<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/11/14?registers=between Sun, 13 Jul 2025 01:47:52 -0700 Sun, 13 Jul 2025 01:47:52 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/11/14?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2016/11/14/2016-27378.html https://regulations.justia.com/regulations/fedreg/2016/11/14/2016-27378.html Mon, 14 Nov 2016 00:00:00 -0800 2016-27378 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-14/pdf/2016-27378.pdf Notice - Equity Market Structure Advisory Committee https://regulations.justia.com/regulations/fedreg/2016/11/14/2016-27265.html https://regulations.justia.com/regulations/fedreg/2016/11/14/2016-27265.html Mon, 14 Nov 2016 00:00:00 -0800 2016-27265 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-14/pdf/2016-27265.pdf Notice - The Boston Trust & Walden Funds, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2016/11/14/2016-27249.html https://regulations.justia.com/regulations/fedreg/2016/11/14/2016-27249.html Mon, 14 Nov 2016 00:00:00 -0800 2016-27249 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-14/pdf/2016-27249.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2016/11/14/2016-27248.html https://regulations.justia.com/regulations/fedreg/2016/11/14/2016-27248.html Mon, 14 Nov 2016 00:00:00 -0800 2016-27248 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-14/pdf/2016-27248.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of the Exchange's Equity Options Platform https://regulations.justia.com/regulations/fedreg/2016/11/14/2016-27238.html https://regulations.justia.com/regulations/fedreg/2016/11/14/2016-27238.html Mon, 14 Nov 2016 00:00:00 -0800 2016-27238 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-14/pdf/2016-27238.pdf Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make a Number of Non-Controversial and Technical Changes https://regulations.justia.com/regulations/fedreg/2016/11/14/2016-27237.html https://regulations.justia.com/regulations/fedreg/2016/11/14/2016-27237.html Mon, 14 Nov 2016 00:00:00 -0800 2016-27237 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-14/pdf/2016-27237.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Allow DTC To Automate the Process for Participants To Submit Eligibility Requests for the DTC Custody Service https://regulations.justia.com/regulations/fedreg/2016/11/14/2016-27236.html https://regulations.justia.com/regulations/fedreg/2016/11/14/2016-27236.html Mon, 14 Nov 2016 00:00:00 -0800 2016-27236 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-14/pdf/2016-27236.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Market Access and Routing Subsidy Program https://regulations.justia.com/regulations/fedreg/2016/11/14/2016-27235.html https://regulations.justia.com/regulations/fedreg/2016/11/14/2016-27235.html Mon, 14 Nov 2016 00:00:00 -0800 2016-27235 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-14/pdf/2016-27235.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Order Granting Approval of Proposed Rule Change To Delete or Amend Rule Language Relating to Specialists and Registered Options Traders https://regulations.justia.com/regulations/fedreg/2016/11/14/2016-27234.html https://regulations.justia.com/regulations/fedreg/2016/11/14/2016-27234.html Mon, 14 Nov 2016 00:00:00 -0800 2016-27234 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-14/pdf/2016-27234.pdf Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 9400 To Include a Cross-Reference https://regulations.justia.com/regulations/fedreg/2016/11/14/2016-27151.html https://regulations.justia.com/regulations/fedreg/2016/11/14/2016-27151.html Mon, 14 Nov 2016 00:00:00 -0800 2016-27151 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-14/pdf/2016-27151.pdf