<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/11/30?registers=between Tue, 15 Jul 2025 19:17:15 -0700 Tue, 15 Jul 2025 19:17:15 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/11/30?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.31 https://regulations.justia.com/regulations/fedreg/2016/11/30/2016-28781.html https://regulations.justia.com/regulations/fedreg/2016/11/30/2016-28781.html Wed, 30 Nov 2016 00:00:00 -0800 2016-28781 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-30/pdf/2016-28781.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 15 Relating to Pre-Opening Indications https://regulations.justia.com/regulations/fedreg/2016/11/30/2016-28780.html https://regulations.justia.com/regulations/fedreg/2016/11/30/2016-28780.html Wed, 30 Nov 2016 00:00:00 -0800 2016-28780 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-30/pdf/2016-28780.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 15-Equities Relating to Pre-Opening Indications https://regulations.justia.com/regulations/fedreg/2016/11/30/2016-28779.html https://regulations.justia.com/regulations/fedreg/2016/11/30/2016-28779.html Wed, 30 Nov 2016 00:00:00 -0800 2016-28779 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-30/pdf/2016-28779.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Amending NYSE Arca Equities Rule 7.35P To Provide for Widened Price Collar Thresholds for the Core Open Auction on Volatile Trading Days https://regulations.justia.com/regulations/fedreg/2016/11/30/2016-28778.html https://regulations.justia.com/regulations/fedreg/2016/11/30/2016-28778.html Wed, 30 Nov 2016 00:00:00 -0800 2016-28778 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-30/pdf/2016-28778.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.16 https://regulations.justia.com/regulations/fedreg/2016/11/30/2016-28777.html https://regulations.justia.com/regulations/fedreg/2016/11/30/2016-28777.html Wed, 30 Nov 2016 00:00:00 -0800 2016-28777 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-30/pdf/2016-28777.pdf Notice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Ministerial and Corrective Changes to Rules 11.9, 11.13, 11.16, 11.22, and 11.27 https://regulations.justia.com/regulations/fedreg/2016/11/30/2016-28776.html https://regulations.justia.com/regulations/fedreg/2016/11/30/2016-28776.html Wed, 30 Nov 2016 00:00:00 -0800 2016-28776 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-30/pdf/2016-28776.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Ministerial and Corrective Changes to Exchange Rules 11.13, 11.16, 11.22, and 11.27 https://regulations.justia.com/regulations/fedreg/2016/11/30/2016-28775.html https://regulations.justia.com/regulations/fedreg/2016/11/30/2016-28775.html Wed, 30 Nov 2016 00:00:00 -0800 2016-28775 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-30/pdf/2016-28775.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Regarding Use of Rule 144A Securities by the Fidelity Corporate Bond ETF, Fidelity Investment Grade Bond ETF, Fidelity Limited Term Bond ETF, and Fidelity Total Bond ETF https://regulations.justia.com/regulations/fedreg/2016/11/30/2016-28774.html https://regulations.justia.com/regulations/fedreg/2016/11/30/2016-28774.html Wed, 30 Nov 2016 00:00:00 -0800 2016-28774 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-30/pdf/2016-28774.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Section 907.00 of the Listed Company Manual https://regulations.justia.com/regulations/fedreg/2016/11/30/2016-28773.html https://regulations.justia.com/regulations/fedreg/2016/11/30/2016-28773.html Wed, 30 Nov 2016 00:00:00 -0800 2016-28773 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-30/pdf/2016-28773.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Advance Notice To Accelerate Its Trade Guaranty, Add New Clearing Fund Components, Enhance Its Intraday Risk Management, Provide for Loss Allocation of “Off-the-Market Transactions,” and Make Other Changes https://regulations.justia.com/regulations/fedreg/2016/11/30/2016-28771.html https://regulations.justia.com/regulations/fedreg/2016/11/30/2016-28771.html Wed, 30 Nov 2016 00:00:00 -0800 2016-28771 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-30/pdf/2016-28771.pdf