<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/12/02?registers=between Fri, 15 Aug 2025 21:23:42 -0700 Fri, 15 Aug 2025 21:23:42 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/12/02?registers=between Notice - Joint Industry Plan; Notice of Filing of the Twelfth Amendment to the National Market System Plan To Address Extraordinary Market Volatility by Bats BZX Exchange, Inc., Bats BYX Exchange, Inc., Bats EDGA Exchange, Inc., Bats EDGX Exchange, Inc., Chicago Stock Exchange, Inc., Financial Industry Regulatory Authority, Inc., Investors Exchange LLC, NASDAQ BX, Inc., NASDAQ PHLX LLC, The Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc. https://regulations.justia.com/regulations/fedreg/2016/12/02/2016-28937.html https://regulations.justia.com/regulations/fedreg/2016/12/02/2016-28937.html Fri, 02 Dec 2016 00:00:00 -0800 2016-28937 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-02/pdf/2016-28937.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2016/12/02/2016-28935.html https://regulations.justia.com/regulations/fedreg/2016/12/02/2016-28935.html Fri, 02 Dec 2016 00:00:00 -0800 2016-28935 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-02/pdf/2016-28935.pdf Notice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make a Ministerial Change to Exchange Rules 11.10, 11.14, and 11.21 https://regulations.justia.com/regulations/fedreg/2016/12/02/2016-28934.html https://regulations.justia.com/regulations/fedreg/2016/12/02/2016-28934.html Fri, 02 Dec 2016 00:00:00 -0800 2016-28934 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-02/pdf/2016-28934.pdf Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Non-Substantive Changes to the Fee Schedule https://regulations.justia.com/regulations/fedreg/2016/12/02/2016-28933.html https://regulations.justia.com/regulations/fedreg/2016/12/02/2016-28933.html Fri, 02 Dec 2016 00:00:00 -0800 2016-28933 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-02/pdf/2016-28933.pdf Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .14 to Rule 4770 (Compliance With Regulation NMS Plan To Implement a Tick Size Pilot) https://regulations.justia.com/regulations/fedreg/2016/12/02/2016-28932.html https://regulations.justia.com/regulations/fedreg/2016/12/02/2016-28932.html Fri, 02 Dec 2016 00:00:00 -0800 2016-28932 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-02/pdf/2016-28932.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .14 to Rule 4770 (Compliance With Regulation NMS Plan To Implement a Tick Size Pilot) https://regulations.justia.com/regulations/fedreg/2016/12/02/2016-28931.html https://regulations.justia.com/regulations/fedreg/2016/12/02/2016-28931.html Fri, 02 Dec 2016 00:00:00 -0800 2016-28931 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-02/pdf/2016-28931.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .14 to Rule 3317 (Compliance With Regulation NMS Plan To Implement a Tick Size Pilot) https://regulations.justia.com/regulations/fedreg/2016/12/02/2016-28930.html https://regulations.justia.com/regulations/fedreg/2016/12/02/2016-28930.html Fri, 02 Dec 2016 00:00:00 -0800 2016-28930 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-02/pdf/2016-28930.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Amend Rule 6.53C https://regulations.justia.com/regulations/fedreg/2016/12/02/2016-28929.html https://regulations.justia.com/regulations/fedreg/2016/12/02/2016-28929.html Fri, 02 Dec 2016 00:00:00 -0800 2016-28929 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-02/pdf/2016-28929.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 518, Complex Orders https://regulations.justia.com/regulations/fedreg/2016/12/02/2016-28928.html https://regulations.justia.com/regulations/fedreg/2016/12/02/2016-28928.html Fri, 02 Dec 2016 00:00:00 -0800 2016-28928 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-02/pdf/2016-28928.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change Amending Rule 6.91NY https://regulations.justia.com/regulations/fedreg/2016/12/02/2016-28927.html https://regulations.justia.com/regulations/fedreg/2016/12/02/2016-28927.html Fri, 02 Dec 2016 00:00:00 -0800 2016-28927 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-02/pdf/2016-28927.pdf Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make a Ministerial Change to Exchange Rules 11.8, 11.14, and 11.22 https://regulations.justia.com/regulations/fedreg/2016/12/02/2016-28926.html https://regulations.justia.com/regulations/fedreg/2016/12/02/2016-28926.html Fri, 02 Dec 2016 00:00:00 -0800 2016-28926 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-02/pdf/2016-28926.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide a Process for an Expedited Proceeding and Adopt a Rule To Prohibit Disruptive Quoting and Trading Activity https://regulations.justia.com/regulations/fedreg/2016/12/02/2016-28925.html https://regulations.justia.com/regulations/fedreg/2016/12/02/2016-28925.html Fri, 02 Dec 2016 00:00:00 -0800 2016-28925 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-02/pdf/2016-28925.pdf