<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/12/09?registers=between Mon, 14 Jul 2025 14:20:46 -0700 Mon, 14 Jul 2025 14:20:46 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/12/09?registers=between Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2016/12/09/2016-29493.html https://regulations.justia.com/regulations/fedreg/2016/12/09/2016-29493.html Fri, 09 Dec 2016 00:00:00 -0800 2016-29493 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-09/pdf/2016-29493.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.40 To Expand the Risk Limitation Mechanism to All Orders, Including Complex Orders https://regulations.justia.com/regulations/fedreg/2016/12/09/2016-29467.html https://regulations.justia.com/regulations/fedreg/2016/12/09/2016-29467.html Fri, 09 Dec 2016 00:00:00 -0800 2016-29467 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-09/pdf/2016-29467.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule To Expand the Risk Limitation Mechanism to All Orders, Including Complex Orders https://regulations.justia.com/regulations/fedreg/2016/12/09/2016-29466.html https://regulations.justia.com/regulations/fedreg/2016/12/09/2016-29466.html Fri, 09 Dec 2016 00:00:00 -0800 2016-29466 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-09/pdf/2016-29466.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to BZX Rule 11.23, Auctions, To Amend How the Official Auction Prices Are Calculated and Add Additional Specificity Regarding the Handling of RHO Orders During an Opening Auction for a BZX Listed Security https://regulations.justia.com/regulations/fedreg/2016/12/09/2016-29465.html https://regulations.justia.com/regulations/fedreg/2016/12/09/2016-29465.html Fri, 09 Dec 2016 00:00:00 -0800 2016-29465 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-09/pdf/2016-29465.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Rules Governing Business Continuity and Disaster Recovery Planning https://regulations.justia.com/regulations/fedreg/2016/12/09/2016-29464.html https://regulations.justia.com/regulations/fedreg/2016/12/09/2016-29464.html Fri, 09 Dec 2016 00:00:00 -0800 2016-29464 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-09/pdf/2016-29464.pdf Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing of Proposed Rule Change To Amend the PRISM Price Improvement Auction in BX Chapter VI, Section 9 and To Make Pilot Program Permanent https://regulations.justia.com/regulations/fedreg/2016/12/09/2016-29463.html https://regulations.justia.com/regulations/fedreg/2016/12/09/2016-29463.html Fri, 09 Dec 2016 00:00:00 -0800 2016-29463 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-09/pdf/2016-29463.pdf