<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/12/12?registers=between Fri, 17 May 2024 22:25:34 -0700 Fri, 17 May 2024 22:25:34 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/12/12?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2016/12/12/2016-29794.html https://regulations.justia.com/regulations/fedreg/2016/12/12/2016-29794.html Mon, 12 Dec 2016 00:00:00 -0800 2016-29794 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-12/pdf/2016-29794.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Impose Deposit Chills and Global Locks and Provide Fair Procedures to Issuers https://regulations.justia.com/regulations/fedreg/2016/12/12/2016-29668.html https://regulations.justia.com/regulations/fedreg/2016/12/12/2016-29668.html Mon, 12 Dec 2016 00:00:00 -0800 2016-29668 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-12/pdf/2016-29668.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC (“BOX”) Options Facility https://regulations.justia.com/regulations/fedreg/2016/12/12/2016-29659.html https://regulations.justia.com/regulations/fedreg/2016/12/12/2016-29659.html Mon, 12 Dec 2016 00:00:00 -0800 2016-29659 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-12/pdf/2016-29659.pdf Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Titles of Equities Rule 7015 and Options Chapter XV, Section 3, and To Make Related Changes https://regulations.justia.com/regulations/fedreg/2016/12/12/2016-29658.html https://regulations.justia.com/regulations/fedreg/2016/12/12/2016-29658.html Mon, 12 Dec 2016 00:00:00 -0800 2016-29658 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-12/pdf/2016-29658.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending NYSE Arca Equities Rules 7.35 (Auctions), 7.10 (Clearly Erroneous Executions), 7.31 (Orders and Modifiers), and 7.11 (Limit Up-Limit Down Plan and Trading Pauses in Individual Securities Due to Extraordinary Market Volatility) https://regulations.justia.com/regulations/fedreg/2016/12/12/2016-29652.html https://regulations.justia.com/regulations/fedreg/2016/12/12/2016-29652.html Mon, 12 Dec 2016 00:00:00 -0800 2016-29652 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-12/pdf/2016-29652.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide That the Exchange Would Not Be Required To Report to the Securities Information Processor an Official Closing Price, as Defined Under Rule 123C(1)(e)(i)-Equities, as an “M” Sale Condition https://regulations.justia.com/regulations/fedreg/2016/12/12/2016-29651.html https://regulations.justia.com/regulations/fedreg/2016/12/12/2016-29651.html Mon, 12 Dec 2016 00:00:00 -0800 2016-29651 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-12/pdf/2016-29651.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide That the Exchange Would Not Be Required To Report to The Securities Information Processor an Official Closing Price, as Defined Under Rule 123C(1)(e)(i), as an “M” Sale Condition https://regulations.justia.com/regulations/fedreg/2016/12/12/2016-29650.html https://regulations.justia.com/regulations/fedreg/2016/12/12/2016-29650.html Mon, 12 Dec 2016 00:00:00 -0800 2016-29650 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-12/pdf/2016-29650.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 67 To Modify the Web site Data Publication Requirements Relating to the Regulation NMS Plan To Implement a Tick Size Pilot Program https://regulations.justia.com/regulations/fedreg/2016/12/12/2016-29649.html https://regulations.justia.com/regulations/fedreg/2016/12/12/2016-29649.html Mon, 12 Dec 2016 00:00:00 -0800 2016-29649 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-12/pdf/2016-29649.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.46 to Modify the Web Site Data Publication Requirements Relating To the Regulation NMS Plan To Implement a Tick Size Pilot Program https://regulations.justia.com/regulations/fedreg/2016/12/12/2016-29648.html https://regulations.justia.com/regulations/fedreg/2016/12/12/2016-29648.html Mon, 12 Dec 2016 00:00:00 -0800 2016-29648 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-12/pdf/2016-29648.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 67-Equities To Modify the Web Site Data Publication Requirements Relating to the Regulation NMS Plan To Implement a Tick Size Pilot Program https://regulations.justia.com/regulations/fedreg/2016/12/12/2016-29647.html https://regulations.justia.com/regulations/fedreg/2016/12/12/2016-29647.html Mon, 12 Dec 2016 00:00:00 -0800 2016-29647 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-12/pdf/2016-29647.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change in Connection With the Proposed Transaction Involving CHX Holdings, Inc. and North America Casin Holdings, Inc. https://regulations.justia.com/regulations/fedreg/2016/12/12/2016-29646.html https://regulations.justia.com/regulations/fedreg/2016/12/12/2016-29646.html Mon, 12 Dec 2016 00:00:00 -0800 2016-29646 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-12/pdf/2016-29646.pdf Notice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Web site Data Publication Requirements Relating to the Regulation NMS Plan To Implement a Tick Size Pilot Program https://regulations.justia.com/regulations/fedreg/2016/12/12/2016-29645.html https://regulations.justia.com/regulations/fedreg/2016/12/12/2016-29645.html Mon, 12 Dec 2016 00:00:00 -0800 2016-29645 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-12/pdf/2016-29645.pdf