Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/12/01?limit=200&registers=between&mode=atom 2024-12-29T08:51:18-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/12/01/2016-28830.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change Relating To Listing and Trading of Shares of the Virtus Enhanced U.S. Equity ETF Under Commentary .01 to NYSE Arca Equities Rule 5.2(j)(3) 2016-12-01T00:00:00-08:00 2016-12-01T00:00:00-08:00 2016-28830 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-01/pdf/2016-28830.pdf https://regulations.justia.com/regulations/fedreg/2016/12/01/2016-28828.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Tier Size Pilot of FINRA Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities) 2016-12-01T00:00:00-08:00 2016-12-01T00:00:00-08:00 2016-28828 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-01/pdf/2016-28828.pdf https://regulations.justia.com/regulations/fedreg/2016/12/01/2016-28827.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Allowing the Exchange To Trade Pursuant to Unlisted Trading Privileges for Any NMS Stock Listed On Another National Securities Exchange; Establishing Rules for the Trading Pursuant to UTP of Exchange Traded Products and Adopting New Equity Trading Rules Relating to Trading Halts of Securities Traded Pursuant to UTP on the Pillar Platform 2016-12-01T00:00:00-08:00 2016-12-01T00:00:00-08:00 2016-28827 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-01/pdf/2016-28827.pdf https://regulations.justia.com/regulations/fedreg/2016/12/01/2016-28826.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Continued Listing Requirements for Exchange-Traded Products 2016-12-01T00:00:00-08:00 2016-12-01T00:00:00-08:00 2016-28826 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-01/pdf/2016-28826.pdf https://regulations.justia.com/regulations/fedreg/2016/12/01/2016-28825.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to the Listing and Trading of Shares of BlackRock Government Collateral Pledge Unit Under NYSE Arca Equities Rule 8.600 2016-12-01T00:00:00-08:00 2016-12-01T00:00:00-08:00 2016-28825 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-12-01/pdf/2016-28825.pdf