Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/11/25?limit=200&registers=between&mode=atom 2025-01-01T05:23:36-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/11/25/2016-28319.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; International Securities Exchange, LLC; ISE Gemini, LLC; ISE Mercury, LLC; NASDAQ PHLX LLC; Boston Stock Exchange Clearing Corporation; Stock Clearing Corporation of Philadelphia; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of the Proposed Rule Change, as Modified by Amendment No. 1, Amending Bylaws of Nasdaq, Inc. To Implement Proxy Access 2016-11-25T00:00:00-08:00 2016-11-25T00:00:00-08:00 2016-28319 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-25/pdf/2016-28319.pdf https://regulations.justia.com/regulations/fedreg/2016/11/25/2016-28312.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Accommodate Shorter Standard Settlement Cycle and Make Other Changes 2016-11-25T00:00:00-08:00 2016-11-25T00:00:00-08:00 2016-28312 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-25/pdf/2016-28312.pdf https://regulations.justia.com/regulations/fedreg/2016/11/25/2016-28311.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change Adopting Maximum Fees Member Organizations May Charge in Connection With the Distribution of Investment Company Shareholder Reports Pursuant to Any Electronic Delivery Rules Adopted by the Securities and Exchange Commission 2016-11-25T00:00:00-08:00 2016-11-25T00:00:00-08:00 2016-28311 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-25/pdf/2016-28311.pdf https://regulations.justia.com/regulations/fedreg/2016/11/25/2016-28310.html Notice - Self-Regulatory Organizations; ISE Mercury, LLC; Notice of Filing of Proposed Rule Change To Reduce the Response Times in the Block Mechanism, Facilitation Mechanism, Solicited Order Mechanism and Price Improvement Mechanism 2016-11-25T00:00:00-08:00 2016-11-25T00:00:00-08:00 2016-28310 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-25/pdf/2016-28310.pdf https://regulations.justia.com/regulations/fedreg/2016/11/25/2016-28309.html Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing of Proposed Rule Change To Reduce the Response Times in the Block Mechanism, Facilitation Mechanism, Solicited Order Mechanism and Price Improvement Mechanism 2016-11-25T00:00:00-08:00 2016-11-25T00:00:00-08:00 2016-28309 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-25/pdf/2016-28309.pdf https://regulations.justia.com/regulations/fedreg/2016/11/25/2016-28308.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To Reduce the Response Times in the Block Mechanism, Facilitation Mechanism, Solicited Order Mechanism and Price Improvement Mechanism 2016-11-25T00:00:00-08:00 2016-11-25T00:00:00-08:00 2016-28308 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-25/pdf/2016-28308.pdf https://regulations.justia.com/regulations/fedreg/2016/11/25/2016-28307.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Processing of Transactions in Money Market Instruments 2016-11-25T00:00:00-08:00 2016-11-25T00:00:00-08:00 2016-28307 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-25/pdf/2016-28307.pdf