<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/12/05?registers=between Sun, 29 Dec 2024 09:01:09 -0800 Sun, 29 Dec 2024 09:01:09 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/12/05?registers=between Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Adopt a New Extended Life Priority Order Attribute Under Rule 4703, and To Make Related Changes to Rules 4702, 4752, 4753, 4754, and 4757 https://regulations.justia.com/regulations/fedreg/2016/12/05/2016-29116.html https://regulations.justia.com/regulations/fedreg/2016/12/05/2016-29116.html Mon, 05 Dec 2016 00:00:00 -0800 2016-29116 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-05/pdf/2016-29116.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2016/12/05/2016-29090.html https://regulations.justia.com/regulations/fedreg/2016/12/05/2016-29090.html Mon, 05 Dec 2016 00:00:00 -0800 2016-29090 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-05/pdf/2016-29090.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2016/12/05/2016-29089.html https://regulations.justia.com/regulations/fedreg/2016/12/05/2016-29089.html Mon, 05 Dec 2016 00:00:00 -0800 2016-29089 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-05/pdf/2016-29089.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2016/12/05/2016-29088.html https://regulations.justia.com/regulations/fedreg/2016/12/05/2016-29088.html Mon, 05 Dec 2016 00:00:00 -0800 2016-29088 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-05/pdf/2016-29088.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2016/12/05/2016-29087.html https://regulations.justia.com/regulations/fedreg/2016/12/05/2016-29087.html Mon, 05 Dec 2016 00:00:00 -0800 2016-29087 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-05/pdf/2016-29087.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2016/12/05/2016-29086.html https://regulations.justia.com/regulations/fedreg/2016/12/05/2016-29086.html Mon, 05 Dec 2016 00:00:00 -0800 2016-29086 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-05/pdf/2016-29086.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2016/12/05/2016-29085.html https://regulations.justia.com/regulations/fedreg/2016/12/05/2016-29085.html Mon, 05 Dec 2016 00:00:00 -0800 2016-29085 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-05/pdf/2016-29085.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2016/12/05/2016-29084.html https://regulations.justia.com/regulations/fedreg/2016/12/05/2016-29084.html Mon, 05 Dec 2016 00:00:00 -0800 2016-29084 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-05/pdf/2016-29084.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2016/12/05/2016-29083.html https://regulations.justia.com/regulations/fedreg/2016/12/05/2016-29083.html Mon, 05 Dec 2016 00:00:00 -0800 2016-29083 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-05/pdf/2016-29083.pdf Notice - In the Matter of Ajenifuja Investments, LLC, 5226 Klingle Street NW., Washington, DC 20016; Investment Advisers Act of 1940; Notice of Intention to Cancel Registration Pursuant to Section 203(H) of the Investment Advisers Act of 1940 https://regulations.justia.com/regulations/fedreg/2016/12/05/2016-29047.html https://regulations.justia.com/regulations/fedreg/2016/12/05/2016-29047.html Mon, 05 Dec 2016 00:00:00 -0800 2016-29047 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-05/pdf/2016-29047.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2016/12/05/2016-29046.html https://regulations.justia.com/regulations/fedreg/2016/12/05/2016-29046.html Mon, 05 Dec 2016 00:00:00 -0800 2016-29046 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-05/pdf/2016-29046.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 6191 To Modify the Web Site Data Publication Requirements Relating to the Regulation NMS Plan To Implement a Tick Size Pilot Program https://regulations.justia.com/regulations/fedreg/2016/12/05/2016-29045.html https://regulations.justia.com/regulations/fedreg/2016/12/05/2016-29045.html Mon, 05 Dec 2016 00:00:00 -0800 2016-29045 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-05/pdf/2016-29045.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Disaster Recovery https://regulations.justia.com/regulations/fedreg/2016/12/05/2016-29044.html https://regulations.justia.com/regulations/fedreg/2016/12/05/2016-29044.html Mon, 05 Dec 2016 00:00:00 -0800 2016-29044 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-05/pdf/2016-29044.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan for the Selection and Reservation of Securities Symbols To Add Investors Exchange, LLC as a Party Thereto https://regulations.justia.com/regulations/fedreg/2016/12/05/2016-29043.html https://regulations.justia.com/regulations/fedreg/2016/12/05/2016-29043.html Mon, 05 Dec 2016 00:00:00 -0800 2016-29043 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-05/pdf/2016-29043.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change To Adopt Rules for an Open-Outcry Trading Floor https://regulations.justia.com/regulations/fedreg/2016/12/05/2016-29042.html https://regulations.justia.com/regulations/fedreg/2016/12/05/2016-29042.html Mon, 05 Dec 2016 00:00:00 -0800 2016-29042 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-05/pdf/2016-29042.pdf Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter VI, Section 5 To Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2016/12/05/2016-29041.html https://regulations.justia.com/regulations/fedreg/2016/12/05/2016-29041.html Mon, 05 Dec 2016 00:00:00 -0800 2016-29041 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-05/pdf/2016-29041.pdf