Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/11?limit=200®isters=between&min-day=1&max-day=30&mode=atom2024-05-23T18:31:29-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2016/11/30/2016-28781.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.312016-11-30T00:00:00-08:002016-11-30T00:00:00-08:002016-28781Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-30/pdf/2016-28781.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/30/2016-28780.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 15 Relating to Pre-Opening Indications2016-11-30T00:00:00-08:002016-11-30T00:00:00-08:002016-28780Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-30/pdf/2016-28780.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/30/2016-28779.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 15-Equities Relating to Pre-Opening Indications2016-11-30T00:00:00-08:002016-11-30T00:00:00-08:002016-28779Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-30/pdf/2016-28779.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/30/2016-28778.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Amending NYSE Arca Equities Rule 7.35P To Provide for Widened Price Collar Thresholds for the Core Open Auction on Volatile Trading Days2016-11-30T00:00:00-08:002016-11-30T00:00:00-08:002016-28778Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-30/pdf/2016-28778.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/30/2016-28777.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.162016-11-30T00:00:00-08:002016-11-30T00:00:00-08:002016-28777Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-30/pdf/2016-28777.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/30/2016-28776.htmlNotice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Ministerial and Corrective Changes to Rules 11.9, 11.13, 11.16, 11.22, and 11.272016-11-30T00:00:00-08:002016-11-30T00:00:00-08:002016-28776Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-30/pdf/2016-28776.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/30/2016-28775.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Ministerial and Corrective Changes to Exchange Rules 11.13, 11.16, 11.22, and 11.272016-11-30T00:00:00-08:002016-11-30T00:00:00-08:002016-28775Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-30/pdf/2016-28775.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/30/2016-28774.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Regarding Use of Rule 144A Securities by the Fidelity Corporate Bond ETF, Fidelity Investment Grade Bond ETF, Fidelity Limited Term Bond ETF, and Fidelity Total Bond ETF2016-11-30T00:00:00-08:002016-11-30T00:00:00-08:002016-28774Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-30/pdf/2016-28774.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/30/2016-28773.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Section 907.00 of the Listed Company Manual2016-11-30T00:00:00-08:002016-11-30T00:00:00-08:002016-28773Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-30/pdf/2016-28773.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/30/2016-28771.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Advance Notice To Accelerate Its Trade Guaranty, Add New Clearing Fund Components, Enhance Its Intraday Risk Management, Provide for Loss Allocation of “Off-the-Market Transactions,” and Make Other Changes2016-11-30T00:00:00-08:002016-11-30T00:00:00-08:002016-28771Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-30/pdf/2016-28771.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/29/2016-28772.htmlNotice - Sunshine Act Meeting2016-11-29T00:00:00-08:002016-11-29T00:00:00-08:002016-28772Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-29/pdf/2016-28772.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/29/2016-28640.htmlNotice - OWLshares Trust, et al.; Notice of Application2016-11-29T00:00:00-08:002016-11-29T00:00:00-08:002016-28640Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-29/pdf/2016-28640.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/29/2016-28639.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendments No. 1 and No. 2 Thereto, To List and Trade Shares of the iShares iBonds Dec 2023 Term Muni Bond ETF and iShares iBonds Dec 2024 Term Muni Bond ETF of the iShares U.S. ETF Trust Pursuant to BZX Rule 14.11(c)(4)2016-11-29T00:00:00-08:002016-11-29T00:00:00-08:002016-28639Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-29/pdf/2016-28639.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/29/2016-28638.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Change, as Modified by Amendment No. 1, Amending the Co-location Services Offered by the Exchange To Add Certain Access and Connectivity Fees2016-11-29T00:00:00-08:002016-11-29T00:00:00-08:002016-28638Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-29/pdf/2016-28638.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/29/2016-28637.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Change, as Modified by Amendment No. 1, Amending the Co-location Services Offered by the Exchange To Add Certain Access and Connectivity Fees2016-11-29T00:00:00-08:002016-11-29T00:00:00-08:002016-28637Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-29/pdf/2016-28637.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/29/2016-28636.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Certain Exchange-Traded Managed Funds2016-11-29T00:00:00-08:002016-11-29T00:00:00-08:002016-28636Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-29/pdf/2016-28636.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/29/2016-28635.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 5.1(c) Regarding the Requirements for the Listing of Securities That Are Issued by the Exchange or Any of Its Affiliates2016-11-29T00:00:00-08:002016-11-29T00:00:00-08:002016-28635Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-29/pdf/2016-28635.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/29/2016-28634.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Finance Procedures2016-11-29T00:00:00-08:002016-11-29T00:00:00-08:002016-28634Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-29/pdf/2016-28634.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/29/2016-28633.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE MKT Rule 901NY2016-11-29T00:00:00-08:002016-11-29T00:00:00-08:002016-28633Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-29/pdf/2016-28633.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/29/2016-28632.htmlNotice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Allocation of Directed Complex Orders2016-11-29T00:00:00-08:002016-11-29T00:00:00-08:002016-28632Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-29/pdf/2016-28632.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/28/2016-28642.htmlNotice - Sunshine Act Meeting2016-11-28T00:00:00-08:002016-11-28T00:00:00-08:002016-28642Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-28/pdf/2016-28642.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/28/2016-28461.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Granting Approval of Proposed Rule Change To Modify Rule IM-5900-7 To Adjust the Entitlement to Services of Acquisition Companies2016-11-28T00:00:00-08:002016-11-28T00:00:00-08:002016-28461Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-28/pdf/2016-28461.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/28/2016-28460.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rules 7.1 and 7.2, and NYSE Arca Equities Rules 7.1 and 7.22016-11-28T00:00:00-08:002016-11-28T00:00:00-08:002016-28460Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-28/pdf/2016-28460.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/28/2016-28459.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC (“BOX”) Options Facility2016-11-28T00:00:00-08:002016-11-28T00:00:00-08:002016-28459Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-28/pdf/2016-28459.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/28/2016-28458.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide a Process for an Expedited Proceeding and Adopt a Rule To Prohibit Disruptive Quoting and Trading Activity2016-11-28T00:00:00-08:002016-11-28T00:00:00-08:002016-28458Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-28/pdf/2016-28458.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/28/2016-28457.htmlNotice - Order Granting Limited Exemption From Exchange Act Rule 15c2-11 to Certain Interdealer Quotation Systems Pursuant to Exchange Act Rule 15c2-11(h)2016-11-28T00:00:00-08:002016-11-28T00:00:00-08:002016-28457Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-28/pdf/2016-28457.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/28/2016-28456.htmlNotice - In the Matter of the New York Stock Exchange LLC for an Order Granting the Approval of Proposed Rule Change Adopting Maximum Fees Member Organizations May Charge in Connection With the Distribution of Investment Company Shareholder Reports Pursuant to Any Electronic Delivery Rules Adopted by the Securities and Exchange Commission; Order Scheduling Filing of Statements on Review2016-11-28T00:00:00-08:002016-11-28T00:00:00-08:002016-28456Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-28/pdf/2016-28456.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/25/2016-28319.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; International Securities Exchange, LLC; ISE Gemini, LLC; ISE Mercury, LLC; NASDAQ PHLX LLC; Boston Stock Exchange Clearing Corporation; Stock Clearing Corporation of Philadelphia; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of the Proposed Rule Change, as Modified by Amendment No. 1, Amending Bylaws of Nasdaq, Inc. To Implement Proxy Access2016-11-25T00:00:00-08:002016-11-25T00:00:00-08:002016-28319Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-25/pdf/2016-28319.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/25/2016-28312.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Accommodate Shorter Standard Settlement Cycle and Make Other Changes2016-11-25T00:00:00-08:002016-11-25T00:00:00-08:002016-28312Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-25/pdf/2016-28312.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/25/2016-28311.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change Adopting Maximum Fees Member Organizations May Charge in Connection With the Distribution of Investment Company Shareholder Reports Pursuant to Any Electronic Delivery Rules Adopted by the Securities and Exchange Commission2016-11-25T00:00:00-08:002016-11-25T00:00:00-08:002016-28311Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-25/pdf/2016-28311.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/25/2016-28310.htmlNotice - Self-Regulatory Organizations; ISE Mercury, LLC; Notice of Filing of Proposed Rule Change To Reduce the Response Times in the Block Mechanism, Facilitation Mechanism, Solicited Order Mechanism and Price Improvement Mechanism2016-11-25T00:00:00-08:002016-11-25T00:00:00-08:002016-28310Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-25/pdf/2016-28310.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/25/2016-28309.htmlNotice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing of Proposed Rule Change To Reduce the Response Times in the Block Mechanism, Facilitation Mechanism, Solicited Order Mechanism and Price Improvement Mechanism2016-11-25T00:00:00-08:002016-11-25T00:00:00-08:002016-28309Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-25/pdf/2016-28309.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/25/2016-28308.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To Reduce the Response Times in the Block Mechanism, Facilitation Mechanism, Solicited Order Mechanism and Price Improvement Mechanism2016-11-25T00:00:00-08:002016-11-25T00:00:00-08:002016-28308Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-25/pdf/2016-28308.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/25/2016-28307.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Processing of Transactions in Money Market Instruments2016-11-25T00:00:00-08:002016-11-25T00:00:00-08:002016-28307Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-25/pdf/2016-28307.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/23/2016-28257.htmlNotice - Advisory Committee on Small and Emerging Companies2016-11-23T00:00:00-08:002016-11-23T00:00:00-08:002016-28257Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-23/pdf/2016-28257.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/23/2016-28197.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to MSRB Rules G-15 and G-30 To Require Disclosure of Mark-Ups and Mark-Downs to Retail Customers on Certain Principal Transactions and To Provide Guidance on Prevailing Market Price2016-11-23T00:00:00-08:002016-11-23T00:00:00-08:002016-28197Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-23/pdf/2016-28197.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/23/2016-28190.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to FINRA Rule 2232 (Customer Confirmations) To Require Members To Disclose Additional Pricing Information on Retail Customer Confirmations Relating to Transactions in Certain Fixed Income Securities2016-11-23T00:00:00-08:002016-11-23T00:00:00-08:002016-28190Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-23/pdf/2016-28190.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/23/2016-28189.htmlNotice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt a New Exception in Exchange Rule 1000(f) for Sub-MPV Split-Price Orders2016-11-23T00:00:00-08:002016-11-23T00:00:00-08:002016-28189Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-23/pdf/2016-28189.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/23/2016-28188.htmlNotice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of an Amendment to Rule 8.11, Effective Date of Judgment and the Adoption of Rule 8.18, Release of Disciplinary Complaints, Decisions and Other Information2016-11-23T00:00:00-08:002016-11-23T00:00:00-08:002016-28188Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-23/pdf/2016-28188.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/23/2016-28187.htmlNotice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of an Amendment to Rule 8.11, Effective Date of Judgment and the Adoption of Rule 8.18, Release of Disciplinary Complaints, Decisions and Other Information2016-11-23T00:00:00-08:002016-11-23T00:00:00-08:002016-28187Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-23/pdf/2016-28187.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/23/2016-28186.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of an Amendment to Rule 8.11, Effective Date of Judgment and the Adoption of Rule 8.18, Release of Disciplinary Complaints, Decisions and Other Information2016-11-23T00:00:00-08:002016-11-23T00:00:00-08:002016-28186Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-23/pdf/2016-28186.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/23/2016-28185.htmlNotice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of an Amendment to Rule 8.11, Effective Date of Judgement and the Adoption of Rule 8.18, Release of Disciplinary Complaints, Decisions and Other Information2016-11-23T00:00:00-08:002016-11-23T00:00:00-08:002016-28185Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-23/pdf/2016-28185.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/23/2016-28184.htmlNotice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Related to the Exchange's Equity Options Platform To Adopt a Price Improvement Auction, the Bats Auction Mechanism2016-11-23T00:00:00-08:002016-11-23T00:00:00-08:002016-28184Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-23/pdf/2016-28184.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/23/2016-28183.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Conform to Proposed Amendments to Securities Exchange Act Rule 15c6-1(A) To Shorten the Standard Settlement Cycle From Three Business Days After the Trade Date (“T+3”) to Two Business Days After the Trade Date (“T+2”)2016-11-23T00:00:00-08:002016-11-23T00:00:00-08:002016-28183Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-23/pdf/2016-28183.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/23/2016-27919.htmlNotice - Joint Industry Plan; Order Approving the National Market System Plan Governing the Consolidated Audit Trail2016-11-23T00:00:00-08:002016-11-23T00:00:00-08:002016-27919Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-23/pdf/2016-27919.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/22/2016-28077.htmlNotice - Investor Advisory Committee Meeting2016-11-22T00:00:00-08:002016-11-22T00:00:00-08:002016-28077Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-22/pdf/2016-28077.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/22/2016-28037.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Limit Order Protection for Members Accessing the Nasdaq Market Center2016-11-22T00:00:00-08:002016-11-22T00:00:00-08:002016-28037Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-22/pdf/2016-28037.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/22/2016-28036.htmlNotice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Limit Order Protection2016-11-22T00:00:00-08:002016-11-22T00:00:00-08:002016-28036Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-22/pdf/2016-28036.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/22/2016-28035.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Introducing NYSE OptX2016-11-22T00:00:00-08:002016-11-22T00:00:00-08:002016-28035Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-22/pdf/2016-28035.pdfhttps://regulations.justia.com/regulations/fedreg/2016/11/22/2016-28034.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Introducing NYSE OptX2016-11-22T00:00:00-08:002016-11-22T00:00:00-08:002016-28034Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-22/pdf/2016-28034.pdf