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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/11/18?registers=between
Tue, 15 Jul 2025 13:04:46 -0700Tue, 15 Jul 2025 13:04:46 -0700Justia Regulations TrackerCopyright 2011 Justia Inc.https://regulations.justia.com/images/justiafedregulations.gif<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/11/18?registers=between
Notice - Proposed Collection; Comment Request
https://regulations.justia.com/regulations/fedreg/2016/11/18/2016-27750.html
https://regulations.justia.com/regulations/fedreg/2016/11/18/2016-27750.htmlFri, 18 Nov 2016 00:00:00 -08002016-27750Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-18/pdf/2016-27750.pdfNotice - Proposed Collection; Comment Request
https://regulations.justia.com/regulations/fedreg/2016/11/18/2016-27749.html
https://regulations.justia.com/regulations/fedreg/2016/11/18/2016-27749.htmlFri, 18 Nov 2016 00:00:00 -08002016-27749Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-18/pdf/2016-27749.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE Arca BBO and NYSE Arca Trades To Lower the Enterprise Fee
https://regulations.justia.com/regulations/fedreg/2016/11/18/2016-27748.html
https://regulations.justia.com/regulations/fedreg/2016/11/18/2016-27748.htmlFri, 18 Nov 2016 00:00:00 -08002016-27748Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-18/pdf/2016-27748.pdfNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of Bats BZX Exchange, Inc.
https://regulations.justia.com/regulations/fedreg/2016/11/18/2016-27747.html
https://regulations.justia.com/regulations/fedreg/2016/11/18/2016-27747.htmlFri, 18 Nov 2016 00:00:00 -08002016-27747Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-18/pdf/2016-27747.pdfNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC (“BOX”) Options Facility
https://regulations.justia.com/regulations/fedreg/2016/11/18/2016-27746.html
https://regulations.justia.com/regulations/fedreg/2016/11/18/2016-27746.htmlFri, 18 Nov 2016 00:00:00 -08002016-27746Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-18/pdf/2016-27746.pdfNotice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of Bats BYX Exchange, Inc.
https://regulations.justia.com/regulations/fedreg/2016/11/18/2016-27745.html
https://regulations.justia.com/regulations/fedreg/2016/11/18/2016-27745.htmlFri, 18 Nov 2016 00:00:00 -08002016-27745Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-18/pdf/2016-27745.pdfNotice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Fees for Use of Bats EDGX Exchange, Inc.
https://regulations.justia.com/regulations/fedreg/2016/11/18/2016-27744.html
https://regulations.justia.com/regulations/fedreg/2016/11/18/2016-27744.htmlFri, 18 Nov 2016 00:00:00 -08002016-27744Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-18/pdf/2016-27744.pdfNotice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of Bats EDGA Exchange, Inc.
https://regulations.justia.com/regulations/fedreg/2016/11/18/2016-27743.html
https://regulations.justia.com/regulations/fedreg/2016/11/18/2016-27743.htmlFri, 18 Nov 2016 00:00:00 -08002016-27743Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-18/pdf/2016-27743.pdfNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the DTC Settlement Service Guide and Distributions Guide Relating to the Anticipated U.S. Market Transition to a Shortened Settlement Cycle
https://regulations.justia.com/regulations/fedreg/2016/11/18/2016-27742.html
https://regulations.justia.com/regulations/fedreg/2016/11/18/2016-27742.htmlFri, 18 Nov 2016 00:00:00 -08002016-27742Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-18/pdf/2016-27742.pdfNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule
https://regulations.justia.com/regulations/fedreg/2016/11/18/2016-27741.html
https://regulations.justia.com/regulations/fedreg/2016/11/18/2016-27741.htmlFri, 18 Nov 2016 00:00:00 -08002016-27741Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-18/pdf/2016-27741.pdfNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the DTC Settlement Service Guide With Respect to Settlement Instructions Provided to DTC by Matching Utilities
https://regulations.justia.com/regulations/fedreg/2016/11/18/2016-27740.html
https://regulations.justia.com/regulations/fedreg/2016/11/18/2016-27740.htmlFri, 18 Nov 2016 00:00:00 -08002016-27740Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-18/pdf/2016-27740.pdfNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Rule Change Amending the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes To Require All Parties Other Than Pro Se Customers To File and Serve Pleadings and Documents Through the FINRA Office of Dispute Resolution's Party Portal and To Permit Mediation Parties To Use the Portal
https://regulations.justia.com/regulations/fedreg/2016/11/18/2016-27739.html
https://regulations.justia.com/regulations/fedreg/2016/11/18/2016-27739.htmlFri, 18 Nov 2016 00:00:00 -08002016-27739Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-18/pdf/2016-27739.pdfNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change To Extend the MSRB's Customer Complaint and Related Recordkeeping Rules to Municipal Advisors and To Modernize Those Rules
https://regulations.justia.com/regulations/fedreg/2016/11/18/2016-27738.html
https://regulations.justia.com/regulations/fedreg/2016/11/18/2016-27738.htmlFri, 18 Nov 2016 00:00:00 -08002016-27738Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-18/pdf/2016-27738.pdfNotice - Order Approving Public Company Accounting Oversight Board Supplemental Budget for Calendar Year 2016
https://regulations.justia.com/regulations/fedreg/2016/11/18/2016-27708.html
https://regulations.justia.com/regulations/fedreg/2016/11/18/2016-27708.htmlFri, 18 Nov 2016 00:00:00 -08002016-27708Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-18/pdf/2016-27708.pdfRule - Investment Company Reporting Modernization
https://regulations.justia.com/regulations/fedreg/2016/11/18/2016-25349.html
https://regulations.justia.com/regulations/fedreg/2016/11/18/2016-25349.htmlFri, 18 Nov 2016 00:00:00 -08002016-25349Rulehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-18/pdf/2016-25349.pdfRule - Investment Company Liquidity Risk Management Programs
https://regulations.justia.com/regulations/fedreg/2016/11/18/2016-25348.html
https://regulations.justia.com/regulations/fedreg/2016/11/18/2016-25348.htmlFri, 18 Nov 2016 00:00:00 -08002016-25348Rulehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-18/pdf/2016-25348.pdfRule - Investment Company Swing Pricing
https://regulations.justia.com/regulations/fedreg/2016/11/18/2016-25347.html
https://regulations.justia.com/regulations/fedreg/2016/11/18/2016-25347.htmlFri, 18 Nov 2016 00:00:00 -08002016-25347Rulehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-18/pdf/2016-25347.pdf