<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/11/29?registers=between Wed, 16 Jul 2025 03:07:07 -0700 Wed, 16 Jul 2025 03:07:07 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/11/29?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2016/11/29/2016-28772.html https://regulations.justia.com/regulations/fedreg/2016/11/29/2016-28772.html Tue, 29 Nov 2016 00:00:00 -0800 2016-28772 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-29/pdf/2016-28772.pdf Notice - OWLshares Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2016/11/29/2016-28640.html https://regulations.justia.com/regulations/fedreg/2016/11/29/2016-28640.html Tue, 29 Nov 2016 00:00:00 -0800 2016-28640 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-29/pdf/2016-28640.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendments No. 1 and No. 2 Thereto, To List and Trade Shares of the iShares iBonds Dec 2023 Term Muni Bond ETF and iShares iBonds Dec 2024 Term Muni Bond ETF of the iShares U.S. ETF Trust Pursuant to BZX Rule 14.11(c)(4) https://regulations.justia.com/regulations/fedreg/2016/11/29/2016-28639.html https://regulations.justia.com/regulations/fedreg/2016/11/29/2016-28639.html Tue, 29 Nov 2016 00:00:00 -0800 2016-28639 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-29/pdf/2016-28639.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Change, as Modified by Amendment No. 1, Amending the Co-location Services Offered by the Exchange To Add Certain Access and Connectivity Fees https://regulations.justia.com/regulations/fedreg/2016/11/29/2016-28638.html https://regulations.justia.com/regulations/fedreg/2016/11/29/2016-28638.html Tue, 29 Nov 2016 00:00:00 -0800 2016-28638 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-29/pdf/2016-28638.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Change, as Modified by Amendment No. 1, Amending the Co-location Services Offered by the Exchange To Add Certain Access and Connectivity Fees https://regulations.justia.com/regulations/fedreg/2016/11/29/2016-28637.html https://regulations.justia.com/regulations/fedreg/2016/11/29/2016-28637.html Tue, 29 Nov 2016 00:00:00 -0800 2016-28637 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-29/pdf/2016-28637.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Certain Exchange-Traded Managed Funds https://regulations.justia.com/regulations/fedreg/2016/11/29/2016-28636.html https://regulations.justia.com/regulations/fedreg/2016/11/29/2016-28636.html Tue, 29 Nov 2016 00:00:00 -0800 2016-28636 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-29/pdf/2016-28636.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 5.1(c) Regarding the Requirements for the Listing of Securities That Are Issued by the Exchange or Any of Its Affiliates https://regulations.justia.com/regulations/fedreg/2016/11/29/2016-28635.html https://regulations.justia.com/regulations/fedreg/2016/11/29/2016-28635.html Tue, 29 Nov 2016 00:00:00 -0800 2016-28635 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-29/pdf/2016-28635.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Finance Procedures https://regulations.justia.com/regulations/fedreg/2016/11/29/2016-28634.html https://regulations.justia.com/regulations/fedreg/2016/11/29/2016-28634.html Tue, 29 Nov 2016 00:00:00 -0800 2016-28634 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-29/pdf/2016-28634.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE MKT Rule 901NY https://regulations.justia.com/regulations/fedreg/2016/11/29/2016-28633.html https://regulations.justia.com/regulations/fedreg/2016/11/29/2016-28633.html Tue, 29 Nov 2016 00:00:00 -0800 2016-28633 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-29/pdf/2016-28633.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Allocation of Directed Complex Orders https://regulations.justia.com/regulations/fedreg/2016/11/29/2016-28632.html https://regulations.justia.com/regulations/fedreg/2016/11/29/2016-28632.html Tue, 29 Nov 2016 00:00:00 -0800 2016-28632 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-29/pdf/2016-28632.pdf