<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/11/09?registers=between Tue, 15 Jul 2025 16:35:45 -0700 Tue, 15 Jul 2025 16:35:45 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/11/09?registers=between Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of and Extension of Review Period of Advance Notice Relating to Processing of Transactions in Money Market Instruments https://regulations.justia.com/regulations/fedreg/2016/11/09/2016-27030.html https://regulations.justia.com/regulations/fedreg/2016/11/09/2016-27030.html Wed, 09 Nov 2016 00:00:00 -0800 2016-27030 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-09/pdf/2016-27030.pdf Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend EDGX Rule 2.5, Restrictions, Regarding Members and Associated Persons of Members Who Are or Become Subject to a Statutory Disqualification https://regulations.justia.com/regulations/fedreg/2016/11/09/2016-27028.html https://regulations.justia.com/regulations/fedreg/2016/11/09/2016-27028.html Wed, 09 Nov 2016 00:00:00 -0800 2016-27028 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-09/pdf/2016-27028.pdf Notice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend EDGA Rule 2.5, Restrictions, Regarding Members and Associated Persons of Members Who Are or Become Subject to a Statutory Disqualification https://regulations.justia.com/regulations/fedreg/2016/11/09/2016-27027.html https://regulations.justia.com/regulations/fedreg/2016/11/09/2016-27027.html Wed, 09 Nov 2016 00:00:00 -0800 2016-27027 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-09/pdf/2016-27027.pdf Notice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BYX Rule, 2.5, Restrictions, Regarding Members and Associated Persons of Members Who Are or Become Subject to a Statutory Disqualification https://regulations.justia.com/regulations/fedreg/2016/11/09/2016-27026.html https://regulations.justia.com/regulations/fedreg/2016/11/09/2016-27026.html Wed, 09 Nov 2016 00:00:00 -0800 2016-27026 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-09/pdf/2016-27026.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add to the Rules of the Exchange the Eleventh Amended and Restated Operating Agreement of the New York Stock Exchange LLC https://regulations.justia.com/regulations/fedreg/2016/11/09/2016-27025.html https://regulations.justia.com/regulations/fedreg/2016/11/09/2016-27025.html Wed, 09 Nov 2016 00:00:00 -0800 2016-27025 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-09/pdf/2016-27025.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Rules Concerning Payment of Compensation and Rebates, and Research Analyst Attestation Requirements in Order To Harmonize With Certain FINRA Rules and Make Other Conforming Changes https://regulations.justia.com/regulations/fedreg/2016/11/09/2016-27024.html https://regulations.justia.com/regulations/fedreg/2016/11/09/2016-27024.html Wed, 09 Nov 2016 00:00:00 -0800 2016-27024 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-09/pdf/2016-27024.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend BZX Rule 2.5, Restrictions, Regarding Members and Associated Persons of Members Who Are or Become Subject to a Statutory Disqualification https://regulations.justia.com/regulations/fedreg/2016/11/09/2016-27023.html https://regulations.justia.com/regulations/fedreg/2016/11/09/2016-27023.html Wed, 09 Nov 2016 00:00:00 -0800 2016-27023 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-09/pdf/2016-27023.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Institute a New Fee for the Distribution of Data https://regulations.justia.com/regulations/fedreg/2016/11/09/2016-27022.html https://regulations.justia.com/regulations/fedreg/2016/11/09/2016-27022.html Wed, 09 Nov 2016 00:00:00 -0800 2016-27022 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-09/pdf/2016-27022.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Requirements in MSRB Rule A-4, on Meetings of the Board, Regarding the Formation of a Quorum https://regulations.justia.com/regulations/fedreg/2016/11/09/2016-27021.html https://regulations.justia.com/regulations/fedreg/2016/11/09/2016-27021.html Wed, 09 Nov 2016 00:00:00 -0800 2016-27021 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-09/pdf/2016-27021.pdf