<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/12/08?registers=between Sun, 29 Dec 2024 08:54:19 -0800 Sun, 29 Dec 2024 08:54:19 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/12/08?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Chapter Nine of the NYSE Listed Company Manual https://regulations.justia.com/regulations/fedreg/2016/12/08/2016-29389.html https://regulations.justia.com/regulations/fedreg/2016/12/08/2016-29389.html Thu, 08 Dec 2016 00:00:00 -0800 2016-29389 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-08/pdf/2016-29389.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Non-Substantive Changes to the Equity Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2016/12/08/2016-29387.html https://regulations.justia.com/regulations/fedreg/2016/12/08/2016-29387.html Thu, 08 Dec 2016 00:00:00 -0800 2016-29387 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-08/pdf/2016-29387.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees at Rule 7047 https://regulations.justia.com/regulations/fedreg/2016/12/08/2016-29386.html https://regulations.justia.com/regulations/fedreg/2016/12/08/2016-29386.html Thu, 08 Dec 2016 00:00:00 -0800 2016-29386 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-08/pdf/2016-29386.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Amend Rule 12400 of the Code of Arbitration Procedure for Customer Disputes and Rule 13400 of the Code of Arbitration Procedure for Industry Disputes Relating To Broadening Chairperson Eligibility in Arbitration https://regulations.justia.com/regulations/fedreg/2016/12/08/2016-29385.html https://regulations.justia.com/regulations/fedreg/2016/12/08/2016-29385.html Thu, 08 Dec 2016 00:00:00 -0800 2016-29385 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-08/pdf/2016-29385.pdf