fund and ForceShares Daily 4X US Market Futures Short Fund Under Commentary .02 to NYSE Arca Equities Rule 8.200 https://regulations.justia.com/regulations/fedreg/2016/12/20/2016-30556.html https://regulations.justia.com/regulations/fedreg/2016/12/20/2016-30556.html Tue, 20 Dec 2016 00:00:00 -0800 2016-30556 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-20/pdf/2016-30556.pdf Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4770 (Compliance With Regulation NMS Plan To Implement a Tick Size Pilot) https://regulations.justia.com/regulations/fedreg/2016/12/20/2016-30555.html https://regulations.justia.com/regulations/fedreg/2016/12/20/2016-30555.html Tue, 20 Dec 2016 00:00:00 -0800 2016-30555 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-20/pdf/2016-30555.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2016/12/20/2016-30554.html https://regulations.justia.com/regulations/fedreg/2016/12/20/2016-30554.html Tue, 20 Dec 2016 00:00:00 -0800 2016-30554 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-20/pdf/2016-30554.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 10.17 and NYSE Arca Equities Rule 10.15 https://regulations.justia.com/regulations/fedreg/2016/12/20/2016-30553.html https://regulations.justia.com/regulations/fedreg/2016/12/20/2016-30553.html Tue, 20 Dec 2016 00:00:00 -0800 2016-30553 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-20/pdf/2016-30553.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4770 (Compliance With Regulation NMS Plan To Implement a Tick Size Pilot) https://regulations.justia.com/regulations/fedreg/2016/12/20/2016-30552.html https://regulations.justia.com/regulations/fedreg/2016/12/20/2016-30552.html Tue, 20 Dec 2016 00:00:00 -0800 2016-30552 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-20/pdf/2016-30552.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 3317 (Compliance With Regulation NMS Plan To Implement a Tick Size Pilot) https://regulations.justia.com/regulations/fedreg/2016/12/20/2016-30551.html https://regulations.justia.com/regulations/fedreg/2016/12/20/2016-30551.html Tue, 20 Dec 2016 00:00:00 -0800 2016-30551 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-20/pdf/2016-30551.pdf Notice - Minnesota Life Insurance Company, et al; Notice of Application https://regulations.justia.com/regulations/fedreg/2016/12/20/2016-30540.html https://regulations.justia.com/regulations/fedreg/2016/12/20/2016-30540.html Tue, 20 Dec 2016 00:00:00 -0800 2016-30540 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-20/pdf/2016-30540.pdf Notice - Equus Total Return, Inc.; Notice of Application https://regulations.justia.com/regulations/fedreg/2016/12/20/2016-30539.html https://regulations.justia.com/regulations/fedreg/2016/12/20/2016-30539.html Tue, 20 Dec 2016 00:00:00 -0800 2016-30539 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-20/pdf/2016-30539.pdf Notice - In the Matter of the Application of MIAX PEARL, LLC for Registration as a National Securities Exchange; Findings, Opinion, and Order of the Commission https://regulations.justia.com/regulations/fedreg/2016/12/20/2016-30538.html https://regulations.justia.com/regulations/fedreg/2016/12/20/2016-30538.html Tue, 20 Dec 2016 00:00:00 -0800 2016-30538 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-20/pdf/2016-30538.pdf Notice - Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2017 https://regulations.justia.com/regulations/fedreg/2016/12/20/2016-30537.html https://regulations.justia.com/regulations/fedreg/2016/12/20/2016-30537.html Tue, 20 Dec 2016 00:00:00 -0800 2016-30537 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-20/pdf/2016-30537.pdf