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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/11/15?registers=between
Wed, 16 Jul 2025 02:36:09 -0700Wed, 16 Jul 2025 02:36:09 -0700Justia Regulations TrackerCopyright 2011 Justia Inc.https://regulations.justia.com/images/justiafedregulations.gif<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/11/15?registers=between
Notice - Submission for OMB Review; Comment Request
https://regulations.justia.com/regulations/fedreg/2016/11/15/2016-27377.html
https://regulations.justia.com/regulations/fedreg/2016/11/15/2016-27377.htmlTue, 15 Nov 2016 00:00:00 -08002016-27377Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-15/pdf/2016-27377.pdfNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7014 and the Nasdaq Growth Program
https://regulations.justia.com/regulations/fedreg/2016/11/15/2016-27375.html
https://regulations.justia.com/regulations/fedreg/2016/11/15/2016-27375.htmlTue, 15 Nov 2016 00:00:00 -08002016-27375Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-15/pdf/2016-27375.pdfNotice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing of a Proposed Rule Change in Connection With the Proposed Corporate Transaction Involving Bats Global Markets, Inc. and CBOE Holdings, Inc.
https://regulations.justia.com/regulations/fedreg/2016/11/15/2016-27374.html
https://regulations.justia.com/regulations/fedreg/2016/11/15/2016-27374.htmlTue, 15 Nov 2016 00:00:00 -08002016-27374Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-15/pdf/2016-27374.pdfNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change in Connection With a Proposed Corporate Transaction Involving CBOE Holdings, Inc. and Bats Global Markets, Inc.
https://regulations.justia.com/regulations/fedreg/2016/11/15/2016-27373.html
https://regulations.justia.com/regulations/fedreg/2016/11/15/2016-27373.htmlTue, 15 Nov 2016 00:00:00 -08002016-27373Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-15/pdf/2016-27373.pdfNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change in Connection With a Proposed Corporate Transaction Involving CBOE Holdings, Inc. and Bats Global Markets, Inc.
https://regulations.justia.com/regulations/fedreg/2016/11/15/2016-27372.html
https://regulations.justia.com/regulations/fedreg/2016/11/15/2016-27372.htmlTue, 15 Nov 2016 00:00:00 -08002016-27372Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-15/pdf/2016-27372.pdfNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change in Connection With the Proposed Corporate Transaction Involving Bats Global Markets, Inc. and CBOE Holdings, Inc.
https://regulations.justia.com/regulations/fedreg/2016/11/15/2016-27371.html
https://regulations.justia.com/regulations/fedreg/2016/11/15/2016-27371.htmlTue, 15 Nov 2016 00:00:00 -08002016-27371Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-15/pdf/2016-27371.pdfNotice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing of a Proposed Rule Change in Connection With the Proposed Corporate Transaction Involving Bats Global Markets, Inc. and CBOE Holdings, Inc.
https://regulations.justia.com/regulations/fedreg/2016/11/15/2016-27370.html
https://regulations.justia.com/regulations/fedreg/2016/11/15/2016-27370.htmlTue, 15 Nov 2016 00:00:00 -08002016-27370Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-15/pdf/2016-27370.pdfNotice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change in Connection With the Proposed Corporate Transaction Involving Bats Global Markets, Inc. and CBOE Holdings, Inc.
https://regulations.justia.com/regulations/fedreg/2016/11/15/2016-27369.html
https://regulations.justia.com/regulations/fedreg/2016/11/15/2016-27369.htmlTue, 15 Nov 2016 00:00:00 -08002016-27369Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-15/pdf/2016-27369.pdfNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .14 to Rule 4770 (Compliance With Regulation NMS Plan To Implement a Tick Size Pilot)
https://regulations.justia.com/regulations/fedreg/2016/11/15/2016-27368.html
https://regulations.justia.com/regulations/fedreg/2016/11/15/2016-27368.htmlTue, 15 Nov 2016 00:00:00 -08002016-27368Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-15/pdf/2016-27368.pdfNotice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .14 to Rule 4770 (Compliance With Regulation NMS Plan To Implement a Tick Size Pilot)
https://regulations.justia.com/regulations/fedreg/2016/11/15/2016-27367.html
https://regulations.justia.com/regulations/fedreg/2016/11/15/2016-27367.htmlTue, 15 Nov 2016 00:00:00 -08002016-27367Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-15/pdf/2016-27367.pdfNotice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .14 to Rule 3317 (Compliance With Regulation NMS Plan To Implement a Tick Size Pilot)
https://regulations.justia.com/regulations/fedreg/2016/11/15/2016-27366.html
https://regulations.justia.com/regulations/fedreg/2016/11/15/2016-27366.htmlTue, 15 Nov 2016 00:00:00 -08002016-27366Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-15/pdf/2016-27366.pdfNotice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Cease and Desist Authority Rules
https://regulations.justia.com/regulations/fedreg/2016/11/15/2016-27365.html
https://regulations.justia.com/regulations/fedreg/2016/11/15/2016-27365.htmlTue, 15 Nov 2016 00:00:00 -08002016-27365Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-15/pdf/2016-27365.pdfNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Cease and Desist Authority Rules
https://regulations.justia.com/regulations/fedreg/2016/11/15/2016-27364.html
https://regulations.justia.com/regulations/fedreg/2016/11/15/2016-27364.htmlTue, 15 Nov 2016 00:00:00 -08002016-27364Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-15/pdf/2016-27364.pdfNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Rule 5050 Series of Options Contracts Open for Trading To Provide for the Listing and Trading on the Exchange of RealDayTM
https://regulations.justia.com/regulations/fedreg/2016/11/15/2016-27363.html
https://regulations.justia.com/regulations/fedreg/2016/11/15/2016-27363.htmlTue, 15 Nov 2016 00:00:00 -08002016-27363Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-15/pdf/2016-27363.pdf